0000899243-16-030547.txt : 20161003 0000899243-16-030547.hdr.sgml : 20161003 20161003142628 ACCESSION NUMBER: 0000899243-16-030547 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161003 DATE AS OF CHANGE: 20161003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Capital Group, Inc. CENTRAL INDEX KEY: 0001082506 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943219054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20 FIRST STREET STREET 2: FIRST FLOOR CITY: LOS ALTOS STATE: CA ZIP: 94022 BUSINESS PHONE: (650) 518-7111 MAIL ADDRESS: STREET 1: 20 FIRST STREET STREET 2: FIRST FLOOR CITY: LOS ALTOS STATE: CA ZIP: 94022 FORMER COMPANY: FORMER CONFORMED NAME: UNWIRED PLANET, INC. DATE OF NAME CHANGE: 20120504 FORMER COMPANY: FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC DATE OF NAME CHANGE: 20001121 FORMER COMPANY: FORMER CONFORMED NAME: PHONE COM INC DATE OF NAME CHANGE: 19990504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wheat James D CENTRAL INDEX KEY: 0001366873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16073 FILM NUMBER: 161915414 MAIL ADDRESS: STREET 1: C/O SILICON GRAPHICS INTERNATIONAL CORP STREET 2: 46600 LANDING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-30 0 0001082506 Great Elm Capital Group, Inc. GEC 0001366873 Wheat James D C/O GREAT ELM CAPITAL GROUP, INC. 20 FIRST STREET, FIRST FLOOR LOS ALTOS CA 94022 0 1 0 0 Chief Financial Officer COMMON STOCK 2016-09-30 4 P 0 1000 4.70 A 1000 D /s/ Kathlene Smith as Attorney-in-Fact for Reporting Person 2016-10-03