Chief Investment Officer

0001082339-14-000001.txt : 20140214 0001082339-14-000001.hdr.sgml : 20140214 20140213184035 ACCESSION NUMBER: 0001082339-14-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLDSTREAM CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001082339 IRS NUMBER: 931052371 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04387 FILM NUMBER: 14608566 BUSINESS ADDRESS: STREET 1: ONE 100TH AVENUE NE STREET 2: SUITE 102 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-283-1600 MAIL ADDRESS: STREET 1: ONE 100TH AVENUE NE STREET 2: SUITE 102 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001082339 XXXXXXXX 12-31-2013 12-31-2013 COLDSTREAM CAPITAL MANAGEMENT INC

ONE 100TH AVENUE NE SUITE 102 BELLEVUE WA 98004

13F HOLDINGS REPORT 028-04387 N Robert D. Frazier Chief Investment Officer 425-283-1600 Robert D. Frazier Bellevue WA 02-11-2014 0 187 310354 false INFORMATION TABLE 2 123113.xml 3M Company COM 88579y101 2134 15218 SH SOLE 15218 0 0 A V Homes, Inc. COM 00234p102 299 16436 SH SOLE 16436 0 0 ARC Document Solutions Com COM 00191G103 158 19280 SH SOLE 19280 0 0 ASML Holding N.V. COM n07059210 566 6041 SH SOLE 2092 0 3949 AT&T COM 00206R102 404 11487 SH SOLE 11487 0 0 Abbvie Inc Com COM 00287y109 2126 40259 SH SOLE 40259 0 0 Ace Ltd COM h0023r105 503 4860 SH SOLE 1020 0 3840 Affiliated Managers Group COM 008252108 230 1060 SH SOLE 1060 0 0 Aflac, Inc. COM 001055102 2578 38594 SH SOLE 38594 0 0 Alliance Data Systems COM 018581108 222 843 SH SOLE 843 0 0 Altria Group, Inc. COM 02209s103 2201 57326 SH SOLE 57326 0 0 American Electric Technologies COM 025576109 133 13335 SH SOLE 13335 0 0 Ameriprise Financial COM 03076c106 2356 20476 SH SOLE 20476 0 0 Ansys, Inc. COM 03662Q105 215 2460 SH SOLE 1452 0 1008 Apple Computer COM 037833100 6776 12077 SH SOLE 12077 0 0 Archer-Daniels-Midland COM 039483102 1820 41927 SH SOLE 41927 0 0 Arm Holdings PLC Sponsored ADR COM 042068106 331 6043 SH SOLE 1268 0 4775 Astro-Med Inc New COM 04638F108 163 12085 SH SOLE 12085 0 0 BB&T Corp. COM 054937107 1701 45566 SH SOLE 45566 0 0 Ballantyne Strong Inc COM 058516105 183 39425 SH SOLE 39425 0 0 Bank of America Corp COM 060505104 178 11419 SH SOLE 11419 0 0 Baxter Int'l COM 071813109 1608 23126 SH SOLE 23126 0 0 Berkshire Hathaway Cl A COM 084670108 712 400 SH SOLE 400 0 0 Berkshire Hathaway Cl B COM 084670702 355 2996 SH SOLE 2996 0 0 BlackRock Utility & Infrastruc COM 09248D104 1752 98066 SH SOLE 98066 0 0 Blackrock, Inc. COM 09247x101 2025 6399 SH SOLE 6399 0 0 Boeing Co COM 097023105 429 3145 SH SOLE 3145 0 0 Brasil Foods Sponsored ADR COM 10552T107 315 15078 SH SOLE 3173 0 11905 Bristol-Myers Squibb Co COM 110122108 307 5774 SH SOLE 5774 0 0 CSX Corp COM 126408103 1940 67441 SH SOLE 67441 0 0 Canadian National Railway Co. COM 136375102 497 8718 SH SOLE 1958 0 6760 Canadian Pacific COM 13645T100 496 3278 SH SOLE 688 0 2590 Cardinal Health COM 14149Y108 2045 30613 SH SOLE 30613 0 0 Chevron Corp COM 166764100 1318 10553 SH SOLE 10553 0 0 Cisco Systems COM 17275R102 2467 109980 SH SOLE 109980 0 0 Cleco Corp. COM 12561W105 233 4995 SH SOLE 2125 0 2870 CoBiz Financial Inc. COM 190897108 258 21613 SH SOLE 