X-17A-5: Submission Information

Report for the Period Beginning

01-01-2023

and Ending

12-31-2023

Type of Registrant

Broker-dealer

Security-based swap dealer

Major security-based swap participant

OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Firm

SILVER OAK SECURITIES, INCORPORATED

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

403 N. PARKWAY

Address 2

SUITE 101

City

JACKSON

State/Country

TENNESSEE

Mailing Zip/ Portal Code

38305

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Chip Allen

Telephone Number

731-668-3825 x104

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

Rodefer Moss & Co., PLLC

Address 1

608 Mabry Hood Road

City

Knoxville

State/Country

TENNESSEE

Mailing Zip/ Postal Code

37932

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, George Thomas Allen, III, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of SILVER OAK SECURITIES, INCORPORATED, as of 12-31-2023, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

George Thomas Allen, III

Title

CFO

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

X-17A-5: Filer Information

Submission Contact Information