-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hn9ZXfuMrWlfcoIQBwlT5yyqXMPdx6Ru3AvFkYzP1c6cdea92zM2OBlsg21uHh2m rnGg4EQcHV5RlHKR8lA4bA== 0001082509-09-000007.txt : 20091013 0001082509-09-000007.hdr.sgml : 20091012 20091013103952 ACCESSION NUMBER: 0001082509-09-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 EFFECTIVENESS DATE: 20091013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH CHAS P & ASSOCIATES PA CPAS CENTRAL INDEX KEY: 0001082509 IRS NUMBER: 592030217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04403 FILM NUMBER: 091115808 BUSINESS ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 BUSINESS PHONE: 9416681725 MAIL ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 13F-HR 1 f13-093009.txt THIRD QUARTER 2009 ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatment. [ ] adds new holdings entries Institutional Investment Manager Filing this Report Name: Chas. P. Smith & Associates, PA, CPA's Address: 1509 South Florida Avenue Lakeland, FL 33803 13F File Number: 28-6224 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chas. P. Smith Title: President Phone: 863-688-1725 Signature, Place, and Date of Signing Chas. P. Smith, Lakeland, Florida, October 12, 2009 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: 192,723 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AT&T Corp New COM 00206R102 508 18826 SH Sole 18826 Abbott Laboratories COM 002824100 3350 67726 SH Sole 67726 Advantage Oil & Gas LTD Com NP COM 00765F101 246 35045 SH Sole 35045 Altria Group Inc COM 02209S103 293 16478 SH Sole 16478 Amgen Inc COM 031162100 226 3750 SH Sole 3750 Apple Computers COM 037833100 287 1548 SH Sole 1548 BB&T Corp Com COM 054937107 266 9748 SH Sole 9748 Bank Of America Corp New COM 060505104 267 15781 SH Sole 15781 Berkshire Hathaway Inc Del Cl COM 084670108 1414 14 SH Sole 14 Berkshire Hathaway Inc Del Cl COM 084670207 14216 4278 SH Sole 4278 Boston Scientific Corp COM 101137107 114 10725 SH Sole 10725 Bristol Myers Squibb COM 110122108 659 29244 SH Sole 29244 Brown Foreman COM 115637209 3708 76895 SH Sole 76895 Campbell Str Alloc Lp Unit L P COM 134441104 224 92 SH Sole 92 Cel-Sci Corp Com New COM 150837409 21 12300 SH Sole 12300 ChevronTexaco Corp Com COM 166764100 9405 133539 SH Sole 133539 Coca-Cola COM 191216100 5335 99355 SH Sole 99355 Colgate Palmolive COM 194162103 5823 76334 SH Sole 76334 ConocoPhillips Com COM 20825C104 4658 103144 SH Sole 103144 Dell Computer COM 24702R101 1211 79383 SH Sole 79383 Diageo P L C Spnsrd Adr New COM 25243Q205 4395 71481 SH Sole 71481 Duke Energy Corp COM 26441c105 339 21557 SH Sole 21557 Eli Lilly & Co. COM 532457108 300 9076 SH Sole 9076 Exxon Mobil Corp Com COM 30231G102 16409 239163 SH Sole 239163 Fannie Mae COM 313586109 36 23730 SH Sole 23730 Genea Energy COM 36873Z100 100 71429 SH Sole 71429 General Electric Co COM 369604103 229 13961 SH Sole 13961 Home Depot COM 437076102 2996 112481 SH Sole 112481 Hugoton Rty Tr Tex Unit Ben In COM 444717102 185 10355 SH Sole 10355 International Pwr Grou Com COM 46018A100 0 11525 SH Sole 11525 Johnson & Johnson COM 478160104 10978 180288 SH Sole 180288 Kinder Morgan Mgmt Llc Shs COM 49455U100 6166 130226 SH Sole 130226 Lowes Cos Inc Com COM 548661107 924 44138 SH Sole 44138 Mcdonalds COM 580135101 3994 69987 SH Sole 69987 Mcgraw Hill Inc Com COM 580645109 229 9115 SH Sole 9115 Microsoft COM 594918104 4468 173705 SH Sole 173705 Nasdaq 100 Tr Unit Ser 1 COM 73935A104 7404 175247 SH Sole 175247 Netlist Corp Com COM 64114J107 0 25000 SH Sole 25000 North European Oil Royalty Tru COM 659310106 237 7775 SH Sole 7775 Oracle Corp Com COM 68389X105 4160 199609 SH Sole 199609 Pepsico COM 713448108 4205 71677 SH Sole 71677 Pfizer COM 717081103 6303 380846 SH Sole 380846 Philip Morris Intl Inc Com COM 718172109 6909 141752 SH Sole 141752 Proctor & Gamble COM 742718109 6351 109656 SH Sole 109656 Proshares Tr Ultra QQQ Pshs COM 74347R206 454 8917 SH Sole 8917 Proshares Tr Ultra S&P 500 COM 74347R107 1832 53385 SH Sole 53385 Provident Energy Tr Unit COM 74386K104 782 135705 SH Sole 135705 Sanofi-Aventis Sponsored ADR COM 80105N105 5714 154650 SH Sole 154650 Southern Co Com COM 842587107 216 6819 SH Sole 6819 Vanguard Intl Eqty Idx Emr Mkt COM 922042858 13208 342786 SH Sole 342786 Vanguard Sector Index Fds Vang COM 92204A207 3030 47146 SH Sole 47146 Verizon Communications Com COM 92343V104 358 11822 SH Sole 11822 Wal-Mart Stores Inc COM 931142103 896 18253 SH Sole 18253 Walgreens, Inc. COM 931422109 1607 42878 SH Sole 42878 iShares Tr Msci Emerg Mkt COM 464287234 534 13725 SH Sole 13725 iShares Tr Msci Val Idx COM 464288877 741 14485 SH Sole 14485 iShares Tr S&P Gbl Energy COM 464287341 12967 380258 SH Sole 380258 iShares Tr S&P Smlcp Value COM 464287879 10836 193021 SH Sole 193021
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