-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N1qVvhtrDkkrHLhHnkkElbKoT9y1GFUc4XsbVdNJr9YhG88ynvBSsm4CM4iJBiYu G45yNmPrhb7CZbvb0b8HiQ== 0001082509-07-000001.txt : 20070131 0001082509-07-000001.hdr.sgml : 20070131 20070131092357 ACCESSION NUMBER: 0001082509-07-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070131 DATE AS OF CHANGE: 20070131 EFFECTIVENESS DATE: 20070131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH CHAS P & ASSOCIATES PA CPAS CENTRAL INDEX KEY: 0001082509 IRS NUMBER: 592030217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04403 FILM NUMBER: 07566445 BUSINESS ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 BUSINESS PHONE: 9416681725 MAIL ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 13F-HR 1 f13-123106.txt FOURTH QUARTER 2006 ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatment. [ ] adds new holdings entries Institutional Investment Manager Filing this Report Name: Chas. P. Smith & Associates, PA, CPA's Address: 1509 South Florida Avenue Lakeland, FL 33803 13F File Number: 28-6224 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chas. P. Smith Title: President Phone: 863-688-1725 Signature, Place, and Date of Signing Chas. P. Smith, Lakeland, Florida, January 31, 2007 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: 225,348 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Allegheny Technologies Inc COM 01741R102 484 5341 SH SOLE 5341 American Intl Group Com COM 026874107 7155 99840 SH SOLE 99840 Amgen Inc COM 031162100 4346 63617 SH SOLE 63617 Anheuser Busch COM 035229103 4960 100805 SH SOLE 100805 Aquila Inc Com COM 03840P102 163 34750 SH SOLE 34750 Avon Prods Inc Com COM 054303102 1683 50935 SH SOLE 50935 Bank Of America Corp New COM 060505104 727 13616 SH SOLE 13616 Bell South Corp NFSC COM 079860102 304 6461 SH SOLE 6461 Berkshire Hathaway Inc Del Cl COM 084670108 2750 25 SH SOLE 25 Berkshire Hathaway Inc Del Cl COM 084670207 13476 3676 SH SOLE 3676 Capital Crossing Bk Com COM 140071101 264 8880 SH SOLE 8880 Cdt Ventures Inc Com COM 125128108 0 20000 SH SOLE 20000 Chesapeake Energy Corp Com COM 165167107 4168 143482 SH SOLE 143482 ChevronTexaco Corp Com COM 166764100 10721 145810 SH SOLE 145810 Cisco Sys Inc COM 17275R102 7418 271436 SH SOLE 271436 Coca-Cola COM 191216100 2774 57493 SH SOLE 57493 ConocoPhillips Com COM 20825C104 8619 119792 SH SOLE 119792 Dell Computer COM 24702R101 4331 172613 SH SOLE 172613 Exxon Mobil Corp Com COM 30231G102 20579 268547 SH SOLE 268547 Fidelity Comwlth Tr Ndq Cp Idx COM 315912808 250 2630 SH SOLE 2630 Fuelnation Inc Com New COM 359528205 1 10000 SH SOLE 10000 General Electric Co COM 369604103 7708 207157 SH SOLE 207157 Global Crossing COM G3921A100 0 13195 SH SOLE 13195 Home Depot COM 437076102 6735 167699 SH SOLE 167699 Intel COM 458140100 4467 220600 SH SOLE 220600 International Pwr Grou Com COM 46018A100 6 11525 SH SOLE 11525 Ishares Tr Dj Sel Div Inx COM 464287168 6849 96829 SH SOLE 96829 Ishares Tr Msci Val Idx COM 464288877 7110 98481 SH SOLE 98481 Johnson & Johnson COM 478160104 8353 126523 SH SOLE 126523 Kinder Morgan Inc Kans Com COM 49455P101 5113 48351 SH SOLE 48351 Kinder Morgan Mgmt Llc Shs COM 49455U100 286 6270 SH SOLE 6270 Lowes Cos Inc Com COM 548661107 2641 84778 SH SOLE 84778 Medtronic COM 585055106 1684 31480 SH SOLE 31480 Microsoft COM 594918104 6066 203142 SH SOLE 203142 Nasdaq 100 Tr Unit Ser 1 COM 631100104 1036 24015 SH SOLE 24015 Nokia Corp Sponsored Adr COM 654902204 3899 191891 SH SOLE 191891 Oracle Corp Com COM 68389X105 4942 288303 SH SOLE 288303 Pepsico COM 713448108 4336 69324 SH SOLE 69324 Pfizer COM 717081103 5723 220983 SH SOLE 220983 Proctor & Gamble COM 742718109 3008 46807 SH SOLE 46807 Provident Energy Tr Tr Unit COM 74386K104 2479 227172 SH SOLE 227172 SLM Corp COM 78442P106 5972 122450 SH SOLE 122450 Spyder Tr Unit Ser 1 COM 78462F103 469 3310 SH SOLE 3310 Student Loan Corp COM 863902102 5075 24483 SH SOLE 24483 Suntrust Banks COM 867914103 391 4628 SH SOLE 4628 United Healthcare Corp Com COM 91324P102 5864 109137 SH SOLE 109137 Unitrin Inc Com COM 913275103 556 11100 SH SOLE 11100 Wal-Mart Stores Inc COM 931142103 290 6283 SH SOLE 6283 Walgreens, Inc. COM 931422109 1992 43400 SH SOLE 43400 Wrigley COM 982526105 3771 72910 SH SOLE 72910 iShares Tr Russell 1000 Growth COM 464287614 513 9317 SH SOLE 9317 iShares Tr Russell 2000 COM 464287655 706 9047 SH SOLE 9047 iShares Tr S&P 500/Bar Value COM 464287408 229 2975 SH SOLE 2975 iShares Tr S&P Gbl Energy COM 464287341 5220 46827 SH SOLE 46827 iShares Tr S&P Midcap Value COM 464287705 5292 66787 SH SOLE 66787 iShares Tr S&P Smlcp Grow COM 464287887 1284 10038 SH SOLE 10038 iShares Tr S&P Smlcp Value COM 464287879 2857 37917 SH SOLE 37917 ishares Tr S&p 100 Idx Fd COM 464287101 7253 109766 SH SOLE 109766
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