0001082509-12-000005.txt : 20121016 0001082509-12-000005.hdr.sgml : 20121016 20121016162959 ACCESSION NUMBER: 0001082509-12-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121016 DATE AS OF CHANGE: 20121016 EFFECTIVENESS DATE: 20121016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH CHAS P & ASSOCIATES PA CPAS CENTRAL INDEX KEY: 0001082509 IRS NUMBER: 592030217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04403 FILM NUMBER: 121146446 BUSINESS ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 BUSINESS PHONE: 8636681725 MAIL ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 13F-HR 1 f13-093012.txt THIRD QUARTER 2012 ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatment. [ ] adds new holdings entries Institutional Investment Manager Filing this Report Name: Chas. P. Smith & Associates, PA, CPA's Address: 1509 South Florida Avenue Lakeland, FL 33803 13F File Number: 28-6224 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chas. P. Smith Title: President Phone: 863-688-1725 Signature, Place, and Date of Signing Chas. P. Smith, Lakeland, Florida, October 16, 2012 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 78 Form 13F Information Table Value Total: 308,715 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3m Company COM 88579Y101 5571 60279 SH Sole 60279 AT&T Corp New COM 00206R102 8494 225317 SH Sole 225317 Abbott Laboratories COM 002824100 9223 134524 SH Sole 134524 Advanced Cell Tech Inc Com COM 00752K105 4 57142 SH Sole 57142 Alps Etf Tr Alerian Mlp COM 00162Q866 250 15100 SH Sole 15100 Altria Group Inc COM 02209S103 977 29257 SH Sole 29257 American Elec Pwr Inc COM 025537101 205 4660 SH Sole 4660 Amerigas Partners L P Unit L P COM 030975106 635 14555 SH Sole 14555 Amgen Inc COM 031162100 223 2642 SH Sole 2642 Apple Computers COM 037833100 20044 30046 SH Sole 30046 Apricus Biosciences In Com COM 03832V109 279 85727 SH Sole 85727 Bank Of America Corp New COM 060505104 116 13152 SH Sole 13152 Berkshire Hathaway Inc Del Cl COM 084670108 1460 11 SH Sole 11 Berkshire Hathaway Inc Del Cl COM 084670702 7770 88100 SH Sole 88100 Bristol Myers Squibb COM 110122108 306 9069 SH Sole 9069 Chevrontexaco Corp Com COM 166764100 11340 97286 SH Sole 97286 Cisco Sys Inc COM 17275R102 4175 218637 SH Sole 218637 Coca-Cola COM 191216100 3786 99812 SH Sole 99812 Colgate Palmolive COM 194162103 7423 69232 SH Sole 69232 Conocophillips Com COM 20825C104 4788 83735 SH Sole 83735 Direxion Shs Etf Tr Dly Tech B COM 25459W102 263 4439 SH Sole 4439 Du Pont E I De Nemours Com COM 263534109 6422 127744 SH Sole 127744 Duke Energy Corp COM 26441C204 488 7539 SH Sole 7539 Energy Transfer Prtnrs Unit Lt COM 29273R109 653 15330 SH Sole 15330 Exxon Mobil Corp Com COM 30231G102 17387 190129 SH Sole 190129 General Electric Co COM 369604103 10591 466363 SH Sole 466363 General Motors Escrow COM 370ESC816 0 10226 SH Sole 10226 Google Inc Cl A COM 38259P508 318 422 SH Sole 422 Green Envirotech Hldgs Com COM 39303B107 0 50000 SH Sole 50000 Home Depot COM 437076102 8789 145593 