13F-HR 1 m44724.txt File No.: 028-04701 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Quarter Ended MARCH 31, 2001 (Please read instructions before preparing form) If amended report check here: ( ) ABERDEEN ASSET MANAGEMENT PLC -------------------------------------------------------------------------------- Name of Institutional Investment Manager ONE ALBYN PLACE, ABERDEEN AB10 1YG, SCOTLAND, UNITED KINGDOM -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) BEVERLEY HENDRY, (954) 767-9900, EXECUTIVE DIRECTOR -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report ATTENTION -- INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A). The institutional investment manager submitting this Form and its at tachments and the person by whom it is signed represent hereby that all informa tion contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of FORT LAUDERDALE and State of FLORIDA on the 10TH day of MAY, 2001. ABERDEEN ASSET MANAGEMENT PLC ------------------------------------------ (Name of Institutional Investment Manager) By: /s/ Beverley Hendry -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of All Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: 1. ABERDEEN FUND MANAGERS INC. 028-04701 ------------------------------ ------------- 2. SCOTTISH PROVIDENT INSTITUTION 028-04701 ------------------------------ ------------- 3. ------------------------------ ------------- * The Reporting Manager and Scottish Provident Institution does not have formal investment discretion with respect to the securities in the indicated rows, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in Item 7 of such rows. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager and Scottish Provident Institution exercise investment discretion or is a member of such a group with respect to such securities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including other managers named herein) is the beneficial owner of any securities. Page 2 of 2 File No.: 028-04701 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Quarter Ended MARCH 31, 2001 (Please read instructions before preparing form) If amended report check here: ( ) ABERDEEN FUND MANAGERS INC. -------------------------------------------------------------------------------- Name of Institutional Investment Manager ONE FINANCIAL PLAZA, SUITE 2210, 100 S.E. 3RD AVENUE, FORT LAUDERDALE, FL 33394 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) BEVERLEY HENDRY, (954) 767-9900, CHIEF EXECUTIVE OFFICER -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report ATTENTION -- INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A). The institutional investment manager submitting this Form and its at tachments and the person by whom it is signed represent hereby that all informa tion contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of FORT LAUDERDALE and State of FLORIDA on the 10TH day of MAY, 2001. ABERDEEN FUND MANAGERS INC. ------------------------------------------ (Name of Institutional Investment Manager) By: /s/ Beverley Hendry -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of All Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: 1. ---------------------------- ------------- 2. ---------------------------- ------------- 3. ---------------------------- ------------- Aberdeen Asset Management PLC is the Reporting Manager filing this report on behalf of Aberdeen Fund Managers Inc. * The Reporting Manager and Scottish Provident Institution does not have formal investment discretion with respect to the securities in the indicated rows, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in Item 7 of such rows. