0000919574-14-003323.txt : 20140515
0000919574-14-003323.hdr.sgml : 20140515
20140515122627
ACCESSION NUMBER: 0000919574-14-003323
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECTOR PARTNERS LLC
CENTRAL INDEX KEY: 0001080380
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04685
FILM NUMBER: 14845269
BUSINESS ADDRESS:
STREET 1: 370 CHURCH STREET
CITY: GUILFORD
STATE: CT
ZIP: 06437
BUSINESS PHONE: (203) 458-1500
MAIL ADDRESS:
STREET 1: 370 CHURCH STREET
CITY: GUILFORD
STATE: CT
ZIP: 06437
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001080380
XXXXXXXX
03-31-2014
03-31-2014
false
PROSPECTOR PARTNERS LLC
370 CHURCH STREET
GUILFORD
CT
06437
13F HOLDINGS REPORT
028-04685
N
John D. Gillespie
Managing Member
203-458-1500
/s/ John D. Gillespie
GUILFORD
CT
05-15-2014
3
323
2099052
1
0001253840
028-10494
WHITE MOUNTAINS ADVISORS LLC
2
0001369817
028-12951
OneBeacon Insurance Group, Ltd.
3
0001402472
028-15501
PROSPECTOR FUNDS, INC.
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
23880
620100
SH
SOLE
2, 3
620100
0
0
ABBOTT LABS
COM
002824100
8649
224600
SH
DFND
1
0
224600
0
AFLAC INC
COM
001055102
6525
103500
SH
SOLE
2
103500
0
0
AFLAC INC
COM
001055102
2276
36100
SH
DFND
1
0
36100
0
ALLIANT TECHSYSTEMS INC
COM
018804104
2516
17700
SH
SOLE
2, 3
17700
0
0
ALLIANT TECHSYSTEMS INC
COM
018804104
1095
7700
SH
DFND
1
0
7700
0
ALLIANT TECHSYSTEMS INC
NOTE 3.000% 8/1
018804AK0
6333
3400000
PRN
SOLE
3
3400000
0
0
AMAG PHARMACEUTICALS INC
COM
00163U106
766
39600
SH
SOLE
3
39600
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
8942
178800
SH
SOLE
2, 3
178800
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
3131
62600
SH
DFND
1
0
62600
0
AMERISAFE INC
COM
03071H100
1647
37500
SH
SOLE
37500
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
11495
199773
SH
SOLE
199773
0
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
22935
577703
SH
SOLE
2, 3
577703
0
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
5113
128800
SH
DFND
1
0
128800
0
AURICO GOLD INC
COM
05155C105
1680
386300
SH
SOLE
2, 3
386300
0
0
AURICO GOLD INC
COM
05155C105
590
135691
SH
DFND
1
0
135691
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
27960
361900
SH
SOLE
2, 3
361900
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
8939
115700
SH
DFND
1
0
115700
0
AUXILIUM PHARMACEUTICALS INC
NOTE 1.500% 7/1
05334DAA5
991
750000
PRN
SOLE
2
750000
0
0
AUXILIUM PHARMACEUTICALS INC
NOTE 1.500% 7/1
05334DAA5
1420
1075000
PRN
DFND
1
0
1075000
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
603
22200
SH
SOLE
3
22200
0
0
AVALONBAY CMNTYS INC
COM
053484101
11175
85100
SH
SOLE
2, 3
85100
0
0
AVALONBAY CMNTYS INC
COM
053484101
3191
24300
SH
DFND
1
0
24300
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
5713
124600
SH
SOLE
3
124600
0
0
BARRICK GOLD CORP
COM
067901108
4866
272900
SH
SOLE
2, 3
272900
0
0
BARRICK GOLD CORP
COM
067901108
1398
78400
SH
DFND
1
0
78400
0
BEAM INC
COM
