EX-99.B(H)(4) 25 dex99bh4.htm APPENDIX A TO THE SHAREHOLDER SERVICING PLAN Appendix A to the Shareholder Servicing Plan

EX-99.B(h)(4)

 

WELLS FARGO FUNDS TRUST

SHAREHOLDER SERVICING PLAN

 

APPENDIX A

 

Funds Trust

Funds and Share Classes**

   

Maximum

Shareholder

Servicing

Fee

1.

   

Aggressive Allocation Fund1 (currently named the Strategic Growth Allocation Fund)

Administrator Class

    0.25

2.

   

Asia Pacific Fund*

Investor Class

    0.25

3.

   

Asset Allocation Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

4.

   

Balanced Fund*

Investor Class

    0.25

5.

   

California Limited Term Tax-Free Fund2

Class A

Class C

Administrator Class

    0.25
0.25
0.25

6.

   

California Tax-Free Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

7.

   

California Tax-Free Money Market Fund

Class A

Service Class

    0.25
0.25

8.

   

Capital Growth Fund*

Administrator Class

Investor Class

    0.25
0.25

9.

   

Cash Investment Money Market Fund

Administrator Class

Service Class

    0.10
0.25
* On August 16, 2004, the Board of Trustees approved the reorganization of certain Strong Funds into certain Funds of the Trust. In connection with this reorganization, this Fund/Class is expected to commence operations on April 11, 2005.
** On August 10, 2004, the Board of Trustees approved certain share class adjustments and name changes for the non-money market Funds of the Trust, effective on April 11, 2005. Prior to April 11, 2005, the Administrator Class is named the Institutional Class and the Institutional Class is named the Select Class. Prior to April 11, 2005, there are no shareholder servicing fees for the Institutional Class and Select Class, except as otherwise noted herein.
1 On November 2, 2004, the Board of Trustees approved certain Fund name changes. Effective April 11, 2005, the Strategic Growth Allocation Fund will be renamed the Aggressive Allocation Fund.
2 On February 8, 2005, the Board of Trustees approved certain Fund name changes. Effective April 11, 2005, the California Limited Term Tax-Free Fund will be renamed the California Limited-Term Tax-Free Fund.

 

A-1

Funds Trust

Funds and Share Classes**

   

Maximum

Shareholder

Servicing

Fee

10.

   

Colorado Tax-Free Fund

Class A

Class B

Administrator Class

    0.25
0.25
0.25

11.

   

Common Stock Fund*

Class A

Class B

Class C

Class Z

    0.25
0.25
0.25
0.25

12.

   

Conservative Allocation3 (currently named the Strategic Income Fund)

Administrator Class

    0.25

13.

   

Corporate Bond Fund*

Advisor Class

Investor Class

    0.25
0.25

14.

   

C&B Large Cap Value Fund

Class A

Class B

Class C

Class D

Administrator Class4

    0.25
0.25
0.25
0.25
0.25

15.

   

C&B Mid Cap Value Fund

Class A

Class B

Class C

Class D

Administrator Class4

    0.25
0.25
0.25
0.25
0.25

16.

   

C&B Tax-Managed Value Fund

Class A

Class B

Class C

Class D

Administrator Class

    0.25
0.25
0.25
0.25
0.25

17.

   

Discovery Fund*

Administrator Class

Investor Class

    0.25
0.25

18.

   

Diversified Bond Fund

Administrator Class

    0.25
* On August 16, 2004, the Board of Trustees approved the reorganization of certain Strong Funds into certain Funds of the Trust. In connection with this reorganization, this Fund/Class is expected to commence operations on April 11, 2005.
** On August 10, 2004, the Board of Trustees approved certain share class adjustments and name changes for the non-money market Funds of the Trust, effective on April 11, 2005. Prior to April 11, 2005, the Administrator Class is named the Institutional Class and the Institutional Class is named the Select Class. Prior to April 11, 2005, there are no shareholder servicing fees for the Institutional Class and Select Class, except as otherwise noted herein.
3 On November 2, 2004, the Board of Trustees approved certain Fund name changes. Effective April 11, 2005, the Strategic Income Fund will be renamed the Conservative Allocation Fund.
4 Prior to April 11, 2005, a 0.10% shareholder servicing fee is imposed on this share class.

 

A-2

Funds Trust

Funds and Share Classes**

   

Maximum

Shareholder

Servicing

Fee

19.   

Diversified Equity Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25
20.   

Diversified Small Cap Fund

Administrator Class

    0.25
21.   

Dividend Income Fund*

Administrator Class

Investor Class

    0.25
0.25
22.   

