0000899243-17-000461.txt : 20170105 0000899243-17-000461.hdr.sgml : 20170105 20170105164929 ACCESSION NUMBER: 0000899243-17-000461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161223 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Capital Group, Inc. CENTRAL INDEX KEY: 0001082506 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943219054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20 FIRST STREET STREET 2: FIRST FLOOR CITY: LOS ALTOS STATE: CA ZIP: 94022 BUSINESS PHONE: (650) 518-7111 MAIL ADDRESS: STREET 1: 20 FIRST STREET STREET 2: FIRST FLOOR CITY: LOS ALTOS STATE: CA ZIP: 94022 FORMER COMPANY: FORMER CONFORMED NAME: UNWIRED PLANET, INC. DATE OF NAME CHANGE: 20120504 FORMER COMPANY: FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC DATE OF NAME CHANGE: 20001121 FORMER COMPANY: FORMER CONFORMED NAME: PHONE COM INC DATE OF NAME CHANGE: 19990504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wheat James D CENTRAL INDEX KEY: 0001366873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16073 FILM NUMBER: 17511437 MAIL ADDRESS: STREET 1: C/O SILICON GRAPHICS INTERNATIONAL CORP STREET 2: 46600 LANDING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-23 0 0001082506 Great Elm Capital Group, Inc. GEC 0001366873 Wheat James D C/O GREAT ELM CAPITAL GROUP, INC. 20 FIRST STREET, FIRST FLOOR LOS ALTOS CA 94022 0 1 0 0 Chief Financial Officer COMMON STOCK 2016-12-23 4 P 0 24000 3.285 A 25000 D /s/ Richard S Chernicoff as Attorney-in-Fact for Reporting Person 2017-01-05