073730103
16818
201900
SH
SOLE
2, 3
201900
0
0
BEAM INC
COM
073730103
7189
86300
SH
DFND
1
0
86300
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
58398
467300
SH
SOLE
2, 3
467300
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
10485
83900
SH
DFND
1
0
83900
0
BRIGGS & STRATTON CORP
COM
109043109
436
19600
SH
SOLE
2, 3
19600
0
0
BRIGGS & STRATTON CORP
COM
109043109
187
8400
SH
DFND
1
0
8400
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
747
20100
SH
SOLE
20100
0
0
BSB BANCORP INC MD
COM
05573H108
551
32000
SH
SOLE
3
32000
0
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
8416
498900
SH
SOLE
2, 3
498900
0
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
3172
188000
SH
DFND
1
0
188000
0
CADENCE DESIGN SYSTEM INC
COM
127387108
1686
108500
SH
SOLE
3
108500
0
0
CAMECO CORP
COM
13321L108
515
22500
SH
SOLE
2, 3
22500
0
0
CAMECO CORP
COM
13321L108
172
7500
SH
DFND
1
0
7500
0
CAMPBELL SOUP CO
COM
134429109
10448
232800
SH
SOLE
2, 3
232800
0
0
CAMPBELL SOUP CO
COM
134429109
4385
97700
SH
DFND
1
0
97700
0
CAPITAL BK FINL CORP
CL A COM
139794101
1662
66200
SH
SOLE
3
66200
0
0
CAPITAL CITY BK GROUP INC
COM
139674105
769
57900
SH
SOLE
3
57900
0
0
CELADON GROUP INC
COM
150838100
5272
219294
SH
SOLE
2, 3
219294
0
0
CELADON GROUP INC
COM
150838100
1161
48300
SH
DFND
1
0
48300
0
CENTRAL PAC FINL CORP
COM NEW
154760409
3432
169900
SH
SOLE
2, 3
169900
0
0
CENTRAL PAC FINL CORP
COM NEW
154760409
1366
67600
SH
DFND
1
0
67600
0
CHEMED CORP NEW
NOTE 1.875% 5/1
16359RAC7
3356
3000000
PRN
SOLE
2, 3
3000000
0
0
CHEMED CORP NEW
NOTE 1.875% 5/1
16359RAC7
1119
1000000
PRN
DFND
1
0
1000000
0
CHICOPEE BANCORP INC
COM
168565109
1479
83571
SH
SOLE
3
83571
0
0
CHIQUITA BRANDS INTL INC
NOTE 4.250% 8/1
170032AT3
4426
4350000
PRN
SOLE
2, 3
4350000
0
0
CHIQUITA BRANDS INTL INC
NOTE 4.250% 8/1
170032AT3
1170
1150000
PRN
DFND
1
0
1150000
0
CHUBB CORP
COM
171232101
25192
282109
SH
SOLE
3
282109
0
0
CHURCH & DWIGHT INC
COM
171340102
11883
172042
SH
SOLE
2, 3
172042
0
0
CHURCH & DWIGHT INC
COM
171340102
2853
41300
SH
DFND
1
0
41300
0
CIRCOR INTL INC
COM
17273K109
1162
15840
SH
SOLE
3
15840
0
0
CITIGROUP INC
COM NEW
172967424
15817
332289
SH
SOLE
2, 3
332289
0
0
CITIGROUP INC
COM NEW
172967424
3098
65090
SH
DFND
1
0
65090
0
CITY NATL CORP
COM
178566105
3039
38600
SH
SOLE
2, 3
38600
0
0
CITY NATL CORP
COM
178566105
1063
13500
SH
DFND
1
0
13500
0
CNA FINL CORP
COM
126117100
22159
518700
SH
SOLE
2, 3
518700
0
0
CNA FINL CORP
COM
126117100
4340
101600
SH
DFND
1
0
101600
0
COCA COLA CO
COM
191216100
23308
602900
SH
SOLE
2, 3
602900
0
0
COCA COLA CO
COM
191216100
9360
242100
SH
DFND
1
0
242100
0
COMTECH TELECOMMUNICATIONS C
COM NEW
205826209
22
700
SH
SOLE
2
700
0
0
COMTECH TELECOMMUNICATIONS C
COM NEW
205826209
51
1600
SH
DFND
1
0
1600
0
COMTECH TELECOMMUNICATIONS C
NOTE 3.000% 5/0
205826AF7
7708
7525000
PRN
SOLE
2, 3
7525000
0
0
COMTECH TELECOMMUNICATIONS C
NOTE 3.000% 5/0
205826AF7
2279