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager and Scottish Provident Institution exercise investment discretion or is a member of such a group with respect to such securities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including other managers named herein) is the beneficial owner of any securities. Page 2 of 2 File No.: 028-04701 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Quarter Ended MARCH 31, 2001 (Please read instructions before preparing form) If amended report check here: ( ) SCOTTISH PROVIDENT INSTITUTION -------------------------------------------------------------------------------- Name of Institutional Investment Manager 7-11 MELVILLE STREET, EDINBURGH, EH3 7YZ, SCOTLAND -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) GORDON HENDERSON, 441315-271100, GROUP SECRETARY -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report ATTENTION -- INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A). The institutional investment manager submitting this Form and its attach ments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of EDINBURGH and State of SCOTLAND on the 10th day of MAY, 2001. SCOTTISH PROVIDENT INSTITUTION ------------------------------------------ (Name of Institutional Investment Manager) By: /s/ Beverley Hendry ---------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of All Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: 1. ---------------------------- ------------- 2. ---------------------------- ------------- 3. ---------------------------- ------------- Aberdeen Asset Management PLC is the Reporting Manager and is filing this report on behalf of Scottish Provident Institution. * The Reporting Manager and Scottish Provident Institution does not have formal investment discretion with respect to the securities in the indicated rows, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in Item 7 of such rows. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager and Scottish Provident Institution exercise investment discretion or is a member of such a group with respect to such securities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including other managers named herein) is the beneficial owner of any securities. Page 2 of 2
----------------------------------------------------------------------------------------------------------------------------------- Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 ------- --------- ------------- -------- ------------------ ------ ----------------- Investment Discretion Mngrs Voting Authority ------- --------- ------------- -------- ------------------ ----------------- Title of CUSIP Fair Market (a) (b)Shrd (c)Shrd (Shares) (b) (c) Name of Issuer Class Number Value Shares Sole as dfnd Other (a)Sole Shrd None ----------------------------------------- ------- --------- ------------- -------- ------------------ ------ ----------------- ACE Com Stk G0070K103 18,498,060 543,100 0 543,100 0 1,2 543,100 0 0 ADOLOR CORP. Com Stk 00724X102 164,425 9,000 0 9,000 0 1,2 9,000 0 0 ADVANCED ENERGY IND. Com Stk 007973100 111,345 4,100 0 4,100 0 1,2 4,100 0 0 AES Com Stk 00130H105 3,525,616 72,800 0 72,800 0 1,2 72,800 0 0 AFFILIATED MANAGERS Com Stk 008252108 333,345 7,300 0 7,300 0 1,2 7,300 0 0 ALBERTO-CULVER Com Stk 013068200 128,380 4,000 0 4,000 0 1,2 4,000 0 0 ALBERTSON'S Com Stk 013104104 1,184,290 37,700 0 37,700 0 1,2 37,700 0 0 ALCOA Com Stk 013817101 872,252 25,200 0 25,200 0 1,2 25,200 0 0 ALLIANT TECHSYSTEM Com Stk 018804104 342,083 