0001140361-22-021356.txt : 20220531
0001140361-22-021356.hdr.sgml : 20220531
20220531181244
ACCESSION NUMBER: 0001140361-22-021356
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220527
FILED AS OF DATE: 20220531
DATE AS OF CHANGE: 20220531
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBERTS GEORGE R
CENTRAL INDEX KEY: 0001081715
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34820
FILM NUMBER: 22985059
MAIL ADDRESS:
STREET 1: C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 2800 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KKR & Co. Inc.
CENTRAL INDEX KEY: 0001404912
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 260426107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-750-8300
MAIL ADDRESS:
STREET 1: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: KKR & Co. L.P.
DATE OF NAME CHANGE: 20070627
4
1
form4.xml
FORM 4
X0306
4
2022-05-27
0001404912
KKR & Co. Inc.
KKR
0001081715
ROBERTS GEORGE R
C/O KKR & CO. INC.
30 HUDSON YARDS
NEW YORK
NY
10001
true
true
true
Co-Executive Chairman
Common Stock
2022-05-27
4
J
0
1339
A
1190094
I
See footnote
Common Stock
2022-05-31
4
M
0
79553563
A
80743657
I
See footnote
Common Stock
2022-05-31
4
A
0
2618321
A
83361978
I
See footnote
Common Stock
2022-05-31
4
M
0
1010000
A
1010000
I
See footnote
Common Stock
2022-05-31
4
A
0
33242
A
1043242
I
See footnote
Common Stock
2022-05-31
4
M
0
249426
A
249426
I
See footnote
Common Stock
2022-05-31
4
A
0
8209
A
257635
I
See footnote
Common Stock
2000000
I
See footnote
KKR Holdings L.P. Units
2022-05-27
4
J
0
535184
0
A
Common Stock
535184
79553563
I
See Footnote
KKR Holdings L.P. Units
2022-05-31
4
M
0
79553563
0
D
Common Stock
79553563
0
I
See Footnote
KKR Holdings L.P. Units
2022-05-31
4
M
0
1010000
0
D
Common Stock
1010000
0
I
See Footnote
KKR Holdings L.P. Units
2022-05-31
4
M
0
249426
0
D
Common Stock
249426
0
I
See Footnote
Represents a distribution of common stock from an affiliate of KKR Holdings L.P. to the Reporting Person and an allocation of units of KKR Holdings L.P. to the Reporting Person, in each case, prior to the Mergers (as defined below).
In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.
In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.
These securities are held in a trust revocable by the Reporting Person during his life. The Reporting Person is the sole beneficiary and the sole trustee of this trust.
These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.
These securities are held in a corporation owned by the Reporting Person and of which the Reporting Person is the president.
These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.
Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
/s/ Christopher Lee, Attorney-in-fact
2022-05-31