2225000
PRN
DFND
1
0
2225000
0
CONOCOPHILLIPS
COM
20825C104
18629
264800
SH
SOLE
2, 3
264800
0
0
CONOCOPHILLIPS
COM
20825C104
6768
96200
SH
DFND
1
0
96200
0
CORNING INC
COM
219350105
22373
1074600
SH
SOLE
2, 3
1074600
0
0
CORNING INC
COM
219350105
8322
399700
SH
DFND
1
0
399700
0
CU BANCORP CALIF
COM
126534106
754
41000
SH
SOLE
3
41000
0
0
CURTISS WRIGHT CORP
COM
231561101
8228
129500
SH
SOLE
2, 3
129500
0
0
CURTISS WRIGHT CORP
COM
231561101
3209
50500
SH
DFND
1
0
50500
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
2546
65000
SH
Call
SOLE
65000
0
0
DARDEN RESTAURANTS INC
COM
237194105
1853
36500
SH
SOLE
2, 3
36500
0
0
DARDEN RESTAURANTS INC
COM
237194105
563
11100
SH
DFND
1
0
11100
0
DELTIC TIMBER CORP
COM
247850100
2069
31724
SH
SOLE
2, 3
31724
0
0
DELTIC TIMBER CORP
COM
247850100
309
4733
SH
DFND
1
0
4733
0
DENNYS CORP
COM
24869P104
2344
364600
SH
SOLE
3
364600
0
0
DIAMONDROCK HOSPITALITY CO
COM
252784301
588
50000
SH
SOLE
50000
0
0
DIME CMNTY BANCSHARES
COM
253922108
1151
67800
SH
SOLE
3
67800
0
0
DOMTAR CORP
COM NEW
257559203
31041
276606
SH
SOLE
2, 3
276606
0
0
DOMTAR CORP
COM NEW
257559203
10998
98000
SH
DFND
1
0
98000
0
DONEGAL GROUP INC
CL A
257701201
1964
134700
SH
SOLE
2, 3
134700
0
0
DONEGAL GROUP INC
CL A
257701201
751
51500
SH
DFND
1
0
51500
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
4649
175100
SH
SOLE
2, 3
175100
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
1707
64300
SH
DFND
1
0
64300
0
DU PONT E I DE NEMOURS & CO
COM
263534109
18526
276100
SH
SOLE
2, 3
276100
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
8481
126400
SH
DFND
1
0
126400
0
EBAY INC
COM
278642103
6021
109000
SH
SOLE
2
109000
0
0
EBAY INC
COM
278642103
1679
30400
SH
DFND
1
0
30400
0
E M C CORP MASS
COM
268648102
6768
246900
SH
SOLE
2, 3
246900
0
0
E M C CORP MASS
COM
268648102
2472
90200
SH
DFND
1
0
90200
0
EMPIRE DIST ELEC CO
COM
291641108
3794
156000
SH
SOLE
2, 3
156000
0
0
EMPIRE DIST ELEC CO
COM
291641108
1046
43000
SH
DFND
1
0
43000
0
ENDURANCE SPECIALTY HLDGS LT
SHS
G30397106
10405
193300
SH
SOLE
3
193300
0
0
ENERGIZER HLDGS INC
COM
29266R108
7012
69600
SH
SOLE
2, 3
69600
0
0
ENERGIZER HLDGS INC
COM
29266R108
2649
26300
SH
DFND
1
0
26300
0
EXPEDIA INC DEL
COM NEW
30212P303
9425
130000
SH
Call
SOLE
130000
0
0
FIRST AMERN FINL CORP
COM
31847R102
4062
153000
SH
SOLE
2, 3
153000
0
0
FIRST AMERN FINL CORP
COM
31847R102
1500
56500
SH
DFND
1
0
56500
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
313
1300
SH
SOLE
1300
0
0
FIRST DEFIANCE FINL CORP
COM
32006W106
1193
44000
SH
SOLE
3
0
44000
0
FIRST INTERNET BANCORP
COM
320557101
569
25000
SH
SOLE
25000
0
0
FIRST SEC GROUP INC
COM NEW
336312202
1248
600000
SH
SOLE
600000
0
0
FIRSTENERGY CORP
COM
337932107
20425
600201
SH
SOLE
2, 3
600201
0
0
FIRSTENERGY CORP
COM
337932107
6871
201900
SH
DFND
1
0
201900
0
FORESTAR GROUP INC
COM
346233109
9535
535700
SH
SOLE
2, 3
535700
0
0
FORESTAR GROUP INC
COM
346233109