4,000 0 4,000 0 1,2 4,000 0 0 ALLTEL Com Stk 020039103 250,660 4,800 0 4,800 0 1,2 4,800 0 0 AMBAC FINANCIAL Com Stk 023139108 6,506,577 108,100 0 108,100 0 1,2 108,100 0 0 AMDOCS Com Stk 002256908 23,800,928 513,340 0 513,340 0 1,2 513,340 0 0 AMERICAN HOME PROD Com Stk 026609107 18,307,595 316,900 0 316,900 0 1,2 316,900 0 0 AMERICAN INTL GRP Com Stk 026874107 8,600,718 111,500 0 111,500 0 1,2 111,500 0 0 AMERICAN RESOURCE MAN. Com Stk 029274107 16,973 25,000 0 25,000 0 1,2 25,000 0 0 AMERICREDIT Com Stk 03060R101 384,073 12,000 0 12,000 0 1,2 12,000 0 0 AMGEN Com Stk 031162100 27,379,297 464,500 0 464,500 0 1,2 464,500 0 0 ANADARKO PETROLEUM Com Stk 032511107 11,453,671 192,950 0 192,950 0 1,2 192,950 0 0 ANALOG DEVICES Com Stk 032654105 20,419,859 564,961 0 564,961 0 1,2 564,961 0 0 ANHEUSER BUSCH Com Stk 03664P105 20,758,790 462,300 0 462,300 0 1,2 462,300 0 0 AOL TIME WARNER Com Stk 00184A105 54,504,524 1,354,415 0 1,354,415 0 1,2 1,354,415 0 0 APACHE CORP Com Stk 037411105 1,040,753 19,200 0 19,200 0 1,2 19,200 0 0 APPLIED MATERIALS Com Stk 038222105 35,350,709 785,665 0 785,665 0 1,2 785,665 0 0 ART TECHNOLOGY GROUP Com Stk 04289L107 323,171 22,000 0 22,000 0 1,2 22,000 0 0 AT HOME SERIES 'A' Com Stk 045919107 131,244 30,000 0 30,000 0 1,2 30,000 0 0 ATMEL Com Stk 049513104 14,164,314 1,461,715 0 1,461,715 0 1,2 1,461,715 0 0 AZUL HOLDINGS Com Stk 5500Q1067 10,781 6,850 0 6,850 0 1,2 6,850 0 0 BALLARD POWER SYSTEMS Com Stk 05858H104 20,899,834 565,305 0 565,305 0 1,2 565,305 0 0 BALLY TOTAL FITNESS Com Stk 05873K108 144,092 5,100 0 5,100 0 1,2 5,100 0 0 BANK OF AMERICA Com Stk 060505104 309,735 5,900 0 5,900 0 1,2 5,900 0 0 BANK OF NEW YORK Com Stk 064057102 21,021,345 438,900 0 438,900 0 1,2 438,900 0 0 BANK ONE CORP. Com Stk 06423A103 425,668 12,000 0 12,000 0 1,2 12,000 0 0 BAXTER INTL LABS Com Stk 071813109 14,326,612 154,400 0 154,400 0 1,2 154,400 0 0 BEA SYSTEMS Com Stk 733251021 16,551,113 640,000 0 640,000 0 1,2 640,000 0 0
----------------------------------------------------------------------------------------------------------------------------------- Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 ------- --------- ------------- -------- ------------------ ------ ----------------- Investment Discretion Mngrs Voting Authority ------- --------- ------------- -------- ------------------ ----------------- Title of CUSIP Fair Market (a) (b)Shrd (c)Shrd (Shares) (b) (c) Name of Issuer Class Number Value Shares Sole as dfnd Other (a)Sole Shrd None ----------------------------------------- ------- --------- ------------- -------- ------------------ ------ ----------------- BERKSHIRE HATHAWAY Com Stk 084670207 893,869 430 1 430 1 1,3 430 0 0 BIOPURE Com Stk 09065H105 106,012 7,600 0 7,600 0 1,2 7,600 0 0 BLACK BOX Com Stk 091826107 109,863 2,500 0 2,500 0 1,2 2,500 0 0 BMC SOFTWARE Com Stk 055921100 27,456,595 1,393,640 0 1,393,640 0 1,2 1,393,640 0 0 BOEING Com Stk 055921100 1,077,427 19,500 0 19,500 0 1,2 19,500 0 0 BRISTOL MYERS SQUIBB Com Stk 110122108 7,100,486 120,700 0 120,700 0 1,2 120,700 0 0 BROCADE COMMUNICATIONS Com Stk 111621108 8,639,891 452,375 0 452,375 0 1,2 452,375 0 0 CALPINE Com Stk 131347106 23,143,978 419,100 0 419,100 0 1,2 419,100 0 0 CAPSTONE TURBINE Com Stk 14067D102 109,320 4,100 0 4,100 0 1,2 4,100 0 0 CARDINAL HEALTH Com Stk 14149Y108 305,095 3,300 0 3,300 0 1,2 3,300 0 0 CATERPILLAR Com Stk 149123101 603,675 13,700 0 13,700 0 1,2 13,700 0 0 CHARLES RIVER LABS Com Stk 159864107 953,886 40,500 0 40,500 0 1,2 40,500 0 0 CHARTER COMMUNICATIONS Com Stk 16117M107 930,537 43,700 0 43,700 0 