0001181431-12-064620.txt : 20121213
0001181431-12-064620.hdr.sgml : 20121213
20121213203359
ACCESSION NUMBER: 0001181431-12-064620
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121212
FILED AS OF DATE: 20121213
DATE AS OF CHANGE: 20121213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAETHER PAUL E
CENTRAL INDEX KEY: 0001192062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34428
FILM NUMBER: 121263584
MAIL ADDRESS:
STREET 1: C/O IDEX CORP
STREET 2: 630 DUNDEE ROAD
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GREENE JAMES H JR
CENTRAL INDEX KEY: 0001205970
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34428
FILM NUMBER: 121263583
MAIL ADDRESS:
STREET 1: C/O KKR
STREET 2: 9 W 57TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRAVIS HENRY R
CENTRAL INDEX KEY: 0001081714
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34428
FILM NUMBER: 121263586
MAIL ADDRESS:
STREET 1: C/O KOHLBERG KRAVIS ROBERTS & CO
STREET 2: 9 WEST 57TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avago Technologies LTD
CENTRAL INDEX KEY: 0001441634
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: U0
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
BUSINESS PHONE: (65) 6755-7888
MAIL ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBERTS GEORGE R
CENTRAL INDEX KEY: 0001081715
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34428
FILM NUMBER: 121263585
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KKR Associates Europe, Limited Partnership
CENTRAL INDEX KEY: 0001335016
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34428
FILM NUMBER: 121263582
BUSINESS ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO.
STREET 2: 9 WEST 57TH STREET - SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-230-9742
MAIL ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO.
STREET 2: 9 WEST 57TH STREET - SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KKR Europe LTD
CENTRAL INDEX KEY: 0001335017
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34428
FILM NUMBER: 121263581
BUSINESS ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO.
STREET 2: 9 WEST 57TH STREET - SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-230-9742
MAIL ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO.
STREET 2: 9 WEST 57TH STREET - SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KKR European Fund, Limited Partnership
CENTRAL INDEX KEY: 0001335034
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34428
FILM NUMBER: 121263580
BUSINESS ADDRESS:
STREET 1: C/O KOHLBERG KRAVIS ROBERTS & CO.
STREET 2: 9 WEST 57TH STREET - SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-230-9742
MAIL ADDRESS:
STREET 1: C/O KOHLBERG KRAVIS ROBERTS & CO.
STREET 2: 9 WEST 57TH STREET - SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KKR Millennium Fund (Overseas), Limited Partnership
CENTRAL INDEX KEY: 0001336827
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34428
FILM NUMBER: 121263579
BUSINESS ADDRESS:
STREET 1: C/O KOHLBERG KRAVIS ROBERTS & CO.
STREET 2: 9 WEST 57TH STREET - SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-230-9742
MAIL ADDRESS:
STREET 1: C/O KOHLBERG KRAVIS ROBERTS & CO.
STREET 2: 9 WEST 57TH STREET - SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KKR Associates Millennium (Overseas) Limited Partnership
CENTRAL INDEX KEY: 0001336828
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34428
FILM NUMBER: 121263578
BUSINESS ADDRESS:
STREET 1: C/O KOHLBERG KRAVIS ROBERTS & CO.
STREET 2: 9 WEST 57TH STREET - SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-230-9742
MAIL ADDRESS:
STREET 1: C/O KOHLBERG KRAVIS ROBERTS & CO.
STREET 2: 9 WEST 57TH STREET - SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KKR Millennium LTD
CENTRAL INDEX KEY: 0001336829
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34428
FILM NUMBER: 121263587
BUSINESS ADDRESS:
STREET 1: C/O KOHLBERG KRAVIS ROBERTS & CO.
STREET 2: 9 WEST 57TH STREET - SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-230-9742
MAIL ADDRESS:
STREET 1: C/O KOHLBERG KRAVIS ROBERTS & CO.
