0001181431-13-059336.txt : 20131115 0001181431-13-059336.hdr.sgml : 20131115 20131115201950 ACCESSION NUMBER: 0001181431-13-059336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131113 FILED AS OF DATE: 20131115 DATE AS OF CHANGE: 20131115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNWIRED PLANET, INC. CENTRAL INDEX KEY: 0001082506 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943219054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 170 SOUTH VIRGINIA STREET, SUITE 201 CITY: RENO STATE: NV ZIP: 89501 BUSINESS PHONE: 775-980-2345 MAIL ADDRESS: STREET 1: 170 SOUTH VIRGINIA STREET, SUITE 201 CITY: RENO STATE: NV ZIP: 89501 FORMER COMPANY: FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC DATE OF NAME CHANGE: 20001121 FORMER COMPANY: FORMER CONFORMED NAME: PHONE COM INC DATE OF NAME CHANGE: 19990504 FORMER COMPANY: FORMER CONFORMED NAME: UNWIRED PLANET INC DATE OF NAME CHANGE: 19990324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lockwood David James CENTRAL INDEX KEY: 0001395393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16073 FILM NUMBER: 131225243 MAIL ADDRESS: STREET 1: 435 PACIFIC AVENUE STREET 2: 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 4 1 rrd395568.xml FORM 4 X0306 4 2013-11-13 0 0001082506 UNWIRED PLANET, INC. UPIP 0001395393 Lockwood David James 170 SOUTH VIRGINIA STREET, SUITE 201 RENO NV 89501 1 0 0 0 COMMON STOCK 2013-11-13 4 A 0 18000 0 A 36000 D COMMON STOCK 2013-11-13 4 A 0 40384 0 A 76384 D Stock Option (Right to Buy) 1.40 2013-11-13 4 A 0 24000 1.40 A 2023-11-13 COMMON 24000 24000 D The Reporting Person was awarded restricted stock units with annual vesting over a three-year period contingent upon continued service as a member of the board of directors of the Issuer. The Reporting Person was awarded restricted stock units that fully vest on the anniversary of the vesting commencement date, contingent upon continued service as a member of the board of directors of the Issuer. Shares subject to option shall vest and become exercisable in equal annual installments commencing on the one year anniversary of the date of grant and ending on the three year anniversary of the date of grant. /s/ Kathlene Smith, attorney-in-fact for Reporting Person 2013-11-15