1,2 43,700 0 0 CHURCH & DWIGHT Com Stk 171340102 136,185 6,800 0 6,800 0 1,2 6,800 0 0 CIENA Com Stk 171779101 9,981,643 245,405 0 245,405 0 1,2 245,405 0 0 CIGNA Com Stk 125509109 1,050,773 10,100 0 10,100 0 1,2 10,100 0 0 CISCO SYSTEMS Com Stk 17275R102 6,921,424 459,592 0 459,592 0 1,2 459,592 0 0 CITIGROUP Com Stk 172967101 36,370,823 823,934 0 823,934 0 1,2 823,934 0 0 COLGATE-PALMOLIVE Com Stk 941621039 14,076,939 263,000 0 263,000 0 1,2 263,000 0 0 COMMERCE ONE Com Stk 200693109 111,295 14,000 0 14,000 0 1,2 14,000 0 0 COMPAQ COMPUTER Com Stk 204493100 28,172,589 1,495,970 0 1,495,970 0 1,2 1,495,970 0 0 COMPUTER ASSOCIATES Com Stk 204912109 29,915,401 1,152,700 0 1,152,700 0 1,2 1,152,700 0 0 COMPUTER SCIENCES Com Stk 205363104 21,119,468 668,940 0 668,940 0 1,2 668,940 0 0 COMVERSE TECHNOLOGY Com Stk 205862402 26,799,901 457,410 0 457,410 0 1,2 457,410 0 0 CONCORD EFS Com Stk 206197105 7,603,538 171,100 0 171,100 0 1,2 171,100 0 0 CONSTELLATION ENERGY Com Stk 210371100 638,591 15,000 0 15,000 0 1,2 15,000 0 0 COX COMMUNICATIONS Com Stk 224044107 101,392 2,300 0 2,300 0 1,2 2,300 0 0 CREE Com Stk 225447101 5,562,366 375,755 0 375,755 0 1,2 375,755 0 0 CROWN CASTLE INTERNAT Com Stk 228227104 1,005,658 65,700 0 65,700 0 1,2 65,700 0 0 CVS Com Stk 126650100 16,684,909 299,300 0 299,300 0 1,2 299,300 0 0 CYPRESS SEMICONDUCTOR Com Stk 232806109 8,355,588 476,410 0 476,410 0 1,2 476,410 0 0 CYTYC CORP Com Stk 232946103 168,036 9,900 0 9,900 0 1,2 9,900 0 0 DELL COMPUTERS Com Stk 247025109 45,421,584 1,707,465 0 1,707,465 0 1,2 1,707,465 0 0 DELTA AIR LINES Com Stk 247361108 223,976 5,700 0 5,700 0 1,2 5,700 0 0 DENSTSPLY INTERNATIONAL Com Stk 249030107 322,184 9,000 0 9,000 0 1,2 9,000 0 0 DEVRY Com Stk 251893103 189,755 6,300 0 6,300 0 1,2 6,300 0 0 DOMINION RESOURCES Com Stk 25746U109 6,706,264 107,400 0 107,400 0 1,2 107,400 0 0 DOVER CORP. Com Stk 260003108 197,650 5,600 0 5,600 0 1,2 5,600 0 0 DU PONT Com Stk 260561105 6,054,952 147,000 0 147,000 0 1,2 147,000 0 0
----------------------------------------------------------------------------------------------------------------------------------- Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 ------- --------- ------------- -------- ------------------ ------ ----------------- Investment Discretion Mngrs Voting Authority ------- --------- ------------- -------- ------------------ ----------------- Title of CUSIP Fair Market (a) (b)Shrd (c)Shrd (Shares) (b) (c) Name of Issuer Class Number Value Shares Sole as dfnd Other (a)Sole Shrd None ----------------------------------------- ------- --------- ------------- -------- ------------------ ------ ----------------- DUANE READ Com Stk 263578106 140,937 4,200 0 4,200 0 1,2 4,200 0 0 DUKE ENERGY Com Stk 264399106 1,749,964 42,700 0 42,700 0 1,2 42,700 0 0 EASTMAN KODAK Com Stk 277461109 201,852 5,000 0 5,000 0 1,2 5,000 0 0 EBAY Com Stk 278642103 14,634,762 434,270 0 434,270 0 1,2 434,270 0 0 EDUCATION MANAGEMENT Com Stk 28139T101 376,190 11,500 0 11,500 0 1,2 11,500 0 0 EL PASO CORP. Com Stk 28336L109 13,639,698 218,300 0 218,300 0 1,2 218,300 0 0 ELECTRONIC ARTS Com Stk 285512109 11,583,927 209,000 0 209,000 0 1,2 209,000 0 0 ELECTRONIC DATA SYSTEMS Com Stk 285661104 47,823,346 891,840 0 891,840 0 1,2 891,840 0 0 EMC CORP Com Stk 268648102 20,177,298 704,550 0 704,550 0 1,2 704,550 0 0 EMULEX Com Stk 292475209 36,662 2,000 0 2,000 0 1,2 2,000 0 0 ENRON CORP Com Stk 293561106 16,517,284 302,400 0 302,400 0 1,2 302,400 0 0 ENTERGY Com Stk 29364G103 1,002,094 27,300 0 27,300 0 1,2 27,300 0 0 EOG RESOURCES Com Stk 26875P101 