0001082509-13-000002.txt : 20130424 0001082509-13-000002.hdr.sgml : 20130424 20130424111844 ACCESSION NUMBER: 0001082509-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130424 DATE AS OF CHANGE: 20130424 EFFECTIVENESS DATE: 20130424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH CHAS P & ASSOCIATES PA CPAS CENTRAL INDEX KEY: 0001082509 IRS NUMBER: 592030217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04403 FILM NUMBER: 13778248 BUSINESS ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 BUSINESS PHONE: 8636681725 MAIL ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 13F-HR 1 f13-033113.txt FIRST QUARTER 2013 ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatment. [ ] adds new holdings entries Institutional Investment Manager Filing this Report Name: Chas. P. Smith & Associates, PA, CPA's Address: 1509 South Florida Avenue Lakeland, FL 33803 13F File Number: 28-6224 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chas. P. Smith Title: President Phone: 863-688-1725 Signature, Place, and Date of Signing Chas. P. Smith, Lakeland, Florida, April 24, 2013 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 90 Form 13F Information Table Value Total: 367,098 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3m Company COM 88579Y101 7659 72043 SH Sole 72043 AT&T Corp New COM 00206R102 9415 256609 SH Sole 256609 Abbott Laboratories COM 002824100 4672 132276 SH Sole 132276 Abbvie Inc Com COM 00287Y109 5455 133776 SH Sole 133776 Alps Etf Tr Alerian Mlp COM 00162Q866 201 11315 SH Sole 11315 Altria Group Inc COM 02209S103 2577 74939 SH Sole 74939 American Elec Pwr Inc COM 025537101 227 4660 SH Sole 4660 Amerigas Partners L P Unit L P COM 030975106 639 14215 SH Sole 14215 Amgen Inc COM 031162100 273 2663 SH Sole 2663 Apple Computers COM 037833100 7193 16250 SH Sole 16250 Apricus Biosciences In Com COM 03832V109 230 85727 SH Sole 85727 Bank Of America Corp New COM 060505104 328 26917 SH Sole 26917 Berkshire Hathaway Inc Del Cl COM 084670108 1719 11 SH Sole 11 Berkshire Hathaway Inc Del Cl COM 084670702 8842 84856 SH Sole 84856 Bristol Myers Squibb COM 110122108 407 9889 SH Sole 9889 Central Garden&pet Co Cl A Non COM 153527205 400 48683 SH Sole 48683 Chevrontexaco Corp Com COM 166764100 12242 103030 SH Sole 103030 Cincinnati Financial Corp Com COM 172062101 334 7068 SH Sole 7068 Cisco Sys Inc COM 17275R102 7713 369109 SH Sole 369109 Coca-Cola COM 191216100 5132 126895 SH Sole 126895 Colgate Palmolive COM 194162103 7812 66186 SH Sole 66186 Conocophillips Com COM 20825C104 425 7068 SH Sole 7068 Direxion Daily Financial Bull COM 25459Y694 673 4075 SH Sole 4075 Direxion Shs Etf Tr Dly Enrgy COM 25459W888 730 11020 SH Sole 11020 Direxion Shs Etf Tr Dly Midcap COM 25459W730 801 14740 SH Sole 14740 Direxion Shs Etf Tr Dly Smcap COM 25459W847 792 8906 SH Sole 8906 Direxion Shs Etf Tr Dly Tech B COM 25459W102 716 12894 SH Sole 12894 Direxion Shs Etf Tr Drx S&P 50 COM 25459W862 828 7113 SH Sole 7113 Direxion Shs Etf Tr Healthcare COM 25459Y876 835 10225 SH Sole 10225 Du Pont E I De Nemours Com COM 263534109 9243 188011 SH Sole 188011 Duke Energy Corp COM 26441C204 484 6670 SH Sole 6670 Energy Transfer Prtnrs Unit Lt COM 29273R109 868 17115 SH Sole 17115 Exxon Mobil Corp Com COM 30231G102 17608 195403 SH Sole 195403 General Electric Co COM 369604103 12730 550591 SH Sole 550591 General Motors Escrow COM 370ESC816 0 10176 SH