0000950142-19-001131.txt : 20190522 0000950142-19-001131.hdr.sgml : 20190522 20190522182813 ACCESSION NUMBER: 0000950142-19-001131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190520 FILED AS OF DATE: 20190522 DATE AS OF CHANGE: 20190522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILHULY EDWARD A CENTRAL INDEX KEY: 0001206780 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 19847183 MAIL ADDRESS: STREET 1: C/O SAGEVIEW CAPITAL LP STREET 2: 245 LYTTON AVENUE, SUITE 250 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAGEVIEW CAPITAL LP CENTRAL INDEX KEY: 0001389563 STATE OF INCORPORATION: DE FISCAL YEAR END: 1005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 19847184 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-625-4200 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: SAGEVIEW CAPITAL LLC DATE OF NAME CHANGE: 20070209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAGEVIEW CAPITAL MASTER, L.P. CENTRAL INDEX KEY: 0001374997 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 19847185 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-625-4200 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: SAGEVIEW CAPITAL MASTER, LTD DATE OF NAME CHANGE: 20060907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sageview Avalara Partners, L.P. CENTRAL INDEX KEY: 0001738804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 19847186 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-625-4200 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sageview Avalara Partners I, L.P. CENTRAL INDEX KEY: 0001738810 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 19847187 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-625-4200 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sageview Capital MGP, LLC CENTRAL INDEX KEY: 0001363701 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 19847188 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-625-4230 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STUART SCOTT M CENTRAL INDEX KEY: 0001081716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 19847189 MAIL ADDRESS: STREET 1: C/O SAGEVIEW CAPITAL LP STREET 2: 55 RAILROAD AVENUE, 1ST FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 es1900730_4-avlr1.xml OWNERSHIP DOCUMENT X0306 4 2019-05-20 0 0001348036 AVALARA, INC. AVLR 0001206780 GILHULY EDWARD A C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE, FIRST FLOOR GREENWICH CT 06830 1 0 1 0 0001389563 SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE, FIRST FLOOR GREENWICH CT 06830 0 0 1 0 0001374997 SAGEVIEW CAPITAL MASTER, L.P. C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE, FIRST FLOOR GREENWICH CT 06830 0 0 1 0 0001738804 Sageview Avalara Partners, L.P. C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE, FIRST FLOOR GREENWICH CT 06830 0 0 1 0 0001738810 Sageview Avalara Partners I, L.P. C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE, FIRST FLOOR GREENWICH CT 06830 0 0 1 0 0001363701 Sageview Capital MGP, LLC C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE, FIRST FLOOR GREENWICH CT 06830 0 0 1 0 0001081716 STUART SCOTT M C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE, FIRST FLOOR GREENWICH CT 06830 0 0 1 0 Common Stock 2019-05-20 4 S 0 2079449 69 D 3486706 I See Footnotes Common Stock 2019-05-20 4 S 0 151699 69 D 254361 I See Footnotes Common Stock 2019-05-20 4 S 0 268852 69 D 450798 I See Footnotes Common Stock 489217 I See Footnote Common Stock 489217 I See Footnote Common Stock 75000 I See Footnotes Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family. Reflects shares held by trusts for the benefit of members of Mr. Stuart's family. Reflects shares held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Form 1 of 2. This Form 4 is being filed in two parts due to the large number of reporting persons. The two filings relate to the same transactions described above. See Signatures included in Exhibit 99.1 2019-05-22 EX-99.1 2 es1900730_4-ex9901.htm EXHIBIT 99.1
EXHIBIT 99.1
 
This statement on Form 4 is filed jointly by each of the undersigned. The principal business address of each of these reporting persons is c/o Sageview Capital LP, 55 Railroad Avenue, First Floor, Greenwich, Connecticut 06830
 
Name of Designated Filer: Edward A. Gilhuly
 
Date of Earliest Transaction: May 20, 2019
 
Issuer Name: Avalara, Inc. [AVLR]
 
  /s/ Edward A. Gilhuly  
  EDWARD A. GILHULY  
       
 
 
SAGEVIEW CAPITAL, L.P.
  
       
 
By:
Sageview Management, LLC, its General Partner  
       
 
By:
/s/ Edward A. Gilhuly  
    Name:  Edward A. Gilhuly  
    Title:    Director  
       
 
 
SAGEVIEW CAPITAL MASTER, L.P.
  
       
 
By:
Sageview Capital GenPar, Ltd., its General Partner  
       
 
By:
/s/ Edward A. Gilhuly  
    Name:  Edward A. Gilhuly  
    Title:    Director   
       
 
 
SAGEVIEW AVALARA PARTNERS, L.P.
  
       
 
By:
Sageview Capital GenPar, Ltd., its General Partner  
       
 
By:
/s/ Edward A. Gilhuly  
    Name:  Edward A. Gilhuly  
    Title:    Director   
       
 
 
 
 
SAGEVIEW AVALARA PARTNERS I, L.P.
  
       
 
By:
Sageview Capital GenPar, Ltd., its General Partner  
       
 
By:
/s/ Edward A. Gilhuly  
    Name:  Edward A. Gilhuly  
    Title:    Director   
       
 
 
SAGEVIEW CAPITAL MGP, LLC
  
       
 
By:
/s/ Edward A. Gilhuly  
    Name:  Edward A. Gilhuly  
    Title:    Co-President  
       
 
  /s/ Scott M. Stuart  
  SCOTT M. STUART