3,741,287 94,500 0 94,500 0 1,2 94,500 0 0 ESTEE LAUDER Com Stk 518439104 3,662,973 103,609 0 103,609 0 1,2 103,609 0 0 EXODUS COMMUNICATIONS Com Stk 302088109 5,386,091 572,230 0 572,230 0 1,2 572,230 0 0 EXPRESS SCRIPTS Com Stk 302182100 167,526 2,000 0 2,000 0 1,2 2,000 0 0 EXXON MOBIL Com Stk 30231G102 15,781,769 204,125 0 204,125 0 1,2 204,125 0 0 FANNIE MAE Com Stk 313586109 6,678,117 85,600 0 85,600 0 1,2 85,600 0 0 FEDERAL DEPT. STORES Com Stk 31410H101 5,610,511 138,400 0 138,400 0 1,2 138,400 0 0 FIRST DATA CORP Com Stk 319963104 14,027,799 236,000 0 236,000 0 1,2 236,000 0 0 FLEXTRONICS INTERNATIONAL Com Stk 999000020 688,906 43,600 0 43,600 0 1,2 43,600 0 0 FORD MOTOR Com Stk 345370860 292,659 10,402 0 10,402 0 1,2 10,402 0 0 FREDDIE MAC Com Stk 313400301 23,406,789 370,000 0 370,000 0 1,2 370,000 0 0 GANNETT Com Stk 364730101 471,173 8,000 0 8,000 0 1,2 8,000 0 0 GAP Com Stk 364760108 577,850 24,700 0 24,700 0 1,2 24,700 0 0 GENENTECH Com Stk 368710406 17,030,719 356,610 0 356,610 0 1,2 356,610 0 0 GENERAL DYNAMICS Com Stk 369550108 770,841 12,600 0 12,600 0 1,2 12,600 0 0 GENERAL ELECTRIC Com Stk 369604103 44,313,528 1,083,884 0 1,083,884 0 1,2 1,083,884 0 0 GENUINE PARTS Com Stk 372460105 319,437 12,700 0 12,700 0 1,2 12,700 0 0 GENZYME Com Stk 372917104 21,698,598 237,540 0 237,540 0 1,2 237,540 0 0 GOLDEN STATE BANCORP Com Stk 381197102 136,033 5,000 0 5,000 0 1,2 5,000 0 0 GOLDEN WEST FINANCIAL Com Stk 381317106 6,048,179 97,400 0 97,400 0 1,2 97,400 0 0 GOLDMAN SACHS GROUP Com Stk 38141G104 2,270,751 26,100 0 26,100 0 1,2 26,100 0 0 GUIDANT CORP Com Stk 401698105 91,347 2,000 0 2,000 0 1,2 2,000 0 0 HALLIBURTON CO. Com Stk 406216101 277,537 8,000 0 8,000 0 1,2 8,000 0 0 HARMAN INTERNATIONAL Com Stk 413086109 118,030 4,800 0 4,800 0 1,2 4,800 0 0 HCA-HEALTHCARE Com Stk 404119109 17,756,268 448,500 0 448,500 0 1,2 448,500 0 0 HEALTH NET Com Stk 42222G108 873,812 44,000 0 44,000 0 1,2 44,000 0 0 HEALTHSOUTH CORP. Com Stk 421924101 195,345 15,100 0 15,100 0 1,2 15,100 0 0
----------------------------------------------------------------------------------------------------------------------------------- Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 ------- --------- ------------- -------- ------------------ ------ ----------------- Investment Discretion Mngrs Voting Authority ------- --------- ------------- -------- ------------------ ----------------- Title of CUSIP Fair Market (a) (b)Shrd (c)Shrd (Shares) (b) (c) Name of Issuer Class Number Value Shares Sole as dfnd Other (a)Sole Shrd None ----------------------------------------- ------- --------- ------------- -------- ------------------ ------ ----------------- HONEYWELL INTL Com Stk 438516106 838,863 21,000 0 21,000 0 1,2 21,000 0 0 HOT TOPIC Com Stk 441339108 139,983 5,400 0 5,400 0 1,2 5,400 0 0 HOUSTON EXPLORATION Com Stk 442120101 91,574 3,300 0 3,300 0 1,2 3,300 0 0 HYDRIL Com Stk 448774109 100,482 4,400 0 4,400 0 1,2 4,400 0 0 I2 TECHNOLOGIES Com Stk 465754109 10,009,992 727,270 0 727,270 0 1,2 727,270 0 0 IBP COM Com Stk 449223106 112,530 5,000 0 5,000 0 1,2 5,000 0 0 ILLINOIS TOOL WORKS Com Stk 452308109 515,502 9,200 0 9,200 0 1,2 9,200 0 0 IN FOCUS Com Stk 45665B106 108,525 6,980 0 6,980 0 1,2 6,980 0 0 INTEGRATED DEVICE Com Stk 581181066 7,504,797 238,080 0 238,080 0 1,2 238,080 0 0 INTEL CORP Com Stk 458140100 40,025,610 1,525,864 0 1,525,864 0 1,2 1,525,864 0 0 IBM Com Stk 459200101 58,794,823 626,440 0 626,440 0 1,2 626,440 0 0 INTERNATIONAL PAPER Com Stk 460146103 634,505 18,300 0 18,300 0 1,2 18,300 0 0 INTERSIL HOLDING Com Stk 460695109 