0001082509-11-000002.txt : 20110425 0001082509-11-000002.hdr.sgml : 20110425 20110425142532 ACCESSION NUMBER: 0001082509-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110425 DATE AS OF CHANGE: 20110425 EFFECTIVENESS DATE: 20110425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH CHAS P & ASSOCIATES PA CPAS CENTRAL INDEX KEY: 0001082509 IRS NUMBER: 592030217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04403 FILM NUMBER: 11777088 BUSINESS ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 BUSINESS PHONE: 9416681725 MAIL ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 13F-HR 1 f13-033111.txt FIRST QUARTER 2011 ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatment. [ ] adds new holdings entries Institutional Investment Manager Filing this Report Name: Chas. P. Smith & Associates, PA, CPA's Address: 1509 South Florida Avenue Lakeland, FL 33803 13F File Number: 28-6224 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chas. P. Smith Title: President Phone: 863-688-1725 Signature, Place, and Date of Signing Chas. P. Smith, Lakeland, Florida, April 25, 2011 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 70 Form 13F Information Table Value Total: 212,441 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 3541 37874 SH Sole 37874 AT&T Corp New COM 00206R102 915 29900 SH Sole 29900 Abbott Laboratories COM 002824100 4938 100675 SH Sole 100675 Advantage Oil & Gas LTD Com NP COM 00765F101 288 32110 SH Sole 32110 Altria Group Inc COM 02209S103 444 17060 SH Sole 17060 Apple Computers COM 037833100 6380 18307 SH Sole 18307 Bank Of America Corp New COM 060505104 156 11710 SH Sole 11710 Berkshire Hathaway Inc Del Cl COM 084670108 1504 12 SH Sole 12 Berkshire Hathaway Inc Del Cl COM 084670702 15839 189395 SH Sole 189395 Boston Scientific Corp COM 101137107 77 10725 SH Sole 10725 Campbell Str Alloc Lp Unit L P COM 134441104 225 92 SH Sole 92 Cel-Sci Corp Com New COM 150837409 6 10000 SH Sole 10000 ChevronTexaco Corp Com COM 166764100 12246 113930 SH Sole 113930 Coca-Cola COM 191216100 2893 43612 SH Sole 43612 Colgate Palmolive COM 194162103 5823 72101 SH Sole 72101 ConocoPhillips Com COM 20825C104 5781 72389 SH Sole 72389 Dell Computer COM 24702R101 840 57864 SH Sole 57864 Direxion Shs Etf Tr Dly Enrgy COM 25459W888 938 10450 SH Sole 10450 Direxion Shs Etf Tr Dly Smcap COM 25459W847 531 6025 SH Sole 6025 Duke Energy Corp COM 26441c105 632 34829 SH Sole 34829 Enterprise Prods Partn Com COM 293792107 759 17633 SH Sole 17633 Exxon Mobil Corp Com COM 30231G102 17056 202739 SH Sole 202739 General Dynamics Corp Com COM 369550108 3087 40320 SH Sole 40320 General Electric Co COM 369604103 344 17147 SH Sole 17147 Home Depot COM 437076102 5139 138671 SH Sole 138671 Hugoton Rty Tr Tex Unit Ben In COM 444717102 288 12110 SH Sole 12110 IShares Tr Small Growth Index COM 464288604 1677 18165 SH Sole 18165 Ishares Tr Dj Us Finl Svc COM 464287770 10750 183390 SH Sole 183390 Ishares Tr S&p Mc 400 Grw COM 464287606 4333 39270 SH Sole 39270 J P Morgan Chase & Co COM 46625H100 7680 166600 SH Sole 166600 Johnson & Johnson COM 478160104 5630 95021 SH Sole 95021 Kinder Morgan Mgmt Llc Shs COM 49455U100 8676 132274 SH Sole 132274 Lockheed Martin Corp Com COM 539830109 352 4375 SH Sole 4375 Lorillard Inc Com COM 544147101 2496 26270 SH Sole 26270 Lowes Cos Inc Com COM 548661107 2439 92271 SH Sole 92271 Mcdonalds COM 580135101 4086 53695 SH Sole 53695 Microsoft COM 594918104 3211 126486 SH Sole 126486 Natural Resource Prtnr Com Uni COM 63900P103 368 10495 SH Sole 10495 Netlist Corp Com COM 64114J107 0 25000 SH Sole 25000 North European Oil Royalty Tru COM 659310106 341 11232 SH Sole 11232 Oracle Corp Com COM 68389X105 5437 162618 SH Sole 162618 Orthopedic Design North Americ COM 68750Z101 205 41000 SH Sole 41000 Pace Oil & Gas Ltd Com NPV COM 69374D104 109 11254 SH Sole 11254 Paychex Inc Com COM 704326107 219 6970 SH Sole 6970 Penn West Energy Trust COM 707887105 402 14500 SH Sole 14500 Pepsico COM 713448108 5075 78785 SH Sole 78785 Pfizer COM 717081103 7454 367029 SH Sole 367029 Philip Morris Intl Inc Com COM 718172109 4648 70821 SH Sole 70821 Powershares QQQ Tr Unit Series COM 73935A104 18286 318399 SH Sole 318399 Proctor & Gamble COM 742718109 6514 105745 SH Sole 105745 Proshares Tr Pshs Ult Mcp Val COM 74347R495 397 9645 SH Sole 9645 Proshares Tr Ultra S&P 500 COM 74347R107 979 18380 SH Sole 18380 Proshares Ultra Financial COM 74347X633 614 8780 SH Sole 8780 Prospect Capital Corp Com COM 74348T102 162 13270 SH Sole 13270 Provident Energy Trust COM 74386V100 909 98085 SH Sole 98085 Sanofi-Aventis Sponsored ADR COM 80105N105 5147 146145 SH Sole 146145 Sirius Satellite Radio Com COM 82967N108 180 109334 SH Sole 109334 Vanguard Intl Eqty Idx Emr Mkt COM 922042858 257 5245 SH Sole 5245 Verizon Communications Com COM 92343V104 2736 70983 SH Sole 70983 Wal-Mart Stores Inc COM 931142103 2613 50206 SH Sole 50206 Walgreens, Inc. COM 931422109 1408 35080 SH Sole 35080 Wells Fargo & Co Del Com COM 949746101 5772 182030 SH Sole 182030 Williams Sonoma Inc Co COM 969904101 209 5150 SH Sole 5150 iShares Tr Dj Sel Div Inx COM 464287168 257 4925 SH Sole 4925 iShares Tr Dj Us Energy COM 464287796 339 7459 SH Sole 7459 iShares Tr Msci Val Idx COM 464288877 3734 70441 SH Sole 70441 iShares Tr S&P 500 Index COM 464287200 268 2017 SH Sole 2017 iShares Tr S&P Gbl Energy COM 464287341 10930 246053 SH Sole 246053 iShares Tr S&P Midcap Value COM 464287705 4581 53145 SH Sole 53145 iShares Tr S&P Smlcp Value COM 464287879 18927 248319 SH Sole 248319