Endeavor Large Cap Fund*

Class A

Class B

Class C

    0.25
0.25
0.25
23.   

Endeavor Select Fund*

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25
24.   

Enterprise Fund*

Administrator Class

Advisor Class

Investor Class

    0.25
0.25
0.25
25.   

Equity Income Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25
26.   

Equity Index Fund

Class A

Class B

    0.25
0.25
27.   

Equity Value Fund5 (currently named the Large Cap Value Fund)

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25
28.   

Government Money Market Fund

Class A

Administrator Class

Service Class

    0.25
0.10
0.25
* On August 16, 2004, the Board of Trustees approved the reorganization of certain Strong Funds into certain Funds of the Trust. In connection with this reorganization, this Fund/Class is expected to commence operations on April 11, 2005.
** On August 10, 2004, the Board of Trustees approved certain share class adjustments and name changes for the non-money market Funds of the Trust, effective on April 11, 2005. Prior to April 11, 2005, the Administrator Class is named the Institutional Class and the Institutional Class is named the Select Class. Prior to April 11, 2005, there are no shareholder servicing fees for the Institutional Class and Select Class, except as otherwise noted herein.
5 On November 2, 2004, the Board of Trustees approved certain Fund name changes. Effective April 11, 2005, the Large Cap Value Fund will be renamed the Equity Value Fund.

 

A-3

Funds Trust

Funds and Share Classes**

   

Maximum

Shareholder

Servicing

Fee

29.

   

Government Securities Fund*

Class C

Administrator Class

Advisor Class

Investor Class

    0.25
0.25
0.25
0.25

30.

   

Growth Balanced Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

31.

   

Growth Equity Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

32.

   

Growth Fund6

Class A

Class B

    0.25
0.25

33.

   

Growth Fund*

Class C

Administrator Class

Advisor Class

Investor Class

    0.25
0.25
0.25
0.25

34.

   

Growth and Income Fund*

Administrator Class

Advisor Class

Investor Class

    0.25
0.25
0.25

35.

   

Heritage Money Market Fund*

Administrator Class

    0.10

36.

   

High Income Fund*

Advisor Class

Investor Class

    0.25
0.25

37.

   

High Yield Bond Fund

Class A

Class B

Class C

    0.25
0.25
0.25

38.

   

Income Fund7

Class A

Class B

    0.25
0.25
* On August 16, 2004, the Board of Trustees approved the reorganization of certain Strong Funds into certain Funds of the Trust. In connection with this reorganization, this Fund/Class is expected to commence operations on April 11, 2005.
** On August 10, 2004, the Board of Trustees approved certain share class adjustments and name changes for the non-money market Funds of the Trust, effective on April 11, 2005. Prior to April 11, 2005, the Administrator Class is named the Institutional Class and the Institutional Class is named the Select Class. Prior to April 11, 2005, there are no shareholder servicing fees for the Institutional Class and Select Class, except as otherwise noted herein.
6 On August 10, 2004, the Board of Trustees approved certain Fund mergers that are expected to close on April 8, 2005. Upon the closing, the Growth Fund will merge into the Large Company Growth Fund.
7 On August 10, 2004, the Board of Trustees approved certain Fund mergers that are expected to close on April 8, 2005. Upon the closing, the Income Fund will merge into the Montgomery Total Return Bond Fund.

 

A-4

Funds Trust

Funds and Share Classes**

   

Maximum

Shareholder

Servicing

Fee

39.

   

Income Plus Fund

Class A

Class B

Class C

    0.25
0.25
0.25

40.

   

Index Allocation Fund8

Class A

Class B

Class C

    0.25
0.25
0.25

41.

   

Index Fund

Administrator Class

Investor Class*

    0.25
0.25

42.

   

Inflation-Protected Bond Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

43.

   

Intermediate Government Income Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

44.

   

Intermediate Tax-Free Fund*

Investor Class

    0.25

45.

   

International Core Fund*

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

46.

   

International Equity Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25
* On August 16, 2004, the Board of Trustees approved the reorganization of certain Strong Funds into certain Funds of the Trust. In connection with this reorganization, this Fund/Class is expected to commence operations on April 11, 2005.
** On August 10, 2004, the Board of Trustees approved certain share class adjustments and name changes for the non-money market Funds of the Trust, effective on April 11, 2005. Prior to April 11, 2005, the Administrator Class is named the Institutional Class and the Institutional Class is named the Select Class. Prior to April 11, 2005, there are no shareholder servicing fees for the Institutional Class and Select Class, except as otherwise noted herein.
8 On August 10, 2004, the Board of Trustees approved certain Fund mergers that are expected to close on April 8, 2005. Upon the closing, the Index Allocation Fund will merge into the Asset Allocation Fund.