6,872,346 346,600 0 346,600 0 1,2 346,600 0 0 JOHNSON & JOHNSON Com Stk 478160104 6,755,354 77,400 0 77,400 0 1,2 77,400 0 0 JP MORGAN CHASE Com Stk 46625H100 25,024,927 589,320 0 589,320 0 1,2 589,320 0 0 JUNIPER NETWORKS Com Stk 48203R104 7,025,787 180,570 0 180,570 0 1,2 180,570 0 0 KIMBERLY CLARK Com Stk 494368103 157,848 2,400 0 2,400 0 1,2 2,400 0 0 L-3 COMMUNICATIONS Com Stk 502424104 1,155,665 15,100 0 15,100 0 1,2 15,100 0 0 LAFARGE CORP. Com Stk 505862102 122,889 4,000 0 4,000 0 1,2 4,000 0 0 LAM RESEARCH Com Stk 512807108 353,464 13,900 0 13,900 0 1,2 13,900 0 0 LEAP WIRELESS Com Stk 521863100 285,003 10,400 0 10,400 0 1,2 10,400 0 0 LEVEL 3 COMMUNICATIONS Com Stk 52729N100 8,706,242 514,810 0 514,810 0 1,2 514,810 0 0 LEXMARK INTL. Com Stk 529771107 6,840,251 152,400 0 152,400 0 1,2 152,400 0 0 LIFE POINT HOSPITALS Com Stk 53219L109 108,432 3,200 0 3,200 0 1,2 3,200 0 0 LINEAR TECHNOLOGY Com Stk 535678106 20,658,549 496,600 0 496,600 0 1,2 496,600 0 0 LOCKHEED MARTIN Com Stk 539830109 19,064,429 536,400 0 536,400 0 1,2 536,400 0 0 LOEWS CORP. Com Stk 540424108 767,687 13,600 0 13,600 0 1,2 13,600 0 0 LOUIS DREYFUS NATURAL Com Stk 546011107 826,069 22,700 0 22,700 0 1,2 22,700 0 0 LOWE'S CO. Com Stk 548661107 608,150 10,500 0 10,500 0 1,2 10,500 0 0 LSI LOGIC Com Stk 502161102 14,761,404 908,675 0 908,675 0 1,2 908,675 0 0 MARSH & MCLENNAN Com Stk 717481023 589,046 6,400 0 6,400 0 1,2 6,400 0 0 MBNA Com Stk 55262L100 16,452,719 519,500 0 519,500 0 1,2 519,500 0 0 MCDATA Com Stk 580031201 5,559 316 0 316 0 1,2 316 0 0 MCDONALD'S CORP. Com Stk 580135101 829,267 31,700 0 31,700 0 1,2 31,700 0 0 MCGRAW-HILL Com Stk 806451093 11,318,342 195,450 0 195,450 0 1,2 195,450 0 0 MCKESSON HBOC Com Stk 58155Q103 206,050 7,800 0 7,800 0 1,2 7,800 0 0 MCLEODUSA Com Stk 582266102 10,509,882 1,158,370 0 1,158,370 0 1,2 1,158,370 0 0 MEDIMMUNE Com Stk 584699102 15,523,112 454,800 0 454,800 0 1,2 454,800 0 0 MEDTRONIC Com Stk 585055106 20,243,799 438,300 0 438,300 0 1,2 438,300 0 0
----------------------------------------------------------------------------------------------------------------------------------- Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 ------- --------- ------------- -------- ------------------ ------ ----------------- Investment Discretion Mngrs Voting Authority ------- --------- ------------- -------- ------------------ ----------------- Title of CUSIP Fair Market (a) (b)Shrd (c)Shrd (Shares) (b) (c) Name of Issuer Class Number Value Shares Sole as dfnd Other (a)Sole Shrd None ----------------------------------------- ------- --------- ------------- -------- ------------------ ------ ----------------- MELLON FINANCIAL CORP Com Stk 58551A108 5,492,010 140,900 0 140,900 0 1,2 140,900 0 0 MERCK Com Stk 589331107 857,320 11,700 0 11,700 0 1,2 11,700 0 0 MERCURY COMPUTER SYS Com Stk 589378108 104,321 2,700 0 2,700 0 1,2 2,700 0 0 MERCURY INTERACTIVE Com Stk 589405109 10,715,122 267,910 0 267,910 0 1,2 267,910 0 0 MERRILL LYNCH Com Stk 590188108 17,719,517 323,300 0 323,300 0 1,2 323,300 0 0 MICROMUSE Com Stk 595094103 26,816,916 754,735 0 754,735 0 1,2 754,735 0 0 MICRON TECHNOLOGY Com Stk 595112103 53,987,203 1,208,145 0 1,208,145 0 1,2 1,208,145 0 0 MICROSOFT Com Stk 594918104 73,775,587 1,349,105 0 1,349,105 0 1,2 1,349,105 0 0 MID ATLANTIC MED SVCS Com Stk 59523C107 861,468 43,400 0 43,400 0 1,2 43,400 0 0 MIRANT CORP. Com Stk 604675108 674,487 20,000 0 20,000 0 1,2 20,000 0 0 MITCHELL ENERGY & DEV. Com Stk 606592202 931,247 18,400 0 18,400 0 1,2 18,400 0 0 MOLEX Com Stk 608554200 199,137 7,400 0 7,400 0 