3097
174000
SH
DFND
1
0
174000
0
FORESTAR GROUP INC
NOTE 3.750% 3/0
346232AB7
9838
9200000
PRN
SOLE
2, 3
9200000
0
0
FORESTAR GROUP INC
NOTE 3.750% 3/0
346232AB7
2754
2575000
PRN
DFND
1
0
2575000
0
FOX CHASE BANCORP INC NEW
COM
35137T108
2015
119555
SH
SOLE
2, 3
119555
0
0
FOX CHASE BANCORP INC NEW
COM
35137T108
259
15400
SH
DFND
1
0
15400
0
FRANKLIN RES INC
COM
354613101
21418
395307
SH
SOLE
2, 3
395307
0
0
FRANKLIN RES INC
COM
354613101
3890
71800
SH
DFND
1
0
71800
0
GALLAGHER ARTHUR J & CO
COM
363576109
4401
92500
SH
SOLE
3
92500
0
0
GENERAL MLS INC
COM
370334104
6928
133700
SH
SOLE
2
133700
0
0
GENERAL MLS INC
COM
370334104
2363
45600
SH
DFND
1
0
45600
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
8088
2191800
SH
SOLE
2, 3
2191800
0
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
2564
694900
SH
DFND
1
0
694900
0
FULLER H B CO
COM
359694106
4176
86500
SH
SOLE
2, 3
86500
0
0
FULLER H B CO
COM
359694106
1347
27900
SH
DFND
1
0
27900
0
HAEMONETICS CORP
COM
405024100
3083
94600
SH
SOLE
3
94600
0
0
HCC INS HLDGS INC
COM
404132102
1055
23200
SH
SOLE
23200
0
0
HESS CORP
COM
42809H107
47250
570100
SH
SOLE
2, 3
570100
0
0
HESS CORP
COM
42809H107
14363
173300
SH
DFND
1
0
173300
0
HILLSHIRE BRANDS CO
COM
432589109
15466
415080
SH
SOLE
2, 3
0
0
0
HILLSHIRE BRANDS CO
COM
432589109
4254
114180
SH
DFND
1
0
0
0
HOLOGIC INC
FRNT 2.000%12/1
436440AB7
6173
5400000
PRN
SOLE
2, 3
5400000
0
0
HOLOGIC INC
FRNT 2.000%12/1
436440AB7
1829
1600000
PRN
DFND
1
0
1600000
0
HOME DEPOT INC
COM
437076102
10936
138200
SH
SOLE
2, 3
138200
0
0
HOME DEPOT INC
COM
437076102
2746
34700
SH
DFND
1
0
34700
0
HOMETRUST BANCSHARES INC
COM
437872104
4912
311300
SH
SOLE
3
311300
0
0
HORSEHEAD HLDG CORP
NOTE 3.800% 7/0
440694AB3
1462
1125000
PRN
SOLE
2, 3
1125000
0
0
HORSEHEAD HLDG CORP
NOTE 3.800% 7/0
440694AB3
487
375000
PRN
DFND
1
0
375000
0
HOSPIRA INC
COM
441060100
5869
135700
SH
SOLE
2, 3
135700
0
0
HOSPIRA INC
COM
441060100
2206
51000
SH
DFND
1
0
51000
0
HOWARD HUGHES CORP
COM
44267D107
813
5700
SH
SOLE
3
5700
0
0
HYATT HOTELS CORP
COM CL A
448579102
8640
160565
SH
SOLE
2, 3
160565
0
0
HYATT HOTELS CORP
COM CL A
448579102
1959
36400
SH
DFND
1
0
36400
0
ILLINOIS TOOL WKS INC
COM
452308109
5018
61700
SH
SOLE
2
61700
0
0
ILLINOIS TOOL WKS INC
COM
452308109
3538
43500
SH
DFND
1
0
43500
0
INFINITY PPTY & CAS CORP
COM
45665Q103
5653
83592
SH
SOLE
3
83592
0
0
INTERCONTINENTALEXCHANGE GRO
COM
45866F104
2987
15100
SH
SOLE
2, 3
15100
0
0
INTERCONTINENTALEXCHANGE GRO
COM
45866F104
613
3100
SH
DFND
1
0
3100
0
INTEROIL CORP
NOTE 2.750%11/1
460951AC0
3841
3775000
PRN
SOLE
2, 3
3775000
0
0
INTEROIL CORP
NOTE 2.750%11/1
460951AC0
1145
1125000
PRN
DFND
1
0
1125000
0
INVACARE CORP
COM
461203101
5037
264127
SH
SOLE
2, 3
264127
0
0
INVACARE CORP
COM
461203101
1001
52500
SH
DFND
1
0
52500
0
INVESCO LTD
SHS
G491BT108
20472
553300
SH
SOLE
2, 3
553300
0
0
INVESCO LTD
SHS
G491BT108
5313
143600
SH
DFND
1
0
143600
0
