0001082509-12-000003.txt : 20120419 0001082509-12-000003.hdr.sgml : 20120419 20120419100819 ACCESSION NUMBER: 0001082509-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120419 DATE AS OF CHANGE: 20120419 EFFECTIVENESS DATE: 20120419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH CHAS P & ASSOCIATES PA CPAS CENTRAL INDEX KEY: 0001082509 IRS NUMBER: 592030217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04403 FILM NUMBER: 12767493 BUSINESS ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 BUSINESS PHONE: 8636681725 MAIL ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 13F-HR 1 f13-033112.txt FIRST QUARTER 2012 ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatment. [ ] adds new holdings entries Institutional Investment Manager Filing this Report Name: Chas. P. Smith & Associates, PA, CPA's Address: 1509 South Florida Avenue Lakeland, FL 33803 13F File Number: 28-6224 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chas. P. Smith Title: President Phone: 863-688-1725 Signature, Place, and Date of Signing Chas. P. Smith, Lakeland, Florida, April 19, 2012 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 75 Form 13F Information Table Value Total: 281,799 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3m Company COM 88579Y101 5047 56578 SH Sole 56578 AT&T Corp New COM 00206R102 6331 202728 SH Sole 202728 Abbott Laboratories COM 002824100 7864 128301 SH Sole 128301 Advanced Cell Tech Inc Com COM 00752K105 5 57142 SH Sole 57142 Alps Etf Tr Alerian Mlp COM 00162Q866 262 15770 SH Sole 15770 Altria Group Inc COM 02209S103 744 24111 SH Sole 24111 Amerigas Partners L P Unit L P COM 030975106 414 10220 SH Sole 10220 Apple Computers COM 037833100 16906 28197 SH Sole 28197 Berkshire Hathaway Inc Del Cl COM 084670108 1341 11 SH Sole 11 Berkshire Hathaway Inc Del Cl COM 084670702 7589 93523 SH Sole 93523 Bristol Myers Squibb COM 110122108 213 6300 SH Sole 6300 Cel-Sci Corp Com New COM 150837409 5 10000 SH Sole 10000 Chevrontexaco Corp Com COM 166764100 10569 98581 SH Sole 98581 Cisco Sys Inc COM 17275R102 228 10801 SH Sole 10801 Coca-Cola COM 191216100 3577 48336 SH Sole 48336 Colgate Palmolive COM 194162103 7181 73438 SH Sole 73438 Conocophillips Com COM 20825C104 6345 83472 SH Sole 83472 Dell Computer COM 24702R101 850 51214 SH Sole 51214 Direxion Shs Etf Tr Dly Enrgy COM 25459W888 212 4135 SH Sole 4135 Direxion Shs Etf Tr Dly Smcap COM 25459W847 460 7366 SH Sole 7366 Direxion Shs Etf Tr Dly Tech B COM 25459W102 423 6464 SH Sole 6464 Du Pont E I De Nemours Com COM 263534109 5211 98511 SH Sole 98511 Duke Energy Corp COM 26441c105 253 12032 SH Sole 12032 Energy Transfer Prtnrs Unit Lt COM 29273R109 527 11235 SH Sole 11235 Exxon Mobil Corp Com COM 30231G102 16830 194053 SH Sole 194053 General Electric Co COM 369604103 8732 435086 SH Sole 435086 General Motors Escrow COM 370ESC816 0 10336 SH Sole 10336 Google Inc Cl A COM 38259P508 271 422 SH Sole 422 Home Depot COM 437076102 7739 153834 SH Sole 153834 Intel COM 458140100 7466 265546 SH Sole 265546 Ishares Tr Dj Intl Sel Divd COM 464288448 1854 56885 SH Sole 56885 Ishares Tr Dj Sel Div Inx COM 464287168 242 4325 SH Sole 4325 Ishares Tr Dj Us Energy COM 464287796 236 5681 SH Sole 5681 Ishares Tr Dj Us Finl Svc COM 464287770 1440 25170 SH Sole 25170 Ishares Tr Russell 2000 COM 464287655 238 2880 SH Sole 2880 Ishares Tr S&P 500 Index COM 464287200 8297 58758 SH Sole 58758 Ishares Tr S&P Gbl Energy COM 464287341 7780 195579 SH Sole 195579 Ishares Tr S&p Mc 400 Grw COM 464287606 5794 51526 SH Sole 51526 Ishares Tr S&p Midcap Value COM 464287705 3273 38323 SH Sole 38323 Ishares Tr Small Growth Index COM 464288604 4161 44393 SH Sole 44393 J P Morgan Chase & Co COM 46625H100 7877 171315 SH Sole 171315 Johnson & Johnson COM 478160104 7141 108262 SH Sole 108262 Kinder Morgan Mgmt Llc Shs COM 49455U100 10058 134770 SH Sole 134770 Lowes Cos Inc Com COM 548661107 1265 40298 SH Sole 40298 Mcdonalds COM 580135101 4907 50025 SH Sole 50025 Merck & Co, Inc. COM 58933Y105 6403 166740 SH Sole 166740 Microsoft COM 594918104 3678 114031 SH Sole 114031 Natural Resource Prtnr Com Uni COM 63900P103 579 24155 SH Sole 24155 Netlist Corp Com COM 64114J107 0 25000 SH Sole 25000 Nextera Energy Inc Com COM 65339F101 349 5716 SH Sole 5716 North European Oil Royalty Tru COM 659310106 368 11232 SH Sole 11232 Novartis A G Sponsored Adr COM 66987V109 5382 97132 SH Sole 97132 Oracle Corp Com COM 68389X105 4551 156086 SH Sole 156086 Orthopedic Design North Americ COM 68750Z101 205 41000 SH Sole 41000 Paychex Inc Com COM 704326107 515 16631 SH Sole 16631 Penn West Energy Trust COM 707887105 333 17025 SH Sole 17025 Pepsico COM 713448108 5629 84838 SH Sole 84838 Pfizer COM 717081103 10212 450956 SH Sole 450956 Philip Morris Intl Inc Com COM 718172109 6673 75307 SH Sole 75307 Powershares QQQ Tr Unit Series COM 73935A104 7799 115450 SH Sole 115450 Proctor & Gamble COM 742718109 7739 115150 SH Sole 115150 Proshares Tr Pshs Ult Hlthcre COM 74347R735 215 2945 SH Sole 2945 Proshares Tr Ultra S&P 500 COM 74347R107 645 11055 SH Sole 11055 Proshares Ultra Financial COM 74347X633 554 8814 SH Sole 8814 Prospect Capital Corp Com COM 74348T102 713 64940 SH Sole 64940 Royal Bk Cda Montreal Com COM 780087102 246 4245 SH Sole 4245 Sanofi-Aventis Sponsored ADR COM 80105N105 5968 154010 SH Sole 154010 Sempra Energy Com COM 816851109 269 4494 SH Sole 4494 Southern Co Com COM 842587107 387 8622 SH Sole 8622 Vanguard Intl Eqty Idx Emr Mkt COM 922042858 4680 107663 SH Sole 107663 Verizon Communications Com COM 92343V104 6082 159082 SH Sole 159082 Wal-Mart Stores Inc COM 931142103 4473 73091 SH Sole 73091 Walgreens, Inc. COM 931422109 1192 35584 SH Sole 35584 Wells Fargo & Co Del Com COM 949746101 7495 219523 SH Sole 219523 Whitestone Reit Cl B Sbi COM 966084204 307 23575 SH Sole 23575