 

A-5

Funds Trust

Funds and Share Classes**

   

Maximum

Shareholder

Servicing

Fee

47.

   

International Value Fund9 (currently named the Overseas Fund)

Class A

Class B*

Class C*

Administrator Class*

    0.25
0.25
0.25
0.25

48.

   

Large Cap Appreciation Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

49.

   

Large Cap Growth Fund*

Investor Class

    0.25

50.

   

Large Company Growth Fund

Class A

Class B

Class C

Class Z*

Administrator Class

    0.25
0.25
0.25
0.25
0.25

51.

   

Large Company Core Fund*

Class A

Class B

Class C

Class Z

Administrator Class

    0.25
0.25
0.25
0.25
0.25

52.

   

Life Stage - Aggressive Portfolio

    0.25

53.

   

Life Stage - Conservative Portfolio

    0.25

54.

   

Life Stage - Moderate Portfolio

    0.25

55.

   

Limited-Term Government Income Fund10

Class A

Class B

    0.25
0.25

56.

   

Liquidity Reserve Money Market Fund

Investor Class11

    0.25

57.

   

Mid Cap Disciplined Fund*

Administrator Class

Investor Class

    0.25
0.25
* On August 16, 2004, the Board of Trustees approved the reorganization of certain Strong Funds into certain Funds of the Trust. In connection with this reorganization, this Fund/Class is expected to commence operations on April 11, 2005.
** On August 10, 2004, the Board of Trustees approved certain share class adjustments and name changes for the non-money market Funds of the Trust, effective on April 11, 2005. Prior to April 11, 2005, the Administrator Class is named the Institutional Class and the Institutional Class is named the Select Class. Prior to April 11, 2005, there are no shareholder servicing fees for the Institutional Class and Select Class, except as otherwise noted herein.
9 On November 2, 2004, the Board of Trustees approved certain Fund name changes. Effective April 11, 2005, the Overseas Fund will be renamed the International Value Fund.
10 On August 10, 2004, the Board of Trustees approved certain Fund mergers that are expected to close on April 8, 2005. Upon the closing, the Limited Term Government Income Fund will merge into the Montgomery Short Duration Government Bond Fund.
11 On November 2, 2004, the Board of Trustees approved the removal of the Investor Class designation from the Liquidity Reserve Money Market Fund.

 

A-6

Funds Trust

Funds and Share Classes**

   

Maximum

Shareholder

Servicing

Fee

58.

   

Minnesota Money Market Fund

Class A

    0.25

59.

   

Minnesota Tax-Free Fund

Class A

Class B

Class C*

Class Z*

Administrator Class

    0.25
0.25
0.25
0.25
0.25

60.

   

Moderate Balanced Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

61.

   

Money Market Fund

Class A

Class B

Investor Class*

    0.25
0.25
0.25

62.

   

Montgomery Emerging Markets Focus Fund12

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

63.

   

Montgomery Mid Cap Growth Fund13

Class A

Class B

Class C

Class Z*

    0.25
0.25
0.25
0.25

64.

   

Montgomery Short Duration Government Bond Fund14

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25
* On August 16, 2004, the Board of Trustees approved the reorganization of certain Strong Funds into certain Funds of the Trust. In connection with this reorganization, this Fund/Class is expected to commence operations on April 11, 2005.
** On August 10, 2004, the Board of Trustees approved certain share class adjustments and name changes for the non-money market Funds of the Trust, effective on April 11, 2005. Prior to April 11, 2005, the Administrator Class is named the Institutional Class and the Institutional Class is named the Select Class. Prior to April 11, 2005, there are no shareholder servicing fees for the Institutional Class and Select Class, except as otherwise noted herein.
12 On November 2, 2004, the Board of Trustees approved certain Fund name changes. Effective April 11, 2005, the Montgomery Emerging Markets Focus Fund will be renamed the Emerging Markets Focus Fund.
13 On November 2, 2004, the Board of Trustees approved certain Fund name changes. Effective April 11, 2005, the Montgomery Institutional Emerging Markets Fund will be renamed the Institutional Emerging Markets Fund.
14 On November 2, 2004, the Board of Trustees approved certain Fund name changes. Effective April 11, 2005, the Montgomery Short Duration Government Bond Fund will be renamed the Short Duration Government Bond Fund.