1,2 7,400 0 0 MONDAVI (ROBERT) Com Stk 609200100 134,243 3,000 0 3,000 0 1,2 3,000 0 0 MORGAN STANLEY Com Stk 617446448 233,248 4,400 0 4,400 0 1,2 4,400 0 0 NABORS INDUSTRIES Com Stk 629568106 13,215,609 262,400 0 262,400 0 1,2 262,400 0 0 NATIONAL SEMICONDUCTOR Com Stk 637640103 14,897,275 537,800 0 537,800 0 1,2 537,800 0 0 NORTHRUP GRUMMAN Com Stk 666807102 1,383,242 16,100 0 16,100 0 1,2 16,100 0 0 NOVELLUS SYSTEMS Com Stk 670008101 16,424,930 382,350 0 382,350 0 1,2 382,350 0 0 NRG ENERGY Com Stk 629377102 705,101 20,400 0 20,400 0 1,2 20,400 0 0 ON ASSIGNMENT Com Stk 682159108 79,003 4,000 0 4,000 0 1,2 4,000 0 0 ONEOK Com Stk 826801036 459,821 11,600 0 11,600 0 1,2 11,600 0 0 ONI SYSTEMS Com Stk 68273F103 6,643,093 381,670 0 381,670 0 1,2 381,670 0 0 OPENWAVE SYSTEMS Com Stk 683718100 170,103 10,600 0 10,600 0 1,2 10,600 0 0 ORACLE SYSTEMS Com Stk 68389X105 430,171 30,000 0 30,000 0 1,2 30,000 0 0 PALM INC. Com Stk 696642107 158,006 20,000 0 20,000 0 1,2 20,000 0 0 PARKER HANNIFIN CORP. Com Stk 701094104 196,520 5,000 0 5,000 0 1,2 5,000 0 0 PEOPLESOFT Com Stk 712713106 6,570,661 295,715 0 295,715 0 1,2 295,715 0 0 PEPSICO Com Stk 134481081 6,675,722 156,300 0 156,300 0 1,2 156,300 0 0 PERFORMANCE FOOD Com Stk 713755106 350,575 7,100 0 7,100 0 1,2 7,100 0 0 PFIZER Com Stk 717081103 31,740,336 803,724 0 803,724 0 1,2 803,724 0 0 PHARMACIA CORPORATION Com Stk 1713U1025 16,660,750 338,300 0 338,300 0 1,2 338,300 0 0 PHILIP MORRIS Com Stk 718154107 34,356,404 742,900 0 742,900 0 1,2 742,900 0 0 PRECISION CASTPARTS Com Stk 740189105 126,364 3,900 0 3,900 0 1,2 3,900 0 0 PROBUSINESS SERVICES Com Stk 742674104 97,766 4,500 0 4,500 0 1,2 4,500 0 0 PUBLIC SERVICE CO. OF NM Com Stk 744499104 107,030 3,900 0 3,900 0 1,2 3,900 0 0 QWEST COMMUNICATIONS Com Stk 491211097 20,353,911 586,200 0 586,200 0 1,2 586,200 0 0 RADIAN GROUP Com Stk 750236101 260,710 4,000 0 4,000 0 1,2 4,000 0 0 RATIONAL SOFTWARE Com Stk 75605L104 13,605,975 770,780 0 770,780 0 1,2 770,780 0 0 REDBACK NETWORKS Com Stk 572091012 4,739,379 396,300 0 396,300 0 1,2 396,300 0 0
----------------------------------------------------------------------------------------------------------------------------------- Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 ------- --------- ------------- -------- ------------------ ------ ----------------- Investment Discretion Mngrs Voting Authority ------- --------- ------------- -------- ------------------ ----------------- Title of CUSIP Fair Market (a) (b)Shrd (c)Shrd (Shares) (b) (c) Name of Issuer Class Number Value Shares Sole as dfnd Other (a)Sole Shrd None ----------------------------------------- ------- --------- ------------- -------- ------------------ ------ ----------------- ROYAL CARIBBEAN CRUISES Com Stk 000886286 200,865 9,000 0 9,000 0 1,2 9,000 0 0 SAFEWAY Com Stk 865142084 11,181,279 206,500 0 206,500 0 1,2 206,500 0 0 SARA LEE Com Stk 803111103 303,477 14,300 0 14,300 0 1,2 14,300 0 0 SBC COMMUNICATIONS Com Stk 78387G103 15,822,686 368,500 0 368,500 0 1,2 368,500 0 0 SCHERING-PLOUGH Com Stk 806605101 14,554,798 397,800 0 397,800 0 1,2 397,800 0 0 SCHLUMBERGER Com Stk 068571086 1,306,897 22,900 0 22,900 0 1,2 22,900 0 0 SCIENTIFIC ATLANTA Com Stk 808655104 9,070,523 220,000 0 220,000 0 1,2 220,000 0 0 SHAW GROUP Com Stk 820280105 172,997 3,800 0 3,800 0 1,2 3,800 0 0 SIEBEL SYSTEMS Com Stk 826170102 214,683 8,400 0 8,400 0 1,2 8,400 0 0 SL GREEN REALTY CORP. Com Stk 78440X101 143,716 5,400 0 5,400 0 1,2 5,400 0 0 SONUS NETWORKS Com Stk 835916107 7,431,009 380,100 0 380,100 0 1,2 380,100 0 0 SPX Com Stk 