0000899243-18-029002.txt : 20181115 0000899243-18-029002.hdr.sgml : 20181115 20181115154801 ACCESSION NUMBER: 0000899243-18-029002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181113 FILED AS OF DATE: 20181115 DATE AS OF CHANGE: 20181115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reed Peter A CENTRAL INDEX KEY: 0001643733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16073 FILM NUMBER: 181187208 MAIL ADDRESS: STREET 1: C/O UNWIRED PLANET, INC. STREET 2: 170 S. VIRGINIA STREET SUITE 201 CITY: RENO STATE: NV ZIP: 89501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Capital Group, Inc. CENTRAL INDEX KEY: 0001082506 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943219054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: (617) 375-3006 MAIL ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 FORMER COMPANY: FORMER CONFORMED NAME: UNWIRED PLANET, INC. DATE OF NAME CHANGE: 20120504 FORMER COMPANY: FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC DATE OF NAME CHANGE: 20001121 FORMER COMPANY: FORMER CONFORMED NAME: PHONE COM INC DATE OF NAME CHANGE: 19990504 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-13 0 0001082506 Great Elm Capital Group, Inc. GEC 0001643733 Reed Peter A C/O GREAT ELM CAPITAL GROUP, INC. 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453 1 1 0 0 Chief Executive Officer Common Stock 2018-11-13 4 P 0 15925 3.47 A 714735 D Common Stock 2018-11-14 4 P 0 10107 3.49 A 724842 D Includes 220,923 shares of unvested restricted stock. /s/ Adam M. Kleinman, Attorney-in-Fact for Reporting Person 2018-11-15