Sole 10176 Hewlett Packard Co Com COM 428236103 232 9720 SH Sole 9720 Home Depot COM 437076102 5807 83224 SH Sole 83224 IR 4C Inc. Class COM 45000Z107 50 50000 SH Sole 50000 International Business Machine COM 459200101 326 1528 SH Sole 1528 Ishares Inc Em Mkt Min Vol COM 464286533 2869 47151 SH Sole 47151 Ishares Tr Dj Intl Sel Divd COM 464288448 6556 191966 SH Sole 191966 Ishares Tr Dj Sel Div Inx COM 464287168 472 7447 SH Sole 7447 Ishares Tr Dj Us Energy COM 464287796 217 4805 SH Sole 4805 Ishares Tr Dj Us Finl Svc COM 464287770 10711 161898 SH Sole 161898 Ishares Tr Hgh Div Eqt Fd COM 46429B663 617 9438 SH Sole 9438 Ishares Tr Russell 2000 COM 464287655 563 5959 SH Sole 5959 Ishares Tr Russell Midcap COM 464287499 210 1650 SH Sole 1650 Ishares Tr S&P 500 Index COM 464287200 11730 74540 SH Sole 74540 Ishares Tr S&P Gbl Energy COM 464287341 6894 172644 SH Sole 172644 Ishares Tr S&p Mc 400 Grw COM 464287606 8442 65883 SH Sole 65883 Ishares Tr S&p Midcap Value COM 464287705 5006 49618 SH Sole 49618 Ishares Tr S&p Smlcp Value COM 464287879 4725 52537 SH Sole 52537 Ishares Tr Small Growth Index COM 464288604 7060 67515 SH Sole 67515 J P Morgan Chase & Co COM 46625H100 8721 183763 SH Sole 183763 Johnson & Johnson COM 478160104 10580 129764 SH Sole 129764 Kinder Morgan Energy Partners COM 494550106 235 2620 SH Sole 2620 Kinder Morgan Mgmt Llc Shs COM 49455U100 12937 147261 SH Sole 147261 Lowes Cos Inc Com COM 548661107 351 9253 SH Sole 9253 Mcdonalds COM 580135101 5866 58842 SH Sole 58842 Merck & Co, Inc. COM 58933Y105 8802 199150 SH Sole 199150 Microsoft COM 594918104 1037 36264 SH Sole 36264 Natural Resource Prtnr Com Uni COM 63900P103 426 18210 SH Sole 18210 Netlist Corp Com COM 64114J107 0 25000 SH Sole 25000 Nextera Energy Inc Com COM 65339F101 413 5316 SH Sole 5316 North European Oil Royalty Tru COM 659310106 272 11232 SH Sole 11232 Oracle Corp Com COM 68389X105 4626 143083 SH Sole 143083 Orthopedic Design North Americ COM 68750Z101 205 41000 SH Sole 41000 Paychex Inc Com COM 704326107 685 19545 SH Sole 19545 Penn West Energy Trust COM 707887105 118 10945 SH Sole 10945 Pepsico COM 713448108 9251 116944 SH Sole 116944 Pfizer COM 717081103 13806 478361 SH Sole 478361 Philip Morris Intl Inc Com COM 718172109 9829 106016 SH Sole 106016 Phillips 66 Com COM 718546104 2199 31434 SH Sole 31434 Powershares QQQ Tr Unit Series COM 73935A104 9067 131467 SH Sole 131467 Proctor & Gamble COM 742718109 9964 129303 SH Sole 129303 Proshares Tr Ultra S&P 500 COM 74347R107 540 7405 SH Sole 7405 Prospect Capital Corp Com COM 74348T102 1112 101935 SH Sole 101935 Sanofi-Aventis Sponsored ADR COM 80105N105 7401 144895 SH Sole 144895 Sempra Energy Com COM 816851109 328 4100 SH Sole 4100 Southern Co Com COM 842587107 381 8119 SH Sole 8119 Spectra Energy Corp COM 847560109 227 7394 SH Sole 7394 Suburban Propane L P Unit Ltd COM 864482104 353 7940 SH Sole 7940 Teva Pharmaceutical Inds Ltd A COM 881624209 9692 244257 SH Sole 244257 Vanguard Intl Eqty Idx Emr Mkt COM 922042858 4372 101923 SH Sole 101923 Verizon Communications Com COM 92343V104 9690 197152 SH Sole 197152 Wal-Mart Stores Inc COM 931142103 3055 40828 SH Sole 40828 Walgreens, Inc. COM 931422109 1276 26764 SH Sole 26764 Wells Fargo & Co Del Com COM 949746101 9270 250596 SH Sole 250596 Western Un Co Com COM 959802109 6999 465373 SH Sole 465373 Whitestone Reit Cl B Sbi COM 966084204 322 21260 SH Sole 21260