0001082038-20-000004.txt : 20200605 0001082038-20-000004.hdr.sgml : 20200605 20200605203319 ACCESSION NUMBER: 0001082038-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200603 FILED AS OF DATE: 20200605 DATE AS OF CHANGE: 20200605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joice Judy R CENTRAL INDEX KEY: 0001604753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31615 FILM NUMBER: 20947909 MAIL ADDRESS: STREET 1: 10260 BUBB ROAD CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DURECT CORP CENTRAL INDEX KEY: 0001082038 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943297098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10260 BUBB RD CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087771417 MAIL ADDRESS: STREET 1: 10260 BUBB ROAD CITY: CUPERTINO STATE: CA ZIP: 95014 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-06-03 0 0001082038 DURECT CORP DRRX 0001604753 Joice Judy R 10260 BUBB ROAD CUPERTINO CA 95014 0 1 0 0 Sr. VP Operations & Corp QA Common Stock 2020-06-03 4 M 0 34864 0.78 A 67611 D Common Stock 2020-06-03 4 S 0 34864 2.4518 D 32747 D Common Stock 2020-06-03 4 M 0 22956 0.78 A 55703 D Common Stock 2020-06-03 4 S 0 22956 2.4518 D 32747 D Non-Qualified Stock Option (right to buy) 0.78 2020-06-03 4 M 0 34864 0.0 D 2012-05-03 2022-02-03 Common Stock 34864 22956 D Non-Qualified Stock Option (right to buy) 0.78 2020-06-03 4 M 0 22956 0.0 D 2012-02-03 2022-02-03 Common Stock 22956 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.415 to 2.50, inclusive. The reporting person undertakes to provide to Durect Corporation, any security holder of Durect Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Number of shares beneficially owned which were acquired by the reporting person under Durect's Employee Stock Purchase Plan between 11/01/2007 to 06/03/2020. This option vested in full on 02/03/2016. This option vested in full on 02/03/2012. Judith R Joice 2020-06-05