0000899243-18-028643.txt : 20181109
0000899243-18-028643.hdr.sgml : 20181109
20181109214136
ACCESSION NUMBER: 0000899243-18-028643
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181107
FILED AS OF DATE: 20181109
DATE AS OF CHANGE: 20181109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harbin Thomas S
CENTRAL INDEX KEY: 0001719963
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16073
FILM NUMBER: 181174549
MAIL ADDRESS:
STREET 1: SOURCE CAPITAL, LLC
STREET 2: 75 FOURTEENTH STREET, SUITE 2700
CITY: ATLANTA
STATE: GA
ZIP: 30309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Group, Inc.
CENTRAL INDEX KEY: 0001082506
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943219054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: (617) 375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
FORMER COMPANY:
FORMER CONFORMED NAME: UNWIRED PLANET, INC.
DATE OF NAME CHANGE: 20120504
FORMER COMPANY:
FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC
DATE OF NAME CHANGE: 20001121
FORMER COMPANY:
FORMER CONFORMED NAME: PHONE COM INC
DATE OF NAME CHANGE: 19990504
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-07
0
0001082506
Great Elm Capital Group, Inc.
GEC
0001719963
Harbin Thomas S
C/O GREAT ELM CAPITAL GROUP, INC.
800 SOUTH STREET, SUITE 230
WALTHAM
MA
02453
1
0
0
0
Common Stock
2018-11-07
4
A
0
862
0.00
A
40074
D
Common Stock
2018-11-07
4
A
0
19673
0.00
A
59747
D
The Reporting Person was awarded restricted shares that fully vested on November 7, 2018.
The Reporting Person was awarded restricted shares that vest commencing November 1, 2018, with one-twelfth vesting each monthly anniversary of such date, contingent upon continued service as a member of the board of directors of Great Elm Capital Group, Inc.
/s/ Adam M. Kleinman, attorney-in-fact
2018-11-09