13F-HR 1 f13-063011.txt SECOND QUARTER 2011 ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatment. [ ] adds new holdings entries Institutional Investment Manager Filing this Report Name: Chas. P. Smith & Associates, PA, CPA's Address: 1509 South Florida Avenue Lakeland, FL 33803 13F File Number: 28-6224 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chas. P. Smith Title: President Phone: 863-688-1725 Signature, Place, and Date of Signing Chas. P. Smith, Lakeland, Florida, August 3, 2011 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 75 Form 13F Information Table Value Total: 255.413 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3m Company COM 88579Y101 4072 42936 SH Sole 42936 AT&T Corp New COM 00206R102 1247 39698 SH Sole 39698 Abbott Laboratories COM 002824100 6076 115478 SH Sole 115478 Advantage Oil & Gas LTD Com NP COM 00765F101 247 31145 SH Sole 31145 Alps Etf Tr Alerian Mlp COM 00162Q866 250 15615 SH Sole 15615 Altria Group Inc COM 02209S103 534 20231 SH Sole 20231 Apple Computers COM 037833100 7322 21812 SH Sole 21812 Bank Of America Corp New COM 060505104 116 10539 SH Sole 10539 Berkshire Hathaway Inc Del Cl COM 084670108 1161 10 SH Sole 10 Berkshire Hathaway Inc Del Cl COM 084670702 14699 189940 SH Sole 189940 Cel-Sci Corp Com New COM 150837409 5 10000 SH Sole 10000 Chevrontexaco Corp Com COM 166764100 11764 114389 SH Sole 114389 Coca-Cola COM 191216100 2970 44142 SH Sole 44142 Colgate Palmolive COM 194162103 6690 76539 SH Sole 76539 Conocophillips Com COM 20825C104 5504 73202 SH Sole 73202 Dell Computer COM 24702R101 953 57189 SH Sole 57189 Direxion Shs Etf Tr Dly Enrgy COM 25459W888 295 4010 SH Sole 4010 Direxion Shs Etf Tr Dly Smcap COM 25459W847 297 3640 SH Sole 3640 Du Pont E I De Nemours Com COM 263534109 281 5200 SH Sole 5200 Duke Energy Corp COM 26441c105 374 19888 SH Sole 19888 Enterprise Prods Partn Com COM 293792107 762 17633 SH Sole 17633 Exxon Mobil Corp Com COM 30231G102 17332 212970 SH Sole 212970 General Electric Co COM 369604103 452 23989 SH Sole 23989 General Motors Escrow COM 370ESC816 0 10786 SH Sole 10786 Home Depot COM 437076102 4988 137702 SH Sole 137702 Hugoton Rty Tr Tex Unit Ben In COM 444717102 278 12220 SH Sole 12220 Ishares Tr Dj Sel Div Inx COM 464287168 352 6655 SH Sole 6655 Ishares Tr Dj Us Energy COM 464287796 253 5884 SH Sole 5884 Ishares Tr Dj Us Finl Svc COM 464287770 10351 189791 SH Sole 189791 Ishares Tr Msci Val Idx COM 464288877 4155 79374 SH Sole 79374 Ishares Tr S&P 500 Index COM 464287200 1573 11879 SH Sole 11879 Ishares Tr S&P Gbl Energy COM 464287341 10209 244523 SH Sole 244523 Ishares Tr S&p Mc 400 Grw COM 464287606 5373 48425 SH Sole 48425 Ishares Tr S&p Midcap Value COM 464287705 4982 59305 SH Sole 59305 Ishares Tr S&p Smlcp Value COM 464287879 17185 231385 SH Sole 231385 Ishares Tr Small Growth Index COM 464288604 2788 30145 SH Sole 30145 J P Morgan Chase & Co COM 46625H100 7304 178396 SH Sole 178396 Johnson & Johnson COM 478160104 6546 98405 SH Sole 98405 Kinder Morgan Mgmt Llc Shs COM 49455U100 8977 136871 SH Sole 136871 Lorillard Inc Com COM 544147101 3148 28917 SH Sole 28917 Lowes Cos Inc Com COM 548661107 2593 111261 SH Sole 111261 Mcdonalds COM 580135101 4408 52273 SH Sole 52273 Merck & Co, Inc. COM 58933Y105 2984 84559 SH Sole 84559 Microsoft COM 594918104 3325 127875 SH Sole 127875 Natural Resource Prtnr Com Uni COM 63900P103 420 12670 SH Sole 12670 Netlist Corp Com COM 64114J107 0 25000 SH Sole 25000 North European Oil Royalty Tru COM 659310106 371 11232 SH Sole 11232 Novartis A G Sponsored Adr COM 66987V109 5816 95172 SH Sole 95172 Oracle Corp Com COM 68389X105 5337 162158 SH Sole 162158 Orthopedic Design North Americ COM 68750Z101 205 41000 SH Sole 41000 Pace Oil & Gas Ltd Com NPV COM 69374D104 79 10368 SH Sole 10368 Paychex Inc Com COM 704326107 328 10667 SH Sole 10667 Penn West Energy Trust COM 707887105 468 20265 SH Sole 20265 Pepsico COM 713448108 5728 81335 SH Sole 81335 Pfizer COM 717081103 7906 383782 SH Sole 383782 Philip Morris Intl Inc Com COM 718172109 4814 72095 SH Sole 72095 Powershares QQQ Tr Unit Series COM 73935A104 6849 120045 SH Sole 120045 Proctor & Gamble COM 742718109 7023 110475 SH Sole 110475 Proshares Tr Pshs Ult Hlthcre COM 74347R735 255 3835 SH Sole 3835 Proshares Tr Pshs Ult Mcp Val COM 74347R495 600 14855 SH Sole 14855 Proshares Tr Pshs Ultruss2000 COM 74347R842 543 11513 SH Sole 11513 Proshares Tr Ultra S&P 500 COM 74347R107 655 12380 SH Sole 12380 Proshares Ultra Financial COM 74347X633 449 7105 SH Sole 7105 Prospect Capital Corp Com COM 74348T102 236 23380 SH Sole 23380 Provident Energy Trust COM 74386V100 860 96270 SH Sole 96270 Rydex Etf Trust S&P 500 2x Etf COM 78355W783 558 12305 SH Sole 12305 Sanofi-Aventis Sponsored ADR COM 80105N105 6040 150370 SH Sole 150370 Schlumberger Ltd Com COM 806857108 202 2334 SH Sole 2334 Sempra Energy Com COM 816851109 238 4494 SH Sole 4494 Sirius Satellite Radio Com COM 82967N108 239 109334 SH Sole 109334 Southern Co Com COM 842587107 399 9892 SH Sole 9892 Verizon Communications Com COM 92343V104 3318 89132 SH Sole 89132 Wal-Mart Stores Inc COM 931142103 3300 62107 SH Sole 62107 Walgreens, Inc. COM 931422109 1500 35331 SH Sole 35331 Wells Fargo & Co Del Com COM 949746101 5500 195991 SH Sole 195991