0000899243-18-014172.txt : 20180525
0000899243-18-014172.hdr.sgml : 20180525
20180525190945
ACCESSION NUMBER: 0000899243-18-014172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180525
FILED AS OF DATE: 20180525
DATE AS OF CHANGE: 20180525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kleinman Adam M
CENTRAL INDEX KEY: 0001715823
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16073
FILM NUMBER: 18862704
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Group, Inc.
CENTRAL INDEX KEY: 0001082506
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943219054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: (617) 375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
FORMER COMPANY:
FORMER CONFORMED NAME: UNWIRED PLANET, INC.
DATE OF NAME CHANGE: 20120504
FORMER COMPANY:
FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC
DATE OF NAME CHANGE: 20001121
FORMER COMPANY:
FORMER CONFORMED NAME: PHONE COM INC
DATE OF NAME CHANGE: 19990504
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-25
0
0001082506
Great Elm Capital Group, Inc.
GEC
0001715823
Kleinman Adam M
C/O GREAT ELM CAPITAL GROUP, INC.
800 SOUTH STREET, SUITE 230
WALTHAM
MA
02453
0
1
0
0
See Remarks
Common Stock
2018-05-25
4
P
0
20000
3.80
A
313181
D
Includes 220,923 shares of unvested restricted stock.
President and Chief Operating Officer
/s/ Adam M. Kleinman
2018-05-25