0001019056-22-000392.txt : 20220516 0001019056-22-000392.hdr.sgml : 20220516 20220516125457 ACCESSION NUMBER: 0001019056-22-000392 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220513 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JW Partners, LP CENTRAL INDEX KEY: 0001082644 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38593 FILM NUMBER: 22927240 BUSINESS ADDRESS: STREET 1: 14 NORTH LAKE ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: (212) 446-5362 MAIL ADDRESS: STREET 1: 14 NORTH LAKE ROAD CITY: ARMONK STATE: NY ZIP: 10504 FORMER NAME: FORMER CONFORMED NAME: J.W. Partners, LP DATE OF NAME CHANGE: 20101112 FORMER NAME: FORMER CONFORMED NAME: J W FOCUSED GROWTH FUND L P DATE OF NAME CHANGE: 19990325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JW Asset Management, LLC CENTRAL INDEX KEY: 0001549738 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38593 FILM NUMBER: 22927241 BUSINESS ADDRESS: STREET 1: 14 NORTH LAKE RD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 212-446-5362 MAIL ADDRESS: STREET 1: 14 NORTH LAKE RD CITY: ARMONK STATE: NY ZIP: 10504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wild Jason G. CENTRAL INDEX KEY: 0001778752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38593 FILM NUMBER: 22927237 MAIL ADDRESS: STREET 1: JW ASSET MANAGEMENT, LLC STREET 2: 489 FIFTH AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: J.W. Opportunities Master Fund, Ltd. CENTRAL INDEX KEY: 0001778482 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38593 FILM NUMBER: 22927239 BUSINESS ADDRESS: STREET 1: 489 FIFTH AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 446-5361 MAIL ADDRESS: STREET 1: 489 FIFTH AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JW GP, LLC CENTRAL INDEX KEY: 0001778512 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38593 FILM NUMBER: 22927238 BUSINESS ADDRESS: STREET 1: 489 FIFTH AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 466-5361 MAIL ADDRESS: STREET 1: 489 FIFTH AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTABLISHMENT LABS HOLDINGS INC. CENTRAL INDEX KEY: 0001688757 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 981436377 BUSINESS ADDRESS: STREET 1: PO BOX 3140, COMMERCE HOUSE STREET 2: WICKHAMS CAY 1, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 50624342400 MAIL ADDRESS: STREET 1: PO BOX 3140, COMMERCE HOUSE STREET 2: WICKHAMS CAY 1, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 4 1 ownership.xml X0306 4 2022-05-13 0 0001688757 ESTABLISHMENT LABS HOLDINGS INC. ESTA 0001549738 JW Asset Management, LLC 14 NORTH LAKE ROAD ARMONK NY 10504 0 0 1 0 0001082644 JW Partners, LP 14 NORTH LAKE ROAD ARMONK NY 10504 0 0 1 0 0001778482 J.W. Opportunities Master Fund, Ltd. 27 HOSPITAL ROAD GEORGE TOWN GRAND CAYMAN E9 KY1-9008 CAYMAN ISLANDS 0 0 1 0 0001778512 JW GP, LLC 14 NORTH LAKE ROAD ARMONK NY 10504 0 0 1 0 0001778752 Wild Jason G. 14 NORTH LAKE ROAD ARMONK NY 10504 0 0 1 0 Common Shares 2022-05-13 4 P 0 5000 54.83 A 3192485 I See Footnotes This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. The amount of 5,000 in Table I reflects the 3,500 Common Shares acquired by JWP and the 1,500 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. /s/ Jason Klarreich, Attorney-in-Fact, JW Asset Management, LLC 2022-05-16 EX-24 2 ex_24.htm

Exhibit 24

Information Regarding Joint Filers

Designated Filer of Form 4: JW Asset Management, LLC

Date of Earliest Transaction Required to be Reported: May 13, 2022

Issuer Name and Ticker Symbol: Establishment Labs Holdings Inc. (ESTA)


Names:	JW Asset Management, LLC, JW Partners, LP, JW Opportunities Master Fund, Ltd, JW GP, LLC and Jason G. Wild.


Address:	JW Asset Management, LLC
	14 North Lake Road
	Armonk, NY 10504

Signatures:

The undersigned, JW Partners, LP, JW Opportunities Master Fund, Ltd, JW GP, LLC and Jason G. Wild, are jointly filing the attached Statement of Ownership of Securities on Form 4 with JW Asset Management, LLC with respect to the beneficial ownership of securities of Establishment Labs Holdings Inc.

JW ASSET MANAGEMENT, LLC

By: Jason G. Wild, its Managing Member

/s/ Jason Klarreich