J & J SNACK FOODS CORP
COM
466032109
2985
31100
SH
SOLE
3
31100
0
0
JACK IN THE BOX INC
COM
466367109
1096
18600
SH
SOLE
3
18600
0
0
JANUS CAP GROUP INC
NOTE 0.750% 7/1
47102XAH8
7712
6437000
PRN
SOLE
2, 3
6437000
0
0
JANUS CAP GROUP INC
NOTE 0.750% 7/1
47102XAH8
2164
1806000
PRN
DFND
1
0
1806000
0
JOHNSON & JOHNSON
COM
478160104
26660
271400
SH
SOLE
2, 3
271400
0
0
JOHNSON & JOHNSON
COM
478160104
10363
105500
SH
DFND
1
0
105500
0
JPMORGAN CHASE & CO
COM
46625H100
18966
312400
SH
SOLE
2
312400
0
0
JPMORGAN CHASE & CO
COM
46625H100
4644
76500
SH
DFND
1
0
76500
0
KINROSS GOLD CORP
COM NO PAR
496902404
2554
616900
SH
SOLE
2, 3
616900
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
646
156000
SH
DFND
1
0
156000
0
L-3 COMMUNICATIONS CORP
DEBT 3.000% 8/0
502413AW7
4127
3100000
SH
SOLE
2, 3
3100000
0
0
L-3 COMMUNICATIONS CORP
DEBT 3.000% 8/0
502413AW7
1198
900000
SH
DFND
1
0
900000
0
LANCASTER COLONY CORP
COM
513847103
10439
105000
SH
SOLE
2, 3
105000
0
0
LANCASTER COLONY CORP
COM
513847103
3798
38200
SH
DFND
1
0
38200
0
LANDSTAR SYS INC
COM
515098101
3050
51500
SH
SOLE
3
51500
0
0
LEGG MASON INC
COM
524901105
31106
634300
SH
SOLE
2, 3
634300
0
0
LEGG MASON INC
COM
524901105
7856
160200
SH
DFND
1
0
160200
0
LEUCADIA NATL CORP
COM
527288104
17723
632962
SH
SOLE
2, 3
632962
0
0
LEUCADIA NATL CORP
COM
527288104
2934
104800
SH
DFND
1
0
104800
0
LOCKHEED MARTIN CORP
COM
539830109
7166
43900
SH
SOLE
2
43900
0
0
LOCKHEED MARTIN CORP
COM
539830109
1698
10400
SH
DFND
1
0
10400
0
LOEWS CORP
COM
540424108
21192
481100
SH
SOLE
2, 3
481100
0
0
LOEWS CORP
COM
540424108
6986
158600
SH
DFND
1
0
158600
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
637
27000
SH
SOLE
27000
0
0
MARSH & MCLENNAN COS INC
COM
571748102
10693
216900
SH
SOLE
2
216900
0
0
MARSH & MCLENNAN COS INC
COM
571748102
2302
46700
SH
DFND
1
0
46700
0
MATTHEWS INTL CORP
CL A
577128101
1690
41400
SH
SOLE
2, 3
41400
0
0
MATTHEWS INTL CORP
CL A
577128101
763
18700
SH
DFND
1
0
18700
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
5644
170400
SH
SOLE
2, 3
170400
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
2600
78500
SH
DFND
1
0
78500
0
MCDONALDS CORP
COM
580135101
10891
111100
SH
SOLE
2, 3
111100
0
0
MCDONALDS CORP
COM
580135101
4166
42500
SH
DFND
1
0
42500
0
MERCK & CO INC NEW
COM
58933Y105
27309
481048
SH
SOLE
2, 3
481048
0
0
MERCK & CO INC NEW
COM
58933Y105
11047
194600
SH
DFND
1
0
194600
0
MERCURY GENL CORP NEW
COM
589400100
406
9000
SH
SOLE
9000
0
0
METLIFE INC
COM
59156R108
10140
192051
SH
SOLE
2, 3
192051
0
0
METLIFE INC
COM
59156R108
2080
39400
SH
DFND
1
0
39400
0
METRO BANCORP INC PA
COM
59161R101
830
39280
SH
SOLE
3
39280
0
0
MICROSOFT CORP
COM
594918104
14387
351000
SH
SOLE
2, 3
351000
0
0
MICROSOFT CORP
COM
594918104
4099
100000
SH
DFND
1
0
100000
0
MONDELEZ INTL INC
CL A
609207105
2360
68300
SH
SOLE
2
68300
0
0
MONDELEZ INTL INC
CL A
609207105
1669
48300
SH
DFND
1
0
48300
0
MONSTER BEVERAGE CORP
