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Form 3 - Initial statement of beneficial ownership of securities:
SEC Accession No. 0001140361-20-005774
Filing Date
2020-03-13
Accepted
2020-03-13 17:05:25
Documents
2
Period of Report
2020-02-12

Document Format Files

Seq Description Document Type Size
1 FORM 3 form3.html 3  
1 FORM 3 form3.xml 3 10883
2 EXHIBIT 24 ex24.htm EX-24 10578
  Complete submission text file 0001140361-20-005774.txt   27054
Mailing Address C/O KOHLBERG KRAVIS ROBERTS & CO 9 WEST 57TH ST NEW YORK NY 10019
Business Address
KRAVIS HENRY R (Reporting) CIK: 0001081714 (see all company filings)

Type: 3 | Act: 34 | File No.: 000-55832 | Film No.: 20713770

Mailing Address C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. 2800 SAND HILL ROAD MENLO PARK CA 94025
Business Address
ROBERTS GEORGE R (Reporting) CIK: 0001081715 (see all company filings)

Type: 3 | Act: 34 | File No.: 000-55832 | Film No.: 20713771

Mailing Address 9 WEST 57TH STREET SUITE 4200 NEW YORK NY 10019
Business Address 9 WEST 57TH STREET SUITE 4200 NEW YORK NY 10019 212-750-8300
KKR & Co. Inc. (Reporting) CIK: 0001404912 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 000-55832 | Film No.: 20713768
SIC: 6282 Investment Advice
Office of Finance

Mailing Address 9 WEST 57TH STREET 41ST FLOOR NEW YORK NY 10019
Business Address 9 WEST 57TH STREET 41ST FLOOR NEW YORK NY 10019 212-230-9742
KKR Management LLP (Reporting) CIK: 0001472694 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 000-55832 | Film No.: 20713769

Mailing Address 9 WEST 57TH STREET 41ST FLOOR NEW YORK NY 10019
Business Address 9 WEST 57TH STREET 41ST FLOOR NEW YORK NY 10019 212-230-9742
KKR Group Partnership L.P. (Reporting) CIK: 0001472698 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 000-55832 | Film No.: 20713766

Mailing Address 75 CASTILIAN DRIVE GOLETA CA 93117
Business Address 75 CASTILIAN DRIVE GOLETA CA 93117 805-456-1300
Transphorm, Inc. (Issuer) CIK: 0001715768 (see all company filings)

IRS No.: 821858829 | State of Incorp.: DE | Fiscal Year End: 1231
SIC: 3674 Semiconductors & Related Devices
Office of Manufacturing

Mailing Address 9 WEST 57TH STREET, SUITE 4200 NEW YORK NY 10019
Business Address 9 WEST 57TH STREET, SUITE 4200 NEW YORK NY 10019 212-230-9742
KKR Group Holdings Corp. (Reporting) CIK: 0001743754 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 000-55832 | Film No.: 20713767

Mailing Address C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. 9 WEST 57TH STREET, SUITE 4200 NEW YORK NY 10019
Business Address C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. 9 WEST 57TH STREET, SUITE 4200 NEW YORK NY 10019 212-230-9742
KKR Phorm Investors L.P. (Reporting) CIK: 0001806548 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 000-55832 | Film No.: 20713764

Mailing Address C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. 9 WEST 57TH STREET, SUITE 4200 NEW YORK NY 10019
Business Address C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. 9 WEST 57TH STREET, SUITE 4200 NEW YORK NY 10019 212-230-9742
KKR Phorm Investors GP LLC (Reporting) CIK: 0001806572 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 000-55832 | Film No.: 20713765