STREET 2: 9 WEST 57TH STREET - SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
rrd362848.xml
X0306
4
2012-12-12
1
0001441634
Avago Technologies LTD
AVGO
0001336829
KKR Millennium LTD
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET
NEW YORK
NY
10019
0
0
0
1
See Footnotes (1) - (10)
0001081714
KRAVIS HENRY R
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET
NEW YORK
NY
10019
0
0
0
1
See Footnotes (1) - (10)
0001081715
ROBERTS GEORGE R
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET
NEW YORK
NY
10019
0
0
0
1
See Footnotes (1) - (10)
0001192062
RAETHER PAUL E
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET
NEW YORK
NY
10019
0
0
0
1
See Footnotes (1) - (10)
0001205970
GREENE JAMES H JR
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET
NEW YORK
NY
10019
0
0
0
1
See Footnotes (1) - (10)
0001335016
KKR Associates Europe, Limited Partnership
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET
NEW YORK
NY
10019
0
0
0
1
See Footnotes (1) - (10)
0001335017
KKR Europe LTD
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET
NEW YORK
NY
10019
0
0
0
1
See Footnotes (1) - (10)
0001335034
KKR European Fund, Limited Partnership
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET
NEW YORK
NY
10019
0
0
0
1
See Footnotes (1) - (10)
0001336827
KKR Millennium Fund (Overseas), Limited Partnership
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET
NEW YORK
NY
10019
0
0
0
1
See Footnotes (1) - (10)
0001336828
KKR Associates Millennium (Overseas) Limited Partnership
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET
NEW YORK
NY
10019
0
0
0
1
See Footnotes (1) - (10)
Ordinary Shares, no par value
2012-12-12
4
S
0
2209597
34.43
D
0
I
Held through KKR Millennium Fund (Overseas), Limited Partnership
Ordinary Shares, no par value
2012-12-12
4
S
0
4339604
34.43
D
0
I
Held through KKR European Fund, Limited Partnership
Ordinary Shares, no par value
2012-12-12
4
S
0
2950886
34.43
D
0
I
Held through KKR European Fund II, Limited Partnership
Ordinary Shares, no par value
2012-12-12
4
S
0
1506428
34.43
D
0
I
Held through Avago Investment Partners, Limited Partnership
Ordinary Shares, no par value
2012-12-12
4
S
0
390665
34.43
D
0
I
Held through KKR Partners (International), Limited Partnership
Certain funds affiliated with Kohlberg Kravis Roberts & Co. L.P. ("KKR") and certain funds affiliated with Silver Lake Partners ("Silver Lake") are parties to a shareholders agreement with respect to the ordinary shares of Avago, and solely as a result of which each such person is a member of a group with respect to the ordinary shares of Avago directly or indirectly owned by such persons. Each such person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein.
As the sole general partner of KKR Millennium Fund (Overseas), Limited Partnership ("Millennium Fund"), KKR Associates Millennium (Overseas), Limited Partnership may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by Millennium Fund. As the sole general partner of KKR Associates Millennium (Overseas), Limited Partnership, KKR Millennium Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by Millennium Fund. KKR Associates Millennium (Overseas), Limited Partnership and KKR Millennium Limited disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
As the sole general partner of KKR European Fund, Limited Partnership ("European Fund"), KKR Associates Europe, Limited Partnership may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by European Fund. As the sole general partner of KKR Associates Europe, Limited Partnership, KKR Europe Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by European Fund. KKR Associates Europe, Limited Partnership and KKR Europe Limited disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
As the sole general partner of KKR European Fund II, Limited Partnership ("European Fund II"), KKR Associates Europe II, Limited Partnership may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by European Fund II. As the sole general partner of KKR Associates Europe II, Limited Partnership, KKR Europe II Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by European Fund II. KKR Associates Europe II, Limited Partnership and KKR Europe II Limited disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
As the sole general partner of Avago Investment Partners, Limited Partnership ("AIP") , Avago Investment G.P., Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by AIP. As a member of Avago Investment G.P., Limited, KKR Millennium GP LLC may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by AIP. Avago Investment G.P., Limited and KKR Millennium GP LLC disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
Each of KKR SP Limited ("KKR SP") (as a voting partner to each of KKR Associates Millennium (Overseas), Limited Partnership and KKR Associates Europe, Limited Partnership); KKR Fund Holdings L.P. ("KKR Fund Holdings") (as the sole shareholder of KKR Millennium Limited, KKR Europe Limited and KKR Europe II Limited and the designated member of KKR Millennium GP LLC); KKR Fund Holdings GP Limited ("KKR Fund Holdings GP") (as a general partner of KKR Fund Holdings); (continued to footnote 7)
KKR Group Holdings L.P. ("KKR Group Holdings") (as the sole shareholder of KKR Fund Holdings GP and a general partner of KKR Fund Holdings); KKR Group Limited ("KKR Group") (as the general partner of KKR Group Holdings); KKR & Co. L.P. ("KKR & Co.") (as the sole shareholder of KKR Group); and KKR Management LLC ("KKR Management") (as the general partner of KKR & Co.) may also be deemed to be the beneficial owner of the securities held by Millennium Fund, European Fund and European Fund II.