COM
611740101
3993
57500
SH
SOLE
2, 3
57500
0
0
MONSTER BEVERAGE CORP
COM
611740101
778
11200
SH
DFND
1
0
11200
0
MONTPELIER RE HOLDINGS LTD
SHS
G62185106
3681
123700
SH
SOLE
2, 3
123700
0
0
MONTPELIER RE HOLDINGS LTD
SHS
G62185106
804
27000
SH
DFND
1
0
27000
0
MURPHY OIL CORP
COM
626717102
19644
312500
SH
SOLE
2, 3
312500
0
0
MURPHY OIL CORP
COM
626717102
8398
133600
SH
DFND
1
0
133600
0
NAVIGATORS GROUP INC
COM
638904102
688
11200
SH
SOLE
11200
0
0
NETAPP INC
COM
64110D104
5941
161000
SH
SOLE
2, 3
161000
0
0
NETAPP INC
COM
64110D104
1517
41100
SH
DFND
1
0
41100
0
WESTFIELD FINANCIAL INC NEW
COM
96008P104
1781
239000
SH
SOLE
3
239000
0
0
NEWMONT MINING CORP
COM
651639106
15452
659200
SH
SOLE
2, 3
659200
0
0
NEWMONT MINING CORP
COM
651639106
4130
176200
SH
DFND
1
0
176200
0
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
14311
13525000
PRN
SOLE
2, 3
13525000
0
0
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
4206
3975000
PRN
DFND
1
0
3975000
0
NOODLES & CO
CL A
65540B105
197
5000
SH
SOLE
3
5000
0
0
NORTHGATE MINERALS CORP
NOTE 3.500%10/0
666416AB8
4787
4625000
PRN
SOLE
2, 3
4625000
0
0
NORTHGATE MINERALS CORP
NOTE 3.500%10/0
666416AB8
1423
1375000
PRN
DFND
1
0
1375000
0
NORTHROP GRUMMAN CORP
COM
666807102
8452
68500
SH
SOLE
2, 3
68500
0
0
NORTHROP GRUMMAN CORP
COM
666807102
1937
15700
SH
DFND
1
0
15700
0
NRG ENERGY INC
COM NEW
629377508
14603
459214
SH
SOLE
2, 3
459214
0
0
NRG ENERGY INC
COM NEW
629377508
4410
138674
SH
DFND
1
0
138674
0
OCEAN SHORE HLDG CO NEW
COM
67501R103
717
50395
SH
SOLE
3
50395
0
0
OCEANFIRST FINL CORP
COM
675234108
3844
217300
SH
SOLE
3
217300
0
0
OMNIAMERICAN BANCORP INC
COM
68216R107
3535
155100
SH
SOLE
2, 3
155100
0
0
OMNIAMERICAN BANCORP INC
COM
68216R107
889
39022
SH
DFND
1
0
39022
0
ORITANI FINL CORP DEL
COM
68633D103
10456
661376
SH
SOLE
2, 3
661376
0
0
ORITANI FINL CORP DEL
COM
68633D103
2089
132100
SH
DFND
1
0
132100
0
PACWEST BANCORP DEL
COM
695263103
5514
128200
SH
SOLE
2, 3
128200
0
0
PACWEST BANCORP DEL
COM
695263103
1970
45800
SH
DFND
1
0
45800
0
PARKWAY PPTYS INC
COM
70159Q104
6959
381297
SH
SOLE
2, 3
381297
0
0
PARKWAY PPTYS INC
COM
70159Q104
1049
57500
SH
DFND
1
0
57500
0
PATTERSON COMPANIES INC
COM
703395103
10870
260300
SH
SOLE
2, 3
260300
0
0
PATTERSON COMPANIES INC
COM
703395103
2142
51300
SH
DFND
1
0
51300
0
PAYCHEX INC
COM
704326107
11664
273800
SH
SOLE
2, 3
273800
0
0
PAYCHEX INC
COM
704326107
4273
100300
SH
DFND
1
0
100300
0
PEOPLES FED BANCSHARES INC
COM
711037101
1851
103380
SH
SOLE
3
103380
0
0
PEPCO HOLDINGS INC
COM
713291102
3623
176900
SH
SOLE
2, 3
176900
0
0
PEPCO HOLDINGS INC
COM
713291102
1090
53200
SH
DFND
1
0
53200
0
PEPSICO INC
COM
713448108
13343
159800
SH
SOLE
2, 3
159800
0
0
PEPSICO INC
COM
713448108
3983
47700
SH
DFND
1
0
47700
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
1452
110000
SH
SOLE
110000
0
0
PFIZER INC
COM
717081103
6170
192100
SH
SOLE
2, 3
192100
0
0
PFIZER INC
COM
