-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LhNeg9pKgRIjq6rdVEP5iYqzy18HneEGqTCY1V1iR9YHzExmHVN5mzEdf7BgHfTM psizeKtZItKH5JW7oFfWxg== /in/edgar/work/0001021408-00-003656/0001021408-00-003656.txt : 20001116 0001021408-00-003656.hdr.sgml : 20001116 ACCESSION NUMBER: 0001021408-00-003656 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DURECT CORP CENTRAL INDEX KEY: 0001082038 STANDARD INDUSTRIAL CLASSIFICATION: [2834 ] IRS NUMBER: 943297098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: SEC FILE NUMBER: 333-35316 FILM NUMBER: 771031 BUSINESS ADDRESS: STREET 1: 10240 BOBB RD CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087771417 MAIL ADDRESS: STREET 1: 10240 BOBB ROAD CITY: CUPERTINO STATE: CA ZIP: 95014 POS AM 1 0001.txt POST EFFECTIVE AMENDMENT #1 As filed with the Securities and Exchange Commission on November 15, 2000 Registration No. 333-35316 - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 ---------------- DURECT CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 2834 94-3297098 (Primary Standard (I.R.S. Employer (State or Other Industrial Identification Number) Jurisdiction of Classification Code Incorporation or Number) Organization) ---------------- 10240 Bubb Road Cupertino, CA 95014 (408) 777-1417 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) ---------------- James E. Brown Chief Executive Officer DURECT Corporation 10240 Bubb Road Cupertino, CA 95014 (408) 777-1417 (Name, address, including zip code, and telephone number, including area code, of agent for service) ---------------- Copies to: Mark B. Weeks Gregory M. Gallo Stephen B. Thau Joe C. Sorenson Ughetta T. Manzone Sally J. Rau Venture Law Group Bradley J. Gersich A Professional Corporation Gray Cary Ware & Freidenrich LLP 2800 Sand Hill Road 400 Hamilton Avenue Menlo Park, CA 94025 Palo Alto, CA 94301 ---------------- Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement. ---------------- If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. [_] If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [_] If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [_] If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [_] If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. [_] ---------------- CALCULATION OF REGISTRATION FEE - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------
Proposed Maximum Proposed Offering Maximum Price Aggregate Amount of Title of Each Class of Amount to be Per Offering Registration Securities to be Registered Registered(1) Share Price(1)(2) Fee(3) - ------------------------------------------------------------------------------ Common Stock, par value $0.001...................... 8,050,000 $12.00 $96,600,000 $25,502 - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------
(1) Includes 1,050,000 shares of common stock issuable upon exercise of the Underwriters' over-allotment option. (2) Estimated solely for the purpose of calculating the registration fee pursuant to Rules 457(a) and 457(o) under the Securities Act of 1933, as amended. (3) Previously paid. The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until this Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine. - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- The Registrant had registered 8,050,000 shares of common stock, including 1,050,000 shares of common stock issuable upon exercise of the Underwriters' over-allotment option. Of that over-allotment option, 350,000 shares of common stock were not sold and are being removed from registration. SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this post effective amendment to the registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Palo Alto, State of California, on November 15, 2000. DURECT CORPORATION By: /s/ James E. Brown ------------------------- James E. Brown President and Chief Executive Officer POWER OF ATTORNEY Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
Signature Title Date - ------------------------------------ ------------------------------------ --------------------- /s/ James E. Brown President, Chief Executive Officer November 15, 2000 - ------------------------------------ and Director James E. Brown * Chairman, Chief Scientific Officer November 15, 2000 - ------------------------------------ Felix Theeuwes * Chief Financial Officer, Director November 15, 2000 - ------------------------------------ Thomas A. Schreck * Director November 15, 2000 - ------------------------------------ James R. Butler * Director November 15, 2000 - ------------------------------------ Douglas A. Lee * Director November 15, 2000 - ------------------------------------ Albert L. Zesiger * Director November 15, 2000 - ------------------------------------ Matthew V. McPherron * Director November 15, 2000 - ------------------------------------ John L. Doyle
* Power of Attorney *By: /s/ James E. Brown ------------------ By James E. Brown Attorney-in-fact -----END PRIVACY-ENHANCED MESSAGE-----