21613 0 0 Coca-Cola COM 191216100 1860 45019 SH SOLE 45019 0 0 Coca-Cola Enterprises Inc. COM 19122t109 424 9611 SH SOLE 2036 0 7575 ConAgra Foods COM 205887102 1628 48314 SH SOLE 48314 0 0 ConocoPhillips COM 20825C104 1903 26937 SH SOLE 26937 0 0 Core Laboratories COM N22717107 386 2024 SH SOLE 424 0 1600 Corning COM 219350105 1823 102289 SH SOLE 102289 0 0 Costco Wholesale Corp COM 22160K105 377 3168 SH SOLE 3168 0 0 Costco Wholesale Corp COM 22160K105 119 1000 SH Put SOLE 1000 0 0 Costco Wholesale Corp COM 22160K105 119 1000 SH Put SOLE 1000 0 0 Covidien PLC Shs COM g2554f113 450 6614 SH SOLE 1694 0 4920 Cowen Group Inc New Cl A COM 223622101 385 98345 SH SOLE 98345 0 0 Crane Co. COM 224399105 2016 29984 SH SOLE 29984 0 0 Crown Crafts Inc COM 228309100 106 13706 SH SOLE 13706 0 0 Cubist Pharmaceuticals COM 229678107 226 3280 SH SOLE 1615 0 1665 Danaher Corp COM 235851102 408 5288 SH SOLE 5288 0 0 Dover Motorsports Inc. COM 260174107 97 38627 SH SOLE 38627 0 0 Dow Chemical Co COM 260543103 1696 38204 SH SOLE 38204 0 0 E I DuPont De Nemours COM 263534109 1908 29361 SH SOLE 29361 0 0 Eaton Corp PLC COM G29183103 1918 25196 SH SOLE 25196 0 0 Edgewater Technology COM 280358102 203 29020 SH SOLE 29020 0 0 Ensco PLC Ord Class A COM g3157s106 2102 36761 SH SOLE 36761 0 0 Exxon Mobil Corp COM 30231G102 924 9135 SH SOLE 9135 0 0 Facebook COM 30303m102 759 13880 SH SOLE 13880 0 0 Furmanite Corporation Com COM 361086101 137 12900 SH SOLE 12900 0 0 Gaiam COM 36268Q103 207 31320 SH SOLE 31320 0 0 General Electric COM 369604103 3581 127761 SH SOLE 127761 0 0 Glacier Bancorp New COM 37637Q105 1433 48105 SH SOLE 44305 0 3800 Google, Inc. COM 38259P508 326 291 SH SOLE 291 0 0 Home Depot COM 437076102 181 2193 SH SOLE 2193 0 0 Home Depot COM 437076102 82 1000 SH Put SOLE 1000 0 0 Honeywell Int'l COM 438516106 1984 21709 SH SOLE 21709 0 0 Imation Corp COM 45245A107 134 28555 SH SOLE 28555 0 0 Int'l Business Machines COM 459200101 593 3164 SH SOLE 3164 0 0 Intel Corp COM 458140100 1515 58375 SH SOLE 58375 0 0 International Paper Co. COM 460146103 1662 33902 SH SOLE 33902 0 0 Invesco Value Muni Income Com COM 46132P108 342 25318 SH SOLE 25318 0 0 JP Morgan Chase & Co COM 46625H100 1933 33063 SH SOLE 33063 0 0 Johnson and Johnson COM 478160104 2108 23017 SH SOLE 23017 0 0 KKR & Company LP COM 48248M102 487 20000 SH SOLE 20000 0 0 Landec Corp COM 514766104 222 18350 SH SOLE 18350 0 0 Lazard Ltd Shs A COM G54050102 460 10155 SH SOLE 2125 0 8030 Macy's, Inc. COM 55616p104 1891 35407 SH SOLE 35407 0 0 Magna Int'l, Inc. COM 559222401 2021 24630 SH SOLE 24630 0 0 MarketAxess Holdings Inc. COM 57060D108 266 3975 SH SOLE 1825 0 2150 Marsh & McLennan COM 571748102 1860 38462 SH SOLE 38462 0 0 McDonald's Corp COM 580135101 346 3571 SH SOLE 3571 0 0 Mednax, Inc. COM 58502B106 267 4994 SH SOLE 3074 0 1920 Medtronic, Inc. COM 585055106 2218 38654 SH SOLE 38654 0 0 Mercadolibre Inc. COM 58733R102 222 2063 SH SOLE 433 0 1630 Merck & Co COM 58933y105 272 5426 SH SOLE 5426 0 0 Microsoft Corp COM 594918104 39450 1054532 SH SOLE 1054532 0 0 Middleby Corp. COM 596278101 247 1029 SH SOLE 305 0 724 Novo Nordisk A/S COM 670100205 462 2501 SH SOLE 526 0 