0000899243-18-029002.txt : 20181115
0000899243-18-029002.hdr.sgml : 20181115
20181115154801
ACCESSION NUMBER: 0000899243-18-029002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181113
FILED AS OF DATE: 20181115
DATE AS OF CHANGE: 20181115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reed Peter A
CENTRAL INDEX KEY: 0001643733
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16073
FILM NUMBER: 181187208
MAIL ADDRESS:
STREET 1: C/O UNWIRED PLANET, INC.
STREET 2: 170 S. VIRGINIA STREET SUITE 201
CITY: RENO
STATE: NV
ZIP: 89501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Group, Inc.
CENTRAL INDEX KEY: 0001082506
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943219054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: (617) 375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
FORMER COMPANY:
FORMER CONFORMED NAME: UNWIRED PLANET, INC.
DATE OF NAME CHANGE: 20120504
FORMER COMPANY:
FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC
DATE OF NAME CHANGE: 20001121
FORMER COMPANY:
FORMER CONFORMED NAME: PHONE COM INC
DATE OF NAME CHANGE: 19990504
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-13
0
0001082506
Great Elm Capital Group, Inc.
GEC
0001643733
Reed Peter A
C/O GREAT ELM CAPITAL GROUP, INC.
800 SOUTH STREET, SUITE 230
WALTHAM
MA
02453
1
1
0
0
Chief Executive Officer
Common Stock
2018-11-13
4
P
0
15925
3.47
A
714735
D
Common Stock
2018-11-14
4
P
0
10107
3.49
A
724842
D
Includes 220,923 shares of unvested restricted stock.
/s/ Adam M. Kleinman, Attorney-in-Fact for Reporting Person
2018-11-15