0000899243-16-011187.txt : 20160106 0000899243-16-011187.hdr.sgml : 20160106 20160106192538 ACCESSION NUMBER: 0000899243-16-011187 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151216 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UIL HOLDINGS CORP CENTRAL INDEX KEY: 0001082510 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 061541045 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 157 CHURCH ST CITY: NEW HAVEN STATE: CT ZIP: 06510 BUSINESS PHONE: 2034992000 MAIL ADDRESS: STREET 1: 157 CHURCH ST CITY: NEW HAVEN STATE: CT ZIP: 06510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHASE ARNOLD L CENTRAL INDEX KEY: 0001024134 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15052 FILM NUMBER: 161328434 MAIL ADDRESS: STREET 1: C/O UIL HOLDINGS CORPORATION STREET 2: 157 CHURCH STREET CITY: NEW HAVEN STATE: CT ZIP: 06506 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2015-12-16 2015-12-18 1 0001082510 UIL HOLDINGS CORP UIL 0001024134 CHASE ARNOLD L 157 CHURCH STREET P. O. BOX 1564 NEW HAVEN CT 06510 1 0 0 0 Common Stock 2015-12-16 4 D 0 432339 0.00 D 0 D Common Stock 2015-12-16 4 D 0 599164 0.00 D 0 I Custodian, Foundation, Investment Trust Restricted Stock 2015-12-16 4 D 0 1965 0.00 D 0 D Phantom Stock Units 2015-12-16 4 D 0 21953.067 0.00 D Common Stock 21953.067 0 D This amendment is being filed to correct an administrative error that reported the transaction as a disposition pursuant to a tender of shares in a change of control transaction on the Form 4 filed 12/18/2015. This amendment is being filed to correct an administrative error that reported the transaction as an acquisition on the Form 4 filed 12/18/2015. Disposed of pursuant to the merger of UIL Holdings Corporation (UIL) and Avangrid, Inc. (AGR) in exchange for a like number of shares of common stock of AGR plus $10.50 per share. This amendment is being filed to correct an administrative error that reported that all shares of Common Stock were held directly on the Form 4 filed 12/18/2015. Each share disposed of pursuant to the merger of UIL and AGR in exchange for 1.28059748557929000 shares of Restricted Stock of AGR. Phantom Stock Units represent directors' fees paid in shares of UIL Common Stock and deferred under UIL's Non-Employee Directors Common Stock and Deferred Compensation Plan (Plan). Payment of the phantom stock underlying the phantom stock unit is made at the time elected by the recipient pursuant to the terms and provisions of the Plan. Each share disposed of pursuant to the merger of UIL and AGR in exchange for cash in the amount of $51.525 per phantom stock unit. /s/ Patricia C. Cosgel, attorney-in-fact for Arnold L. Chase 2016-01-06