0001181431-13-059332.txt : 20131115 0001181431-13-059332.hdr.sgml : 20131115 20131115201320 ACCESSION NUMBER: 0001181431-13-059332 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131113 FILED AS OF DATE: 20131115 DATE AS OF CHANGE: 20131115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNWIRED PLANET, INC. CENTRAL INDEX KEY: 0001082506 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943219054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 170 SOUTH VIRGINIA STREET, SUITE 201 CITY: RENO STATE: NV ZIP: 89501 BUSINESS PHONE: 775-980-2345 MAIL ADDRESS: STREET 1: 170 SOUTH VIRGINIA STREET, SUITE 201 CITY: RENO STATE: NV ZIP: 89501 FORMER COMPANY: FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC DATE OF NAME CHANGE: 20001121 FORMER COMPANY: FORMER CONFORMED NAME: PHONE COM INC DATE OF NAME CHANGE: 19990504 FORMER COMPANY: FORMER CONFORMED NAME: UNWIRED PLANET INC DATE OF NAME CHANGE: 19990324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VACHON PHILIP A CENTRAL INDEX KEY: 0001240606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16073 FILM NUMBER: 131225229 4 1 rrd395573.xml FORM 4 X0306 4 2013-11-13 0 0001082506 UNWIRED PLANET, INC. UPIP 0001240606 VACHON PHILIP A 170 SOUTH VIRGINIA STREET, SUITE 201 RENO NV 89501 1 0 0 0 COMMON STOCK 2013-11-13 4 A 0 56792 0 A 56792 D COMMON STOCK 2013-11-13 4 A 0 11647 0 A 68439 D Stock Option (Right to Buy) 1.40 2013-11-13 4 A 0 250000 1.40 A 2023-11-13 COMMON 250000 250000 D Performance Rights 2013-11-13 4 A 0 13396 0 A COMMON 13396 13396 D Performance Rights 2013-11-13 4 A 0 13396 0 A COMMON 13396 13396 D The Reporting Person was awarded restricted stock units with annual vesting over a three-year period commencing on July 26, 2014 contingent upon continued service as a member of the board of directors of the Issuer. The Reporting Person was awarded restricted stock units that fully vest on June 3, 2014, contingent upon continued service as a member of the board of directors of the Issuer. Shares subject to option shall vest and become exercisable in equal annual installments commencing on July 26, 2014 and ending on the three year anniversary of the date of grant. Each performance right represents a contingent right to receive one share of UPIP common stock. The performance rights vest upon UPIP's common stock achieving a market value of $3.00 per share. Each performance right represents a contingent right to receive one share of UPIP common stock. The performance rights vest upon UPIP's common stock achieving a market value of $4.00 per share. /s/ Kathlene Smith, attorney-in-fact for Reporting Person 2013-11-15