717081103
1850
57600
SH
DFND
1
0
57600
0
PHH CORP
COM NEW
693320202
10760
416400
SH
SOLE
2, 3
416400
0
0
PHH CORP
COM NEW
693320202
4519
174900
SH
DFND
1
0
174900
0
PHH CORP
NOTE 4.000% 9/0
693320AN3
14797
13725000
PRN
SOLE
2, 3
13725000
0
0
PHH CORP
NOTE 4.000% 9/0
693320AN3
3531
3275000
PRN
DFND
1
0
3275000
0
PICO HLDGS INC
COM NEW
693366205
2344
90200
SH
SOLE
3
90200
0
0
PLATINUM UNDERWRITER HLDGS L
COM
G7127P100
11603
193062
SH
SOLE
2, 3
193062
0
0
PLATINUM UNDERWRITER HLDGS L
COM
G7127P100
240
4000
SH
DFND
1
0
4000
0
POST PPTYS INC
COM
737464107
19915
405600
SH
SOLE
2, 3
405600
0
0
POST PPTYS INC
COM
737464107
7223
147100
SH
DFND
1
0
147100
0
PPL CORP
COM
69351T106
2154
65000
SH
Call
SOLE
65000
0
0
PPL CORP
COM
69351T106
497
15000
SH
Call
SOLE
15000
0
0
PPL CORP
COM
69351T106
746
22500
SH
Call
SOLE
22500
0
0
PROASSURANCE CORP
COM
74267C106
7944
178400
SH
SOLE
178400
0
0
PROCTER & GAMBLE CO
COM
742718109
14629
181496
SH
SOLE
2
181496
0
0
PROCTER & GAMBLE CO
COM
742718109
5690
70600
SH
DFND
1
0
70600
0
PROGRESSIVE CORP OHIO
COM
743315103
8816
364000
SH
SOLE
3
364000
0
0
PSB HLDGS INC
COM
69360W108
338
50381
SH
SOLE
50381
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
15248
399800
SH
SOLE
2, 3
399800
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
4665
122300
SH
DFND
1
0
122300
0
RTI INTL METALS INC
NOTE 1.625%10/1
74973WAB3
16172
16450000
PRN
SOLE
2, 3
16450000
0
0
RTI INTL METALS INC
NOTE 1.625%10/1
74973WAB3
4473
4550000
PRN
DFND
1
0
4550000
0
RTI INTL METALS INC
NOTE 3.000%12/0
74973WAA5
3307
3100000
PRN
SOLE
2, 3
3100000
0
0
RTI INTL METALS INC
NOTE 3.000%12/0
74973WAA5
960
900000
PRN
DFND
1
0
900000
0
SAFETY INS GROUP INC
COM
78648T100
3527
65500
SH
SOLE
65500
0
0
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
1765
100000
SH
SOLE
100000
0
0
SANOFI
SPONSORED ADR
80105N105
14931
285600
SH
SOLE
2, 3
285600
0
0
SANOFI
SPONSORED ADR
80105N105
5772
110400
SH
DFND
1
0
110400
0
SCIENCE APPLICATNS INTL CP N
COM
808625107
5122
137000
SH
SOLE
2
137000
0
0
SCIENCE APPLICATNS INTL CP N
COM
808625107
247
6600
SH
DFND
1
0
6600
0
SI FINL GROUP INC MD
COM
78425V104
467
41400
SH
SOLE
3
41400
0
0
SIBANYE GOLD LTD
SPONSORED ADR
825724206
2505
300775
SH
SOLE
2, 3
300775
0
0
SIBANYE GOLD LTD
SPONSORED ADR
825724206
766
91975
SH
DFND
1
0
91975
0
SILGAN HOLDINGS INC
COM
827048109
6715
135600
SH
SOLE
2, 3
135600
0
0
SILGAN HOLDINGS INC
COM
827048109
2446
49400
SH
DFND
1
0
49400
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1669
13500
SH
SOLE
2, 3
13500
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
396
3200
SH
DFND
1
0
3200
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
20088
107400
SH
SOLE
107400
0
0
STATE AUTO FINL CORP
COM
855707105
14129
663000
SH
SOLE
2, 3
663000
0
0
STATE AUTO FINL CORP
COM
855707105
4899
229900
SH
DFND
1
0
229900
0
STATE STR CORP
COM
857477103
4409
63400
SH
SOLE
63400
0
0
SUNCOR ENERGY INC NEW
COM
867224107
3667
104900
SH
SOLE