784635104 544,883 6,000 0 6,000 0 1,2 6,000 0 0 SUN MICROSYSTEMS Com Stk 866810104 8,941,325 615,930 0 615,930 0 1,2 615,930 0 0 SYNQUEST Com Stk 87160X100 86,311 18,400 0 18,400 0 1,2 18,400 0 0 SYNTROLEUM Com Stk 871630109 96,347 7,000 0 7,000 0 1,2 7,000 0 0 TARGET Com Stk 87612E106 18,093,824 516,700 0 516,700 0 1,2 516,700 0 0 TCF FINANCIAL Com Stk 872275102 130,758 3,600 0 3,600 0 1,2 3,600 0 0 TELLABS Com Stk 879664100 12,317,031 312,300 0 312,300 0 1,2 312,300 0 0 TERADYNE Com Stk 880770102 9,264,665 272,800 0 272,800 0 1,2 272,800 0 0 TERAYON COMMUNICATIONS Com Stk 880775101 263,549 70,000 0 70,000 0 1,2 70,000 0 0 TEXACO Com Stk 881694103 926,457 14,500 0 14,500 0 1,2 14,500 0 0 TEXAS INSTRUMENTS Com Stk 882508104 13,354,623 430,300 0 430,300 0 1,2 430,300 0 0 TRANSOCEAN SEDCO FOREX Com Stk G90078109 13,977,178 334,600 0 334,600 0 1,2 334,600 0 0 TRIGON HEALTHCARE Com Stk 89618L100 720,210 14,300 0 14,300 0 1,2 14,300 0 0 TRIQUINT SEMICONDUCTOR Com Stk 89674K103 4,794,320 317,050 0 317,050 0 1,2 317,050 0 0 TRW Com Stk 872649108 427,233 12,500 0 12,500 0 1,2 12,500 0 0 TYCO INTERNATIONAL Com Stk 902124106 91,574 2,200 0 2,200 0 1,2 2,200 0 0 UNISYS Com Stk 909214108 9,839,465 733,700 0 733,700 0 1,2 733,700 0 0 UNITED TECHNOLOGIES Com Stk 913017109 18,935,283 257,200 0 257,200 0 1,2 257,200 0 0 UNITED HEALTH GROUP Com Stk 91324P102 21,087,268 369,500 0 369,500 0 1,2 369,500 0 0 UNIVERSAL HEALTH SERVICE Com Stk 913903100 352,214 4,100 0 4,100 0 1,2 4,100 0 0 USA EDUCATION Com Stk 0390U1025 1,394,579 19,600 0 19,600 0 1,2 19,600 0 0 UST Com Stk 902911106 398,175 14,000 0 14,000 0 1,2 14,000 0 0 UTILICORP Com Stk 918005109 617,679 19,700 0 19,700 0 1,2 19,700 0 0 VALICERT Com Stk 91915Q105 112,641 50,000 0 19,700 0 1,2 19,700 0 0 VANS Com Stk 921930103 216,024 10,000 0 10,000 0 1,2 10,000 0 0 VARCO Com Stk 922126107 347,370 17,362 0 17,362 0 1,2 17,362 0 0 VERIZON COMMUNICATIONS Com Stk 2343V1044 1,351,819 28,400 0 28,400 0 1,2 28,400 0 0 VISTEON Com Stk 92839U107 207,283 13,701 0 13,701 1 1,3 13,701 0 0
----------------------------------------------------------------------------------------------------------------------------------- Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 ------- --------- ------------- -------- ------------------ ------ ----------------- Investment Discretion Mngrs Voting Authority ------- --------- ------------- -------- ------------------ ----------------- Title of CUSIP Fair Market (a) (b)Shrd (c)Shrd (Shares) (b) (c) Name of Issuer Class Number Value Shares Sole as dfnd Other (a)Sole Shrd None ----------------------------------------- ------- --------- ------------- -------- ------------------ ------ ----------------- W.P. STEWART Com Stk G84922106 108,876 5,000 0 5,000 0 1,2 5,000 0 0 WALGREEN Com Stk 314221097 1,591,909 40,000 0 40,000 0 1,2 40,000 0 0 WAL MART Com Stk 931142103 26,924,129 538,600 0 538,600 0 1,2 538,600 0 0 WASHINGTON MUTUAL Com Stk 939322103 10,239,149 192,900 0 192,900 0 1,2 192,900 0 0 WASTE MANAGEMENT Com Stk 94106L109 321,447 12,800 0 12,800 0 1,2 12,800 0 0 WATSON PHARMACEUTICAL Com Stk 942683103 1,072,761 20,400 0 20,400 0 1,2 20,400 0 0 WELLPOINT HEALTH Com Stk 94973H108 1,378,269 15,200 0 15,200 0 1,2 15,200 0 0 WELLS FARGO Com Stk 949746101 13,992,257 295,000 0 295,000 0 1,2 295,000 0 0 WORLDCOM Com Stk 98157D106 15,058,050 799,900 0 799,900 0 1,2 799,900 0 0 XILINX Com Stk 983919101 11,277,817 309,175 0 309,175 0 1,2 309,175 0 0 ---------------------------------------------------------------------------------------- COLUMN TOTALS 1,986,661,662 -------------