0000899243-18-022915.txt : 20180821 0000899243-18-022915.hdr.sgml : 20180821 20180821195832 ACCESSION NUMBER: 0000899243-18-022915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171113 FILED AS OF DATE: 20180821 DATE AS OF CHANGE: 20180821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harbin Thomas S CENTRAL INDEX KEY: 0001719963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16073 FILM NUMBER: 181031250 MAIL ADDRESS: STREET 1: SOURCE CAPITAL, LLC STREET 2: 75 FOURTEENTH STREET, SUITE 2700 CITY: ATLANTA STATE: GA ZIP: 30309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Capital Group, Inc. CENTRAL INDEX KEY: 0001082506 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943219054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: (617) 375-3006 MAIL ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 FORMER COMPANY: FORMER CONFORMED NAME: UNWIRED PLANET, INC. DATE OF NAME CHANGE: 20120504 FORMER COMPANY: FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC DATE OF NAME CHANGE: 20001121 FORMER COMPANY: FORMER CONFORMED NAME: PHONE COM INC DATE OF NAME CHANGE: 19990504 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-13 0 0001082506 Great Elm Capital Group, Inc. GEC 0001719963 Harbin Thomas S C/O GREAT ELM CAPITAL GROUP, INC. 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453 1 0 0 0 Common Stock 2017-11-13 4 P 0 7000 3.60 A 24931 D Common Stock 2017-12-15 4 P 0 1281 4.15 A 26212 D Common Stock 2018-01-08 4 P 0 2000 3.74 A 28212 D Common Stock 2018-06-22 4 P 0 4000 3.69 A 32212 D Common Stock 2018-07-11 4 P 0 7000 3.34 A 39212 D Exhibit List: Exhibit 24 - Power of Attorney /s/ Thomas S. Harbin 2018-08-21 EX-24 2 attachment1.htm EX-24 DOCUMENT

                               POWER OF ATTORNEY

     Know all by these presents, that the undersigned hereby constitutes and
appoints Adam M. Kleinman, signing singly, the undersigned's true and lawful
attorney-in-fact to:

          (1)  execute for and on behalf of the undersigned, in the
     undersigned's capacity as a deemed officer, director, 10% owner and/or
     "other" of Great Elm Capital Group, Inc. (the "Company"), Forms 3, 4 and 5
     in accordance with Section 16(a) of the Securities Exchange Act of 1934, as
     amended (the "Exchange Act"), and the rules thereunder;

           (2)  do and perform any and all acts for and on behalf of the
     undersigned which may be necessary or desirable to complete and execute any
     such Form 3, 4 or 5, complete and execute any amendment or amendments
     thereto, and timely file such form with the United States Securities and
     Exchange Commission and any stock exchange or similar authority; and

          (3)  take any other action of any type whatsoever in connection  with
     the foregoing which, in the opinion of such attorney-in-fact, may be of
     benefit to, in the best interest of, or legally required by, the
     undersigned, it being understood that the documents executed by such
     attorney-in-fact on behalf of the undersigned pursuant to this Power of
     Attorney shall be in such form and shall contain such terms and conditions
     as such attorney-in-fact may approve in such attorney-in-fact's discretion.

     The undersigned hereby grants to such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Power of Attorney and the rights and powers herein
granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, is not assuming, nor
is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Exchange Act.

     The execution by the undersigned of this Power of Attorney hereby expressly
revokes and terminates any powers of attorney previously granted by the
undersigned relating to Forms 3, 4 and 5 with respect to the undersigned's
holdings of and transactions in securities issued by the Company.  This Power of
Attorney shall remain in full force and effect until the undersigned is no
longer required to file Forms 3, 4 and 5 with respect to the undersigned's
holdings of and transactions in securities issued by the Company, unless earlier
revoked by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact.

     IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of August 21, 2018.

                                             /s/ Thomas S. Harbin
                                             ------------------------
                                             Thomas S. Harbin