2
104900
0
0
SUNCOR ENERGY INC NEW
COM
867224107
2482
71000
SH
DFND
1
0
71000
0
SYMETRA FINL CORP
COM
87151Q106
38100
1922300
SH
SOLE
1922300
0
0
SYSCO CORP
COM
871829107
5716
158200
SH
SOLE
2, 3
158200
0
0
SYSCO CORP
COM
871829107
2171
60100
SH
DFND
1
0
60100
0
TALISMAN ENERGY INC
COM
87425E103
17481
1751600
SH
SOLE
2, 3
1751600
0
0
TALISMAN ENERGY INC
COM
87425E103
6914
692800
SH
DFND
1
0
692800
0
TECO ENERGY INC
COM
872375100
5613
327300
SH
SOLE
2, 3
327300
0
0
TECO ENERGY INC
COM
872375100
1513
88200
SH
DFND
1
0
88200
0
TELEPHONE & DATA SYS INC
COM NEW
879433829
15637
596600
SH
SOLE
2, 3
596600
0
0
TELEPHONE & DATA SYS INC
COM NEW
879433829
5730
218600
SH
DFND
1
0
218600
0
PNC FINL SVCS GROUP INC
COM
693475105
14468
166300
SH
SOLE
2
166300
0
0
PNC FINL SVCS GROUP INC
COM
693475105
3950
45400
SH
DFND
1
0
45400
0
TOOTSIE ROLL INDS INC
COM
890516107
13926
465127
SH
SOLE
2, 3
465127
0
0
TOOTSIE ROLL INDS INC
COM
890516107
4880
162977
SH
DFND
1
0
162977
0
TYCO INTERNATIONAL LTD
SHS
H89128104
6144
144900
SH
SOLE
2, 3
144900
0
0
TYCO INTERNATIONAL LTD
SHS
H89128104
3201
75500
SH
DFND
1
0
75500
0
UIL HLDG CORP
COM
902748102
1612
43800
SH
SOLE
3
43800
0
0
UNITED FINANCIAL BANCORP INC
COM
91030T109
4585
249300
SH
SOLE
2, 3
249300
0
0
UNITED FINANCIAL BANCORP INC
COM
91030T109
1593
86600
SH
DFND
1
0
86600
0
UNITED STATES LIME & MINERAL
COM
911922102
809
14361
SH
SOLE
3
14361
0
0
UNUM GROUP
COM
91529Y106
1405
39800
SH
SOLE
39800
0
0
US BANCORP DEL
COM NEW
902973304
5267
122900
SH
SOLE
2
122900
0
0
US BANCORP DEL
COM NEW
902973304
1282
29900
SH
DFND
1
0
29900
0
VERISIGN INC
COM
92343E102
6151
114100
SH
SOLE
2, 3
114100
0
0
VERISIGN INC
COM
92343E102
2340
43400
SH
DFND
1
0
43400
0
WALGREEN CO
COM
931422109
12103
183300
SH
SOLE
2, 3
183300
0
0
WALGREEN CO
COM
931422109
4701
71200
SH
DFND
1
0
71200
0
WAL-MART STORES INC
COM
931142103
28868
377700
SH
SOLE
2, 3
377700
0
0
WAL-MART STORES INC
COM
931142103
9615
125800
SH
DFND
1
0
125800
0
WASHINGTON TR BANCORP
COM
940610108
1270
33900
SH
SOLE
3
33900
0
0
WELLPOINT INC
COM
94973V107
13489
135500
SH
SOLE
2, 3
135500
0
0
WELLPOINT INC
COM
94973V107
2608
26200
SH
DFND
1
0
26200
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
29995
50000
SH
SOLE
50000
0
0
WILLIAMS CLAYTON ENERGY INC
COM
969490101
13866
122700
SH
SOLE
2, 3
122700
0
0
WILLIAMS CLAYTON ENERGY INC
COM
969490101
5232
46300
SH
DFND
1
0
46300
0
WPX ENERGY INC
COM
98212B103
4333
240300
SH
SOLE
2, 3
240300
0
0
WPX ENERGY INC
COM
98212B103
1533
85000
SH
DFND
1
0
85000
0
XEROX CORP
COM
984121103
4970
439800
SH
SOLE
2, 3
439800
0
0
XEROX CORP
COM
984121103
1865
165000
SH
DFND
1
0
165000
0
XILINX INC
COM
983919101
9258
170600
SH
SOLE
2, 3
170600
0
0
XILINX INC
COM
983919101
1867
34400
SH
DFND
1
0
34400
0
XL GROUP PLC
SHS
G98290102
19644
628600
SH
SOLE
2, 3
628600
0
0
XL GROUP PLC
SHS
G98290102
1403
44900
SH
DFND
1
0
44900
0
XYLEM INC
COM
98419M100
2080
57100
SH
SOLE
3
57100
0
0