1975 ORBCOMM, Inc. COM 68555P100 250 39410 SH SOLE 39410 0 0 Orion Energy Systems, Inc COM 686275108 336 49380 SH SOLE 49380 0 0 PC-Tel COM 69325q105 306 31930 SH SOLE 31930 0 0 Paccar COM 693718108 311 5250 SH SOLE 5250 0 0 Packaging Corp of America COM 695156109 247 3906 SH SOLE 3906 0 0 Pendrell Corp COM 70686R104 255 127095 SH SOLE 127095 0 0 Pepsico COM 713448108 1719 20725 SH SOLE 20725 0 0 Perceptron, Inc. COM 71361F100 141 10160 SH SOLE 10160 0 0 Perrigo Company Ltd PLC COM G97822103 500 3255 SH SOLE 1025 0 2230 Philip Morris Int'l COM 718172109 2643 30337 SH SOLE 30337 0 0 Phillips 66 COM 718546104 1949 25268 SH SOLE 25268 0 0 Pixelworks COM 72581M305 48 10000 SH SOLE 10000 0 0 Polaris Industries, Inc. COM 731068102 253 1740 SH SOLE 1740 0 0 Portfolio Recovery Associates COM 73640Q105 210 3969 SH SOLE 3264 0 705 Pozen Inc. COM 73941U102 220 27410 SH SOLE 27410 0 0 Procter & Gamble Co COM 742718109 775 9525 SH SOLE 9525 0 0 Qualcomm, Inc. COM 747525103 307 4139 SH SOLE 4139 0 0 Red Lion Hotels Corp. COM 756764106 112 18595 SH SOLE 18595 0 0 Regions Financial Corp COM 7591EP100 113 11465 SH SOLE 11465 0 0 Rentech, Inc. COM 760112102 262 149727 SH SOLE 149727 0 0 Rosetta Stone, Inc. COM 777780107 225 18450 SH SOLE 18450 0 0 Rubicon Technology Inc. COM 78112T107 198 19880 SH SOLE 19880 0 0 SPDR S&P Homebuilders COM 78464A888 719 21582 SH SOLE 21582 0 0 SVB Financial Group COM 78486Q101 211 2010 SH SOLE 730 0 1280 Safeway COM 786514208 1951 59892 SH SOLE 59892 0 0 Sensata Technologies H COM N7902X106 341 8802 SH SOLE 1847 0 6955 Sigma Designs, Inc. COM 826565103 148 31330 SH SOLE 31330 0 0 Signature Bank COM 82669g104 374 3483 SH SOLE 2053 0 1430 Spartan Motors COM 846819100 207 30955 SH SOLE 30955 0 0 Stanley Furniture Co. Inc. COM 854305208 96 25070 SH SOLE 25070 0 0 Starbucks Corp COM 855244109 2063 26317 SH SOLE 26317 0 0 Taiwan Semiconductor Mfg. ADS COM 874039100 541 31044 SH SOLE 6494 0 24550 Target COM 87612E106 2066 32654 SH SOLE 32654 0 0 Telenav, Inc. COM 879455103 127 19324 SH SOLE 19324 0 0 Time Warner COM 887317303 202 2892 SH SOLE 2892 0 0 Toro Co COM 891092108 319 5018 SH SOLE 3223 0 1795 Tractor Supply Co COM 892356106 372 4793 SH SOLE 3558 0 1235 Tyler Technologies COM 902252105 316 3094 SH SOLE 1534 0 1560 USX-Marathon Group COM 565849106 1525 43213 SH SOLE 43213 0 0 Union Pacific Corp COM 907818108 1839 10944 SH SOLE 10944 0 0 Versar Inc COM 925297103 122 25200 SH SOLE 25200 0 0 Vical, Inc. COM 925602104 73 61480 SH SOLE 61480 0 0 Waddell & Reed Financial, Inc. COM 930059100 212 3248 SH SOLE 1853 0 1395 Walgreen Co COM 931422109 2212 38507 SH SOLE 38507 0 0 XO Communications COM 983772104 160 10745 SH SOLE 10745 0 0 Xerox Corp COM 984121103 2163 177729 SH SOLE 177729 0 0 ALPS Tr Cohen & Steers Global ETF 00162Q106 469 11971 SH SOLE 11971 0 0 Alps ETF Tr Alerian MLP ETF 00162Q866 2575 144746 SH SOLE 144746 0 0 DJ Euro Stoxx 50 Fund ETF ETF 78463x202 4694 111223 SH SOLE 111223 0 0 Eaton Vance Enhanced Equity In ETF 278277108 2193 168856 SH SOLE 168856 0 0 Eaton Vance Natl Muni Inc Oppo ETF 27829l105 494 26782 SH SOLE 26782 0 0 Eaton Vance Tax-Managed Global ETF 27829F108 117 11661 SH SOLE 