 

A-7

Funds Trust

Funds and Share Classes**

   

Maximum

Shareholder

Servicing

Fee

65.

   

Montgomery Small Cap Fund15

Class A

Class B

Class C

Class Z*

Administrator Class

    0.25
0.25
0.25
0.25
0.25

66.

   

Montgomery Total Return Bond Fund16

Class A

Class B

Class C

Class Z*

Administrator Class17

    0.25
0.25
0.25
0.25
0.25

67.

   

Municipal Bond Fund*

Class A

Class B

Class C

Administrator Class

Investor Class

    0.25
0.25
0.25
0.25
0.25

68.

   

Municipal Money Market Fund*

Investor Class

    0.25

69.

   

National Limited Term Tax-Free Fund18

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

70.

   

National Tax-Free Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

71.

   

National Tax-Free Money Market Fund

Class A

Administrator Class*

Service Class

    0.25
0.10
0.25

72.

   

Nebraska Tax-Free Fund

Administrator Class

    0.25
* On August 16, 2004, the Board of Trustees approved the reorganization of certain Strong Funds into certain Funds of the Trust. In connection with this reorganization, this Fund/Class is expected to commence operations on April 11, 2005.
** On August 10, 2004, the Board of Trustees approved certain share class adjustments and name changes for the non-money market Funds of the Trust, effective on April 11, 2005. Prior to April 11, 2005, the Administrator Class is named the Institutional Class and the Institutional Class is named the Select Class. Prior to April 11, 2005, there are no shareholder servicing fees for the Institutional Class and Select Class, except as otherwise noted herein.
15 On November 2, 2004 and February 8, 2005, the Board of Trustees approved certain Fund name changes. Effective April 11, 2005, the Montgomery Small Cap Fund will be renamed the Small Cap Growth Fund.
16 On November 2, 2004, the Board of Trustees approved certain Fund name changes. Effective April 11, 2005, the Montgomery Total Return Bond Fund will be renamed the Total Return Bond Fund.
17 Prior to April 11, 2005, a 0.15% shareholder servicing fee is imposed on this share class.
18 On February 8, 2005, the Board of Trustees approved certain Fund name changes. Effective April 11, 2005, the National Limited Term Tax-Free Fund will be renamed the National Limited-Term Tax-Free Fund.

 

A-8

Funds Trust

Funds and Share Classes**

   

Maximum

Shareholder

Servicing

Fee

73.

   

Opportunity Fund*

Administrator Class

Advisor Class

Investor Class

    0.25
0.25
0.25

74.

   

Outlook Today Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

75.

   

Outlook 2010 Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

76.

   

Outlook 2020 Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

77.

   

Outlook 2030 Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

78.

   

Outlook 2040 Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

79.

   

Overland Express Sweep Fund

    0.25

80.

   

Overseas Fund*

Investor Class

    0.25

81.

   

Prime Investment Money Market Fund

Service Class

    0.25

82.

   

Short-Term Bond Fund*

Advisor Class

Investor Class

    0.25
0.25

83.

   

Short-Term High Yield Bond Fund*

Advisor Class

Investor Class

    0.25
0.25

84.

   

Short-Term Municipal Bond Fund*

Class C

Investor Class

    0.25
0.25
* On August 16, 2004, the Board of Trustees approved the reorganization of certain Strong Funds into certain Funds of the Trust. In connection with this reorganization, this Fund/Class is expected to commence operations on April 11, 2005.
** On August 10, 2004, the Board of Trustees approved certain share class adjustments and name changes for the non-money market Funds of the Trust, effective on April 11, 2005. Prior to April 11, 2005, the Administrator Class is named the Institutional Class and the Institutional Class is named the Select Class. Prior to April 11, 2005, there are no shareholder servicing fees for the Institutional Class and Select Class, except as otherwise noted herein.

 

A-9

Funds Trust

Funds and Share Classes**

   

Maximum

Shareholder

Servicing

Fee

85.

   

SIFE Specialized Financial Services Fund19

Class A

Class B

Class C

    0.25
0.25
0.25

86.

   

Small Cap Growth Fund20

Class A

Class B

Class C

    0.25
0.25
0.25

87.

   

Small Cap Disciplined Fund*

Administrator Class

Investor Class

    0.25
0.25

88.

   

Small Cap Opportunities Fund

Administrator Class

    0.25

89.

   

Small Cap Value Fund*

Class A

Class B

Class C

Class Z

    0.25
0.25
0.25
0.25

90.

   

Small Company Growth Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

91.

   

Small Company Value Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

92.

