-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ER0MmJs441y3TwRHkNcEttuMr5FaF/v5PvND+q214K2NAJu/yXdb2VVq0NLj0m3V /pomjDEnxfpaS0SQXoTHXA== 0000929624-01-000374.txt : 20010314 0000929624-01-000374.hdr.sgml : 20010314 ACCESSION NUMBER: 0000929624-01-000374 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010313 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REDBACK NETWORKS INC CENTRAL INDEX KEY: 0001081290 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 770438443 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-39692 FILM NUMBER: 1567226 BUSINESS ADDRESS: STREET 1: 1195 BORREGAS AVE CITY: SUNNYVALE STATE: CA ZIP: 94089-1306 BUSINESS PHONE: 4085483500 MAIL ADDRESS: STREET 1: 1195 BORREGAS AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 424B3 1 0001.txt PROSPECTUS SUPPLEMENT DATED JULY 26, 2000 Filed Pursuant to Rule 424(b)(3) File Number 333-39692 PROSPECTUS SUPPLEMENT (To Prospectus dated July 26, 2000) $500,000,000 [REDBACK NETWORKS LOGO] 5% Convertible Subordinated Notes due April 1, 2007 (and Shares of Common Stock issuable upon conversion of the Notes) ----------------- This Prospectus Supplement supplements the Prospectus dated July 26, 2000 relating to resales by selling holders of our 5% Convertible Subordinated Notes due April 1, 2007 (the "Notes") and shares of our common stock into which the Notes are convertible. This Prospectus Supplement is incorporated by reference into the Prospectus, and all terms used herein shall have the meaning assigned to them in the Prospectus. Our common stock is quoted on the Nasdaq National Market under the symbol "RBAK." ----------------- The information in the table appearing in the prospectus under the heading "SELLING HOLDERS" is superseded in part and supplemented by the information appearing in the following table:
Shares of Notes Number of Common Beneficially Shares of Stock Notes Owned Common Number of Beneficially Beneficially After Stock Shares of Owned After Owned Notes Offering(1) Beneficially Common Offering(1)(2) Prior to Offered (in $1,000) Owned Stock (in $1,000) Offering Hereby ------------------ Prior to Offered ------------------ Name of Selling Holders (in $1,000) (in $1,000) # % Offering(2) Hereby # % - ----------------------------- ----------- ----------- ------------------ ------------ ------------ ------------------ BP Amoco PLC. Master Trust... 2,400 2,400 0 0 12,583 12,583 0 0 BT Opportunity............... 1,000 1,000 0 0 5,243 5,243 0 0 BTS Strategy................. 1,000 1,000 0 0 5,243 5,243 0 0 Goldman Sachs and Company.... 3,000 3,000 0 0 15,729 15,729 0 0 Hotel Union & Hotel Industry of Hawaii................... 990 990 0 0 5,190 5,190 0 0 ITG, Inc..................... 300 300 0 0 1,572 1,572 0 0 Jefferies & Company Inc...... 21 21 0 0 1,101 1,101 0 0 Lehman Brothers Inc.......... 500 500 0 0 2621 2621 0 0 McMahan Securities Co. L.P... 110 110 0 0 576 576 0 0 PHEP IV, LLC................. 222 222 0 0 1,163 1,163 0 0 Sage Capital................. 4,300 4,300 0 0 22,544 22,544 0 0 Tracor, Inc. Employees Retirement Plan............. 335 335 0 0 1,756 1,756 0 0 Viacom Inc. Pension Plan Masters Trust............... 132 132 0 0 692 692 0 0
- --------------- (1) It is unknown if, when or in what amounts a selling securityholder may offer securities for sale and we do not know that the selling securityholders will sell any or all of the securities offered hereby. Because the selling securityholders may offer all or some of the securities pursuant to this prospectus, and because there are currently no other agreements, arrangements or understandings with respect to the sale of any of the securities that will be held by the selling securityholders, no estimate can be given as to the amount of the securities that will be held by the selling securityholders after completion of the offering made by this prospectus. However, for purposes of this table, we have assumed that, after completion of the offering, no securities will be held by the selling securityholders. (2) The number of securities beneficially owned is determined under the rules of the SEC and the information is not necessarily indicative of beneficial ownership for any other purpose. Under those rules, beneficial ownership includes any securities as to which the individual has sole or shared voting power or investment power and also any securities which the individual has the right to acquire within 60 days after March 13, 2001 through the exercise of any stock option or other right. The inclusion in the table of securities, however, does not constitute an admission that the selling securityholders are direct or indirect beneficial owners of those securities. The selling securityholders have sole voting power and investment power with respect to all securities of capital stock listed as owned by the selling securityholders. ----------------- SEE "RISK FACTORS" BEGINNING ON PAGE 8 OF THE ACCOMPANYING PROSPECTUS TO READ ABOUT FACTORS YOU SHOULD CONSIDER BEFORE INVESTING IN THE NOTES OR SHARES OF THE COMMON STOCK OFFERED HEREBY. ----------------- These securities have not been approved or disapproved by the Securities and Exchange Commission or any state securities commission nor has the Securities and Exchange Commission or any state securities commission passed upon the accuracy or adequacy of this Prospectus. Any representation to the contrary is a criminal offense. ----------------- The date of this Prospectus Supplement is March 13, 2001. -----END PRIVACY-ENHANCED MESSAGE-----