11661 0 0 GreenHaven Continuous Commodit ETF 395258106 584 22706 SH SOLE 22706 0 0 JP Morgan Chase & Co Alerian M ETF 46625H365 1009 21762 SH SOLE 21762 0 0 Jefferies TR/J CRB Global Comm ETF 00162q304 1007 22952 SH SOLE 22952 0 0 MS Emerging Markets Domestic D ETF 617477104 3281 252004 SH SOLE 252004 0 0 Materials Select Sector SPDR ETF 81369Y100 1490 32236 SH SOLE 32236 0 0 PIMCO Intermediate Municipal B ETF 72201R866 636 12284 SH SOLE 12284 0 0 Pimco ETF Tr 1-5 US TIP Index ETF 72201r205 2115 39975 SH SOLE 39975 0 0 PowerShares Intl Dividend Achi ETF 73935X716 5182 281298 SH SOLE 281298 0 0 PowerShares QQQ Trust Unit Ser ETF 73935A104 222 2526 SH SOLE 2526 0 0 Powershares ETF Trust Global L ETF 73935X195 1298 107265 SH SOLE 107265 0 0 SPDR Gold Trust ETF 78463v107 259 2230 SH SOLE 2230 0 0 SPDR Nuveen Barclays Capital S ETF 78464A425 240 9867 SH SOLE 9867 0 0 SPDR Nuveen S&P High Yield Mun ETF 78464A284 647 12679 SH SOLE 12679 0 0 SPDR S&P 500 ETF Tr Series-1 ETF 78462F103 6677 36153 SH SOLE 36153 0 0 SPDR S&P Dividend ETF ETF 78464a763 1005 13840 SH SOLE 13840 0 0 Tortoise Energy Infrastructure ETF 89147L100 295 6183 SH SOLE 6183 0 0 Vanguard Dividend Appreciation ETF 921908844 15437 205167 SH SOLE 205167 0 0 Vanguard Emerging Mkts Stock I ETF 922042858 11633 282777 SH SOLE 282777 0 0 Vanguard FTSE All-World Ex-US ETF 922042775 17594 346818 SH SOLE 346818 0 0 Vanguard Growth ETF ETF 922908736 17234 185209 SH SOLE 185209 0 0 Vanguard Index Fds Ext Mkt VIP ETF 922908652 7231 87441 SH SOLE 87441 0 0 Vanguard Index Short Term Bond ETF 921937827 1224 15316 SH SOLE 15316 0 0 Vanguard Large Cap ETF ETF 922908637 5208 61411 SH SOLE 61411 0 0 Vanguard Mid Cap ETF ETF 922908629 232 2105 SH SOLE 2105 0 0 Vanguard REIT Vipers ETF 922908553 9757 151128 SH SOLE 151128 0 0 Vanguard Small-Cap ETF ETF 922908751 3155 28692 SH SOLE 28692 0 0 Vanguard Value ETF ETF 922908744 5213 68248 SH SOLE 68248 0 0 WisdomTree Emerging Markets Eq ETF 97717W315 256 5026 SH SOLE 5026 0 0 iShares Barclays Aggregate Bon ETF 464287226 227 2130 SH SOLE 2130 0 0 iShares DJ Select Dividend Ind ETF 464287168 294 4120 SH SOLE 4120 0 0 iShares Lehman 1-3 Yr Treasury ETF 464287457 576 6828 SH SOLE 6828 0 0 iShares Lehman US Tst Inflatio ETF 464287176 365 3321 SH SOLE 3321 0 0 iShares MSCI ACWI All World ETF 464288257 236 4090 SH SOLE 4090 0 0 iShares MSCI Australia ETF 464286103 329 13502 SH SOLE 13502 0 0 iShares MSCI Canada ETF 464286509 238 8156 SH SOLE 8156 0 0 iShares MSCI EAFE Index ETF 464287465 839 12499 SH SOLE 12499 0 0 iShares MSCI Emerging Markets ETF 464287234 1401 33531 SH SOLE 33531 0 0 iShares Russell 1000 Growth In ETF 464287614 2349 27335 SH SOLE 27335 0 0 iShares Russell 1000 Value Ind ETF 464287598 307 3265 SH SOLE 3265 0 0 iShares Russell Micr ETF 464288869 683 9098 SH SOLE 9098 0 0 iShares Russell Midcap Index F ETF 464287499 8515 56772 SH SOLE 56772 0 0 iShares S&P 500 Index Fund ETF 464287200 858 4622 SH SOLE 4622 0 0 iShares S&P Midcap 400 Index F ETF 464287507 1507 11262 SH SOLE 11262 0 0 iShares S&P Small-Cap 600/VAL ETF 464287879 200 1800 SH SOLE 1800 0 0 iShares iBoxx $ High Yield Cor ETF 464288513 247 2659 SH SOLE 2659 0 0