0000899243-18-028645.txt : 20181109
0000899243-18-028645.hdr.sgml : 20181109
20181109214255
ACCESSION NUMBER: 0000899243-18-028645
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181107
FILED AS OF DATE: 20181109
DATE AS OF CHANGE: 20181109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pearson Brent J
CENTRAL INDEX KEY: 0001755895
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16073
FILM NUMBER: 181174551
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Group, Inc.
CENTRAL INDEX KEY: 0001082506
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943219054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: (617) 375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
FORMER COMPANY:
FORMER CONFORMED NAME: UNWIRED PLANET, INC.
DATE OF NAME CHANGE: 20120504
FORMER COMPANY:
FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC
DATE OF NAME CHANGE: 20001121
FORMER COMPANY:
FORMER CONFORMED NAME: PHONE COM INC
DATE OF NAME CHANGE: 19990504
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-07
0
0001082506
Great Elm Capital Group, Inc.
GEC
0001755895
Pearson Brent J
C/O GREAT ELM CAPITAL GROUP, INC
800 SOUTH STREET, SUITE 230
WALTHAM
MA
02453
0
1
0
0
Chief Accounting Officer
Stock Option (Right to Buy)
3.43
2018-11-07
4
A
0
40000
0.00
A
2023-11-07
Common Stock
40000
40000
D
The Reporting Person was awarded stock options, 8,000 of which vest on November 7, 2019, and the remainder of which vest in equal quarterly installments until November 7, 2023.
/s/ Adam M. Kleinman, attorney-in-fact
2018-11-09