As the sole general partner of KKR Partners (International), Limited Partnership ("Partners International"), KKR 1996 Overseas, Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by Partners International. KKR 1996 Overseas, Limited disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest.
As the designated members of KKR Management LLC, Messrs. Henry R. Kravis and George R. Roberts each may be deemed to be the beneficial owner of the securities held by Millennium Fund, European Fund and European Fund II but disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest. As directors of KKR 1996 Overseas, Limited, Messrs. Kravis, Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Joseph Y. Bae, Brian F. Carroll, Scott C. Nuttall and William J. Janetschek may be deemed to be the beneficial owner of the securities held by Partners International but disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest. Messrs. Kravis and Roberts have also been designated as managers of KKR Millennium GP by KKR Fund Holdings.
Each Reporting Person and each other person named in notes (2) through (9) above disclaims beneficial ownership of any securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any of the Reporting Persons is the beneficial owner of all such equity securities covered by this statement.
Because no more than 10 reporting persons can file any one Form 4 through the SEC's EDGAR system, the reporting persons have filed four Form 4s with respect to Avago Technologies Limited on the date hereof, all of which, taken together, constitute one Form 4. The reporting persons named in Box 1 of these four Form 4's are KKR Fund Holdings L.P., KKR Millennium Limited, KKR Europe II Limited and KKR 1996 Overseas, Limited, and other reporting persons are listed elsewhere in these forms. This Form 4 is filed as Part 2 of 4 parts.
/s/ Richard J. Kreider, Attorney-in-fact for William J. Janetschek, Director for KKR Millennium Limited
2012-12-12
/s/ Richard J. Kreider, Attorney-in-fact for William J. Janetschek, Director, General Partner, KKR Millennium Limited for KKR Associates Millennium (Overseas), Limited Partnership
2012-12-12
/s/ Richard J. Kreider, Attorney-in-fact for William J. Janetschek, Director, General Partner, KKR Millennium Limited, General Partner, KKR Associates Millennium (Overseas), Limited Partnership for KKR Millennium Fund (Overseas), Limited Partnership
2012-12-12
/s/ Richard J. Kreider, Attorney-in-fact for William J. Janetschek, Director for KKR Europe Limited
2012-12-12
/s/ Richard J. Kreider, Attorney-in-fact for William J. Janetschek, Director, General Partner, KKR Europe Limited for KKR Associates Europe, Limited Partnership
2012-12-12
/s/ Richard J. Kreider, Attorney-in-fact for William J. Janetschek, Director, General Partner, KKR Europe Limited, General Partner, KKR Associates Europe, Limited Partnership for KKR European Fund, Limited Partnership
2012-12-12
/s/ Richard J. Kreider, Attorney-in-fact for Henry R. Kravis
2012-12-12
/s/ Richard J. Kreider, Attorney-in-fact for George R. Roberts
2012-12-12
/s/ Richard J. Kreider, Attorney-in-fact for James H. Greene, Jr.
2012-12-12
/s/ Richard J. Kreider, Attorney-in-fact for Paul E. Raether
2012-12-12