13F-HR 1 f13-093006.txt ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatment. [ ] adds new holdings entries Institutional Investment Manager Filing this Report Name: Chas. P. Smith & Associates, PA, CPA's Address: 1509 South Florida Avenue Lakeland, FL 33803 13F File Number: 28-6224 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chas. P. Smith Title: President Phone: 863-688-1725 Signature, Place, and Date of Signing Chas. P. Smith, Lakeland, Florida, October 24, 2006 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 62 Form 13F Information Table Value Total: 217,693 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Allegheny Technologies Inc COM 01741R102 332 5341 SH SOLE 5341 Allegiance Bk North Am Com COM 01747V206 53 10000 SH SOLE 10000 American Intl Group Com COM 026874107 6874 103750 SH SOLE 103750 Amgen Inc COM 031162100 4918 68755 SH SOLE 68755 Anheuser Busch COM 035229103 4917 103490 SH SOLE 103490 Aquila Inc Com COM 03840P102 150 34750 SH SOLE 34750 Avon Prods Inc Com COM 054303102 1533 50000 SH SOLE 50000 Bank Of America Corp New COM 060505104 729 13616 SH SOLE 13616 Bell South Corp NFSC COM 079860102 223 5212 SH SOLE 5212 Berkshire Hathaway Inc Del Cl COM 084670108 2299 24 SH SOLE 24 Berkshire Hathaway Inc Del Cl COM 084670207 12004 3782 SH SOLE 3782 Bfc Finl Corp Cl A COM 055384200 86 14769 SH SOLE 14769 Capital Crossing Bk Com COM 140071101 258 8880 SH SOLE 8880 Cdt Ventures Inc Com COM 125128108 0 20000 SH SOLE 20000 Chesapeake Energy Corp Com COM 165167107 4621 159457 SH SOLE 159457 ChevronTexaco Corp Com COM 166764100 9992 154054 SH SOLE 154054 Cisco Sys Inc COM 17275R102 6528 284062 SH SOLE 284062 Coca-Cola COM 191216100 2561 57318 SH SOLE 57318 Colgate Palmolive COM 194162103 255 4102 SH SOLE 4102 ConocoPhillips Com COM 20825C104 7410 124480 SH SOLE 124480 Dell Computer COM 24702R101 4316 188956 SH SOLE 188956 Exxon Mobil Corp Com COM 30231G102 18443 274863 SH SOLE 274863 Fidelity Comwlth Tr Ndq Cp Idx COM 315912808 258 2905 SH SOLE 2905 Fuelnation Inc Com New COM 359528205 2 10000 SH SOLE 10000 General Electric Co COM 369604103 7533 213396 SH SOLE 213396 Global Crossing COM G3921A100 0 13195 SH SOLE 13195 Home Depot COM 437076102 6365 175499 SH SOLE 175499 Intel COM 458140100 4940 240171 SH SOLE 240171 International Pwr Grou Com COM 46018A100 7 11525 SH SOLE 11525 Ishares Tr Dj Sel Div Inx COM 464287168 6203 93378 SH SOLE 93378 Ishares Tr Msci Val Idx COM 464288877 5576 84670 SH SOLE 84670 Ishares Tr S&P/Topix 150 COM 464287382 3443 28885 SH SOLE 28885 Johnson & Johnson COM 478160104 8572 132003 SH SOLE 132003 Kinder Morgan Inc Kans Com COM 49455P101 5774 55071 SH SOLE 55071 Lowes Cos Inc Com COM 548661107 2290 81623 SH SOLE 81623 Lucent Technologies Com COM 549463107 66 28256 SH SOLE 28256 Medtronic COM 585055106 1512 32555 SH SOLE 32555 Microsoft COM 594918104 5815 212631 SH SOLE 212631 Nasdaq 100 Tr Unit Ser 1 COM 631100104 916 22540 SH SOLE 22540 Nokia Corp Sponsored Adr COM 654902204 4018 204041 SH SOLE 204041 Nortel Networks Corp New COM 656568102 26 11325 SH SOLE 11325 Oracle Corp Com COM 68389X105 5560 313430 SH SOLE 313430 Pepsico COM 713448108 4728 72453 SH SOLE 72453 Pfizer COM 717081103 5954 209930 SH SOLE 209930 Pfsweb Inc Com COM 717098107 14 20000 SH SOLE 20000 Proctor & Gamble COM 742718109 3088 49829 SH SOLE 49829 Provident Energy Tr Tr Unit COM 74386K104 2580 219539 SH SOLE 219539 SLM Corp COM 78442P106 5903 113570 SH SOLE 113570 Spyder Tr Unit Ser 1 COM 78462F103 345 2585 SH SOLE 2585 Student Loan Corp COM 863902102 5013 26087 SH SOLE 26087 United Healthcare Corp Com COM 91324P102 5647 114774 SH SOLE 114774 Unitrin Inc Com COM 913275103 490 11100 SH SOLE 11100 Wal-Mart Stores Inc COM 931142103 320 6483 SH SOLE 6483 Walgreens, Inc. COM 931422109 2002 45100 SH SOLE 45100 Wrigley COM 982526105 3395 73700 SH SOLE 73700 iShares Tr Russell 1000 Growth COM 464287614 534 10249 SH SOLE 10249 iShares Tr Russell 2000 COM 464287655 655 9097 SH SOLE 9097 iShares Tr S&P Gbl Energy COM 464287341 5013 48855 SH SOLE 48855 iShares Tr S&P Midcap Value COM 464287705 5041 68121 SH SOLE 68121 iShares Tr S&P Smlcp Grow COM 464287887 1298 10858 SH SOLE 10858 iShares Tr S&P Smlcp Value COM 464287879 3199 45861 SH SOLE 45861 ishares Tr S&p 100 Idx Fd COM 464287101 5396 86900 SH SOLE 86900