   

Small/Mid Cap Value Fund*

Administrator Class

Investor Class

    0.25
0.25

93.

   

Specialized Health Sciences Fund

Class A

Class B

Class C

    0.25
0.25
0.25
* On August 16, 2004, the Board of Trustees approved the reorganization of certain Strong Funds into certain Funds of the Trust. In connection with this reorganization, this Fund/Class is expected to commence operations on April 11, 2005.
** On August 10, 2004, the Board of Trustees approved certain share class adjustments and name changes for the non-money market Funds of the Trust, effective on April 11, 2005. Prior to April 11, 2005, the Administrator Class is named the Institutional Class and the Institutional Class is named the Select Class. Prior to April 11, 2005, there are no shareholder servicing fees for the Institutional Class and Select Class, except as otherwise noted herein.
19 On November 2, 2004, the Board of Trustees approved certain Fund name changes. Effective April 11, 2005, the SIFE Specialized Financial Services Fund will be renamed the Specialized Financial Services Fund.
20 On August 10, 2004, the Board of Trustees approved certain Fund mergers that are expected to close on April 8, 2005. Upon the closing, the Small Cap Growth Fund will merge into the Montgomery Small Cap Fund.

 

A-10

Funds Trust

Funds and Share Classes**

   

Maximum

Shareholder

Servicing

Fee

94.

   

Specialized Technology Fund

Class A

Class B

Class C

Class Z*

    0.25
0.25
0.25
0.25

95.

   

Stable Income Fund

Class A

Class B

Class C

Administrator Class

    0.25
0.25
0.25
0.25

96.

   

Strategic Income Fund*

Class A

Class B

Class C

    0.25
0.25
0.25

97.

   

Treasury Plus Money Market Fund

Class A

Service Class

    0.25
0.25

98.

   

Ultra-Short Duration Bond Fund*

Class A

Class B

Class C

Class Z

    0.25
0.25
0.25
0.25

99.

   

Ultra Short-Term Income Fund*

Administrator Class

Advisor Class

Investor Class

    0.25
0.25
0.25

100.

   

Ultra Short-Term Municipal Income Fund*

Advisor Class

Investor Class

    0.25
0.25

101.

   

U.S. Value Fund*

Class A

Class B

Class C

Class Z

Administrator Class

    0.25
0.25
0.25
0.25
0.25

102.

   

WealthBuilder Conservative Allocation Portfolio

    0.25

103.

   

WealthBuilder Equity Portfolio

    0.25

104.

   

WealthBuilder Growth Allocation Portfolio

    0.25

105.

   

WealthBuilder Growth Balanced Portfolio

    0.25

106.

   

WealthBuilder Moderate Balanced Portfolio

    0.25

107.

   

WealthBuilder Tactical Equity Portfolio

    0.25
* On August 16, 2004, the Board of Trustees approved the reorganization of certain Strong Funds into certain Funds of the Trust. In connection with this reorganization, this Fund/Class is expected to commence operations on April 11, 2005.
** On August 10, 2004, the Board of Trustees approved certain share class adjustments and name changes for the non-money market Funds of the Trust, effective on April 11, 2005. Prior to April 11, 2005, the Administrator Class is named the Institutional Class and the Institutional Class is named the Select Class. Prior to April 11, 2005, there are no shareholder servicing fees for the Institutional Class and Select Class, except as otherwise noted herein.

 

A-11

Funds Trust

Funds and Share Classes**

   

Maximum

Shareholder

Servicing

Fee

108.

   

Wisconsin Tax-Free Fund*

Class C

Investor Class

    0.25
0.25

109.

   

100% Treasury Money Market Fund

Class A

Service Class

    0.25
0.25

 

Fees payable to a Servicing Agent are expressed as a percentage of the average daily net asset value of the shares of the specified class of the particular Fund beneficially owned by or attributable to clients of the Servicing Agent.

 

Most Recent annual agreement approval by the Board of Trustees: April 4, 2005

 

Appendix A amended: February 8, 2005

 

* On August 16, 2004, the Board of Trustees approved the reorganization of certain Strong Funds into certain Funds of the Trust. In connection with this reorganization, this Fund/Class is expected to commence operations on April 11, 2005.
** On August 10, 2004, the Board of Trustees approved certain share class adjustments and name changes for the non-money market Funds of the Trust, effective on April 11, 2005. Prior to April 11, 2005, the Administrator Class is named the Institutional Class and the Institutional Class is named the Select Class. Prior to April 11, 2005, there are no shareholder servicing fees for the Institutional Class and Select Class, except as otherwise noted herein.

 

A-12