SH Sole 145593 IR 4C Inc. Class COM 45000Z107 50 50000 SH Sole 50000 Ishares Tr Dj Intl Sel Divd COM 464288448 2129 67345 SH Sole 67345 Ishares Tr Dj Sel Div Inx COM 464287168 254 4400 SH Sole 4400 Ishares Tr Dj Us Energy COM 464287796 214 5070 SH Sole 5070 Ishares Tr Dj Us Finl Svc COM 464287770 8469 152133 SH Sole 152133 Ishares Tr Hgh Div Eqt Fd COM 46429B663 320 5248 SH Sole 5248 Ishares Tr Russell 2000 COM 464287655 309 3705 SH Sole 3705 Ishares Tr S&P 500 Index COM 464287200 9232 63937 SH Sole 63937 Ishares Tr S&P Gbl Energy COM 464287341 7127 181204 SH Sole 181204 Ishares Tr S&p Mc 400 Grw COM 464287606 6156 54986 SH Sole 54986 Ishares Tr S&p Midcap Value COM 464287705 2768 32564 SH Sole 32564 Ishares Tr Small Growth Index COM 464288604 4719 49711 SH Sole 49711 J P Morgan Chase & Co COM 46625H100 6911 170729 SH Sole 170729 Johnson & Johnson COM 478160104 8224 119340 SH Sole 119340 Kinder Morgan Mgmt Llc Shs COM 49455U100 10701 140063 SH Sole 140063 Lowes Cos Inc Com COM 548661107 836 27650 SH Sole 27650 Mcdonalds COM 580135101 4478 48806 SH Sole 48806 Merck & Co, Inc. COM 58933Y105 8240 182734 SH Sole 182734 Microsoft COM 594918104 3353 112671 SH Sole 112671 Natural Resource Prtnr Com Uni COM 63900P103 452 21806 SH Sole 21806 Netlist Corp Com COM 64114J107 0 25000 SH Sole 25000 Nextera Energy Inc Com COM 65339F101 416 5916 SH Sole 5916 North European Oil Royalty Tru COM 659310106 320 11232 SH Sole 11232 Oracle Corp Com COM 68389X105 4614 146664 SH Sole 146664 Orthopedic Design North Americ COM 68750Z101 205 41000 SH Sole 41000 Paychex Inc Com COM 704326107 564 16956 SH Sole 16956 Penn West Energy Trust COM 707887105 180 12630 SH Sole 12630 Pepsico COM 713448108 7522 106288 SH Sole 106288 Pfizer COM 717081103 11489 462346 SH Sole 462346 Philip Morris Intl Inc Com COM 718172109 8925 99234 SH Sole 99234 Phillips 66 Com COM 718546104 1688 36412 SH Sole 36412 Powershares QQQ Tr Unit Series COM 73935A104 8387 122318 SH Sole 122318 Proctor & Gamble COM 742718109 8383 120868 SH Sole 120868 Proshares Tr Ultra S&P 500 COM 74347R107 837 13680 SH Sole 13680 Proshares Ultra Financial COM 74347X633 245 3944 SH Sole 3944 Prospect Capital Corp Com COM 74348T102 996 86440 SH Sole 86440 Sanofi-Aventis Sponsored ADR COM 80105N105 6497 150881 SH Sole 150881 Sempra Energy Com COM 816851109 264 4100 SH Sole 4100 Sirius Satellite Radio Com COM 82967N108 169 65344 SH Sole 65344 Southern Co Com COM 842587107 374 8119 SH Sole 8119 Spectra Energy Corp COM 847560109 218 7410 SH Sole 7410 Suburban Propane L P Unit Ltd COM 864482104 275 6645 SH Sole 6645 Teva Pharmaceutical Inds Ltd A COM 881624209 4420 106735 SH Sole 106735 Vanguard Intl Eqty Idx Emr Mkt COM 922042858 4364 104608 SH Sole 104608 Verizon Communications Com COM 92343V104 7997 175491 SH Sole 175491 Wal-Mart Stores Inc COM 931142103 2855 38680 SH Sole 38680 Walgreens, Inc. COM 931422109 1304 35784 SH Sole 35784 Wells Fargo & Co Del Com COM 949746101 7966 230688 SH Sole 230688 Whitestone Reit Cl B Sbi COM 966084204 319 24130 SH Sole 24130