0001080366-14-000001.txt : 20140114
0001080366-14-000001.hdr.sgml : 20140114
20140114101607
ACCESSION NUMBER: 0001080366-14-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140114
DATE AS OF CHANGE: 20140114
EFFECTIVENESS DATE: 20140114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATAWBA CAPITAL MANAGEMENT /VA
CENTRAL INDEX KEY: 0001080366
IRS NUMBER: 541611464
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04999
FILM NUMBER: 14526187
BUSINESS ADDRESS:
STREET 1: PO BOX 1180
STREET 2: 10 SOUTH JEFFERSON STREET, SUITE 1210
CITY: ROANOKE
STATE: VA
ZIP: 24006
BUSINESS PHONE: 5403421212
MAIL ADDRESS:
STREET 1: PO BOX 1180
STREET 2: 10 SOUTH JEFFERSON STREET, SUITE 1210
CITY: ROANOKE
STATE: VA
ZIP: 24011
13F-HR
1
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12-31-2013
12-31-2013
CATAWBA CAPITAL MANAGEMENT /VA
PO BOX 1180
10 SOUTH JEFFERSON STREET, SUITE 1210
ROANOKE
VA
24011
13F HOLDINGS REPORT
028-04999
N
Amanda Crowgey Wells
Investment Officer
540-342-1212
Amanda Crowgey Wells
Roanoke
VA
01-14-2014
0
244
416987
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COM
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16968
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18225
SH
SOLE
18225
0
0
The ADT Corporation Com
COM
00101j106
862
21306
SH
SOLE
21306
0
0
Time Warner Cable Inc Com
COM
88732j207
562
4150
SH
SOLE
4150
0
0
Time Warner Inc Com New
COM
887317303
676
9692
SH
SOLE
9692
0
0
Transocean Ltd
COM
h8817h100
263
5328
SH
SOLE
5328
0
0
Trinity Inds Inc Com
COM
896522109
224
4100
SH
SOLE
4100
0
0
U S Bancorp
COM
902973304
443
10965
SH
SOLE
10965
0
0
UDR Inc
COM
902653104
557
23843
SH
SOLE
23843
0
0
Union Pacific
COM
907818108
8583
51089
SH
SOLE
51089
0
0
United Technologies Cp
COM
913017109
2427
21326
SH
SOLE
21326
0
0
Valley Financial Corp
COM
919629105
112
10857
SH
SOLE
10857
0
0
Vanguard Index Fds Stk Mrk ETF
COM
922908769
1073
11188
SH
SOLE
11188
0
0
Verizon Communications
COM
92343V104
3294
67041
SH
SOLE
67041
0
0
Visa Inc. Class A
COM
92826c839
276
1240
SH
SOLE
1240
0
0
Vulcan Materials Co
COM
929160109
297
4995
SH
SOLE
4995
0
0
Walt Disney Co
COM
254687106
8587
112391
SH
SOLE
112391
0
0
Waste Mgmt Inc Del Com
COM
94106l109
2986
66545
SH
SOLE
66545
0
0
Wellpoint Inc
COM
94973v107
4829
52266
SH
SOLE
52266
0
0
Wells Fargo & Co New Com
COM
949746101
5281
116324
SH
SOLE
116324
0
0
Westar Energy, Inc Com
COM
95709t100
272
8443
SH
SOLE
8443
0
0
Western Digital Corp Com
COM
958102105
250
2985
SH
SOLE
2985
0
0
Williams Cos Inc
COM
969457100
573
14860
SH
SOLE
14860
0
0
Williams Partners LP Com Unit
COM
96950F104
660
12975
SH
SOLE
12975
0
0
Xylem Inc Com
COM
98419M100
1248
36065
SH
SOLE
36065
0
0
Zimmer Holdings Inc
COM
98956P102
4797
51478
SH
SOLE
51478
0
0
iShares Silver Trust
COM
46428q109
614
32795
SH
SOLE
32795
0
0
iShares Tr Russell 3000 ETF
COM
464287689
742
6705
SH
SOLE
6705
0
0
American Balanced Fd Com
FUND
024071102
278
11364
SH
SOLE
11364
0
0
Barclays Bk Plc iPATH S&P VIX
FUND
06740C519
252
16000
SH
SOLE
16000
0
0
Capital Income Bldr Fd Sh Ben
FUND
140193103
524
8948
SH
SOLE
8948
0
0
Capital World Grw&Incm Com
FUND
140543109
234
5172
SH
SOLE
5172
0
0
Columbia Fds Ser Tr Midcap Ind
FUND
19765j608
397
26399
SH
SOLE
26399
0
0
Fidelity Concord Str SP 500 Id
FUND
315911206
307
4684
SH
SOLE
4684
0
0
Fidelity Contrafund
FUND
316071109
2036
21178
SH
SOLE
21178
0
0
Fidelity Low Priced Stock Fund
FUND
316345305
1338
27046
SH
SOLE
27046
0
0
Fidelity Spartan SP 500 Idx Ad
FUND
315911701
458
7001
SH
SOLE
7001
0
0
Growth Fund America
FUND
399874106
266
6189
SH
SOLE
6189
0
0
Harbor Fd Intl Fd Inv Cl
FUND
411511645
453
6446
SH
SOLE
6446
0
0
Harbor International Fund
FUND
411511306
4870
68577
SH
SOLE
68577
0
0
Income Fd Amer Inc Com
FUND
453320103
208
10050
SH
SOLE
10050
0
0
Invesco Value Mun Income Tr
FUND
46132p108
222
16415
SH
SOLE
16415
0
0
Reaves Util Income Fd Com Sh B
FUND
756158101
308
12270
SH
SOLE
12270
0
0
Rowe T Price Equity Inc Sh Ben
FUND
779547108
321
9775
SH
SOLE
9775
0
0
Rowe T Price Index Tr Equity I
FUND
779552108
331
6645
SH
SOLE
6645
0
0
Rowe T Price Intl Fds Emerg Mk
FUND
77956h864
4481
139088
SH
SOLE
139088
0
0
T Rowe Price Small-Cap Value F
FUND
77957Q103
984
19545
SH
SOLE
19545
0
0
T. Rowe Price Intl Stock Fd
FUND
77956h203
208
12780
SH
SOLE
12780
0
0
Templeton Global Incm Com
FUND
880198106
244
30736
SH
SOLE
30736
0
0
Vanguard 500 Index Fund Invest
FUND
922908108
550
3227
SH
SOLE
3227
0
0
Vanguard Intermediate Term Fun
FUND
922031802
191
17140
SH
SOLE
17140
0
0
Vanguard Internatl Value Portf
FUND
921939203
319
8521
SH
SOLE
8521
0
0
Vanguard Mun Bd Fd Inc Lt Txex
FUND
922907860
141
12810
SH
SOLE
12810
0
0
Vanguard Prime Money Market Fu
FUND
922906201
33
33331
SH
SOLE
33331
0
0
Vanguard Wellington Fd Investo
FUND
921935102
1201
31647
SH
SOLE
31647
0
0
Vanguard/Primecap FD Admiral S
FUND
921936209
230
2402
SH
SOLE
2402
0
0
Vanguard/Windsor II Investor S
FUND
922018205
1955
53174
SH
SOLE
53174
0
0
iShares TR Russell 2000 ETF
FUND
464287655
284
2460
SH
SOLE
2460
0
0
iShares TR Russell Midcap ETF
FUND
464287499
644
4295
SH
SOLE
4295
0
0
iShares Tr DJ Sel Div Inx ETF
FUND
464287168
398
5575
SH
SOLE
5575
0
0