SC 13D/A 1 d137616dsc13da.htm SC 13D/A SC 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

API Technologies Corp.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

00187E104

(CUSIP Number)

Vintage Albany Acquisition, LLC

c/o Vintage Capital Management, LLC

Brian R. Kahn

4705 S. Apopka Vineland Rd. Suite 210

Orlando, Florida 32819

(407) 909-8015

With a copy to:

Bradley L. Finkelstein

Wilson Sonsini Goodrich & Rosati

Professional Corporation

650 Page Mill Road

Palo Alto, California 94304

(650) 493-9300

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

April 22, 2016

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ¨

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13D

 

CUSIP No. 00187E104  

 

  1.   

Names of Reporting Persons.

 

Vintage Albany Acquisition, LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions).

(a)  x        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

    OO

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

    Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

    None

     8.   

Shared Voting Power

 

    None

     9.   

Sole Dispositive Power

 

    None

   10.   

Shared Dispositive Power

 

    None

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    None

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)    ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

    0%

14.  

Type of Reporting Person (See Instructions)

 

    OO

 


Schedule 13D

 

CUSIP No. 00187E104   Page 3 of 11

 

  1.   

Names of Reporting Persons.

 

Vintage Albany Partners LP

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions).

(a)  x        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

    OO

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

    Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

    None

     8.   

Shared Voting Power

 

    None

     9.   

Sole Dispositive Power

 

    None

   10.   

Shared Dispositive Power

 

    None

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    None

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)    ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

    0%

14.  

Type of Reporting Person (See Instructions)

 

    PN

 


Schedule 13D

 

CUSIP No. 00187E104   Page 4 of 11

 

  1.   

Names of Reporting Persons.

 

Vintage Albany Partners GP LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions).

(a)  x        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

    OO

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

    Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

    None

     8.   

Shared Voting Power

 

    None

     9.   

Sole Dispositive Power

 

    None

   10.   

Shared Dispositive Power

 

    None

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    None

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)    ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

    0%

14.  

Type of Reporting Person (See Instructions)

 

    OO

 


Schedule 13D

 

CUSIP No. 00187E104   Page 5 of 11

 

  1.   

Names of Reporting Persons.

 

Vintage Capital Management, LLC.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions).

(a)  x        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

    OO

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

    Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

    None

     8.   

Shared Voting Power

 

    None

     9.   

Sole Dispositive Power

 

    None

   10.   

Shared Dispositive Power

 

    None

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    None

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)    ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

    0%

14.  

Type of Reporting Person (See Instructions)

 

    OO

 


Schedule 13D

 

CUSIP No. 00187E104   Page 6 of 11

 

  1.   

Names of Reporting Persons.

 

Kahn Capital Management, LLC.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions).

(a)  x        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

    OO

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

    Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

    None

     8.   

Shared Voting Power

 

    None

     9.   

Sole Dispositive Power

 

    None

   10.   

Shared Dispositive Power

 

    None

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    None

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)    ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

    0%

14.  

Type of Reporting Person (See Instructions)

 

    OO

 


Schedule 13D

 

CUSIP No. 00187E104   Page 7 of 11

 

  1.   

Names of Reporting Persons.

 

Brian R. Kahn

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions).

(a)  x        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

    OO

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

    Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

    None

     8.   

Shared Voting Power

 

    None

     9.   

Sole Dispositive Power

 

    None

   10.   

Shared Dispositive Power

 

    None

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    None

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)    ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

    0%

14.  

Type of Reporting Person (See Instructions)

 

    IN


Schedule 13D

 

CUSIP No. 00187E104   Page 8 of 11

 

  1.   

Names of Reporting Persons.

 

Andrew M. Laurence

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions).

(a)  x        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

    OO

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

    Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

    None

     8.   

Shared Voting Power

 

    None

     9.   

Sole Dispositive Power

 

    None

   10.   

Shared Dispositive Power

 

    None

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    None

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)    ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

    0%

14.  

Type of Reporting Person (See Instructions)

 

    IN


Schedule 13D

 

CUSIP No. 00187E104   Page 9 of 11

 

  1.   

Names of Reporting Persons.

 

Jeremy R. Nowak

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions).

(a)  x        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

    OO

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    ¨

 

  6.  

Citizenship or Place of Organization

 

    Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

    None

     8.   

Shared Voting Power

 

    None

     9.   

Sole Dispositive Power

 

    None

   10.   

Shared Dispositive Power

 

    None

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    None

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)    ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

    0%

14.  

Type of Reporting Person (See Instructions)

 

    IN

 


Schedule 13D

 

CUSIP No. 00187E104    Page 10 of 11

 

Explanatory Note

This Amendment No. 2 (“Amendment No. 2”) amends and supplements the Schedule 13D filed with the United States Securities and Exchange Commission (the “SEC”) on January 13, 2011 (the “Original 13D”), as amended by Amendment No. 1 filed with the SEC on March 2, 2016 (“Amendment No. 1” and, together with the Original 13D and Amendment No. 2, the “Schedule 13D”) with respect to the items and matters described below. Capitalized terms used but not herein defined have the meanings set forth in the Original 13D and Amendment No. 1.

 

Item 5. Interest in Securities of the Issuer

Item 5 of the Schedule 13D is hereby amended and supplemented with the following:

On April 22, 2016, as a result of the consummation of the Merger, the Reporting Persons ceased to be the beneficial owners of any of the Issuer’s Shares.


Schedule 13D

 

CUSIP No. 00187E104    Page 11 of 11

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: April 25, 2016   

/s/ Brian R. Kahn

   Brian R. Kahn, for (i) himself; (ii) as the sole member of Kahn Capital, LLC, (iii) as member of Vintage Capital Management, LLC and Vintage Albany Partners GP, LLC, the general partner of Vintage Albany Partners, L.P., sole member of Vintage Albany Acquisition, LLC.
Date: April 25, 2016   

/s/ Andrew M. Laurence

   Andrew M. Laurence for himself
Date: April 25, 2016   

/s/ Jeremy R. Nowak

   Jeremy R. Nowak for himself