-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CIDtbmdJUcTHQacSrzWsH3X1DyZIcaBDr7Kfl+ERZvNC/BnfzqVGP+2sULdDWptj EnXufXJm32EYnRbWt6nHnw== 0001082509-09-000006.txt : 20090708 0001082509-09-000006.hdr.sgml : 20090708 20090708133401 ACCESSION NUMBER: 0001082509-09-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090708 DATE AS OF CHANGE: 20090708 EFFECTIVENESS DATE: 20090708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH CHAS P & ASSOCIATES PA CPAS CENTRAL INDEX KEY: 0001082509 IRS NUMBER: 592030217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04403 FILM NUMBER: 09934739 BUSINESS ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 BUSINESS PHONE: 9416681725 MAIL ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 13F-HR 1 f13-063009.txt SECOND QUARTER 2009 ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatment. [ ] adds new holdings entries Institutional Investment Manager Filing this Report Name: Chas. P. Smith & Associates, PA, CPA's Address: 1509 South Florida Avenue Lakeland, FL 33803 13F File Number: 28-6224 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chas. P. Smith Title: President Phone: 863-688-1725 Signature, Place, and Date of Signing Chas. P. Smith, Lakeland, Florida, July 8, 2009 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: 168,851 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AT&T Corp New COM 00206R102 436 17536 SH Sole 17536 Abbott Laboratories COM 002824100 3013 64058 SH Sole 64058 Advantage Energy Incom Tr Unit COM 00762L101 162 38440 SH Sole 38440 Altria Group Inc COM 02209S103 272 16584 SH Sole 16584 Amgen Inc COM 031162100 1621 30617 SH Sole 30617 Apple Computers COM 037833100 220 1548 SH Sole 1548 BB&T Corp Com COM 054937107 214 9748 SH Sole 9748 Bank Of America Corp New COM 060505104 202 15306 SH Sole 15306 Berkshire Hathaway Inc Del Cl COM 084670108 1620 18 SH Sole 18 Berkshire Hathaway Inc Del Cl COM 084670207 12895 4453 SH Sole 4453 Bristol Myers Squibb COM 110122108 309 15199 SH Sole 15199 Brown Foreman COM 115637209 3185 74112 SH Sole 74112 Campbell Str Alloc Lp Unit L P COM 134441104 221 92 SH Sole 92 ChevronTexaco Corp Com COM 166764100 8968 135365 SH Sole 135365 Coca-Cola COM 191216100 4737 98700 SH Sole 98700 Colgate Palmolive COM 194162103 5057 71489 SH Sole 71489 ConocoPhillips Com COM 20825C104 4472 106320 SH Sole 106320 Dell Computer COM 24702R101 1154 84047 SH Sole 84047 Diageo P L C Spnsrd Adr New COM 25243Q205 4228 73850 SH Sole 73850 Duke Energy Corp COM 26441c105 279 19156 SH Sole 19156 Exxon Mobil Corp Com COM 30231G102 17377 248557 SH Sole 248557 Genea Energy COM 36873Z100 100 71429 SH Sole 71429 General Electric Co COM 369604103 156 13334 SH Sole 13334 Hershey Foods Corp Com COM 427866108 3124 86770 SH Sole 86770 Home Depot COM 437076102 2695 114041 SH Sole 114041 Hugoton Rty Tr Tex Unit Ben In COM 444717102 175 12105 SH Sole 12105 International Pwr Grou Com COM 46018A100 0 11525 SH Sole 11525 J P Morgan Chase & Co COM 46625H100 1883 55215 SH Sole 55215 Johnson & Johnson COM 478160104 10250 180460 SH Sole 180460 Kinder Morgan Mgmt Llc Shs COM 49455U100 5694 126062 SH Sole 126062 Lowes Cos Inc Com COM 548661107 892 45943 SH Sole 45943 Mcdonalds COM 580135101 3888 67631 SH Sole 67631 Mcgraw Hill Inc Com COM 580645109 4408 146407 SH Sole 146407 Microsoft COM 594918104 4237 178236 SH Sole 178236 Nasdaq 100 Tr Unit Ser 1 COM 73935A104 1160 31892 SH Sole 31892 Netlist Corp Com COM 64114J107 0 25000 SH Sole 25000 Nokia Corp Sponsored Adr COM 654902204 1756 120434 SH Sole 120434 North European Oil Royalty Tru COM 659310106 255 7775 SH Sole 7775 Oracle Corp Com COM 68389X105 4589 214249 SH Sole 214249 Penn West Energy Tr Tr Unit COM 707885109 146 11444 SH Sole 11444 Pepsico COM 713448108 3905 71056 SH Sole 71056 Pfizer COM 717081103 5678 378564 SH Sole 378564 Philip Morris Intl Inc Com COM 718172109 5628 129026 SH Sole 129026 Proctor & Gamble COM 742718109 5541 108438 SH Sole 108438 Proshares Tr Ultra S&P 500 COM 74347R107 1248 47755 SH Sole 47755 Provident Energy Tr Unit COM 74386K104 745 151505 SH Sole 151505 Sanofi-Aventis Sponsored ADR COM 80105N105 4468 151496 SH Sole 151496 US Bancorp Del Com New COM 902973304 1805 100699 SH Sole 100699 Vanguard Intl Eqty Idx Emr Mkt COM 922042858 3003 94383 SH Sole 94383 Vanguard Sector Index Fds Vang COM 92204A207 2728 47301 SH Sole 47301 Verizon Communications Com COM 92343V104 302 9818 SH Sole 9818 Wal-Mart Stores Inc COM 931142103 391 8076 SH Sole 8076 Walgreens, Inc. COM 931422109 1275 43378 SH Sole 43378 Wells Fargo & Co Del Com COM 949746101 2434 100311 SH Sole 100311 iShares Tr Msci Emerg Mkt COM 464287234 426 13210 SH Sole 13210 iShares Tr Msci Val Idx COM 464288877 331 7840 SH Sole 7840 iShares Tr S&P Gbl Energy COM 464287341 12259 399318 SH Sole 399318 iShares Tr S&P Smlcp Value COM 464287879 634 13468 SH Sole 13468
-----END PRIVACY-ENHANCED MESSAGE-----