0000899243-16-011190.txt : 20160106 0000899243-16-011190.hdr.sgml : 20160106 20160106193009 ACCESSION NUMBER: 0000899243-16-011190 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151216 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UIL HOLDINGS CORP CENTRAL INDEX KEY: 0001082510 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 061541045 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 157 CHURCH ST CITY: NEW HAVEN STATE: CT ZIP: 06510 BUSINESS PHONE: 2034992000 MAIL ADDRESS: STREET 1: 157 CHURCH ST CITY: NEW HAVEN STATE: CT ZIP: 06510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICHOLAS RICHARD J CENTRAL INDEX KEY: 0001199583 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15052 FILM NUMBER: 161328450 MAIL ADDRESS: STREET 1: C/O UIL HOLDINGS CORP STREET 2: 157 CHURCH STREET CITY: NEW HAVEN STATE: CT ZIP: 06510 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2015-12-16 2015-12-18 1 0001082510 UIL HOLDINGS CORP UIL 0001199583 NICHOLAS RICHARD J 157 CHURCH STREET P. O. BOX 1564 NEW HAVEN CT 06510 0 1 0 0 Exec VP & CFO Common Stock 2015-12-16 4 D 0 5374.058 0.00 D 0 I By UIL Employee Stock Ownership Plan (KSOP) Common Stock 2015-12-16 4 D 0 26703 0.00 D 0 D Deferred Stock Units 2015-12-16 4 D 0 64336.67 D Common Stock 64336.67 0 D This amendment is being filed to correct an administrative error that reported the transaction as a disposition pursuant to a tender of shares in a change of control transaction on the Form 4 filed 12/18/2015. This amendment is being filed to correct an administrative error that reported the transaction as an acquisition on the Form 4 filed 12/18/2015. Disposed of pursuant to the merger of UIL Holdings Corporation (UIL) and Avangrid, Inc. (AGR) in exchange for a like number of shares of common stock of AGR plus $10.50 per share. This amendment is being filed to correct an administrative error that reported the ownership as direct and did not include the type of security on the Form 4 filed 12/18/2015. Deferred Stock Units represent shares granted to the recipient and deferred under UIL's Deferred Compensation Plan (DCP). Payment of the deferred stock underlying the stock is made at the time elected by the recipient pursuant to the terms and provisions of the DCP. Each share disposed of pursuant to the merger of UIL and AGR in exchange for 1.28059748557929000 Deferred Stock Units of AGR. /s/ Patricia C. Cosgel, (attorney-in-fact) for Richard J. Nicholas 2016-01-06