-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ejow4YdN/ZO51iyXlmBah/I9Klj4B+0+fis0f4ZEAwRtkYivU5wBhYy0CfS73J54 WK651lFrYzrRj0r3AaTNNQ== 0000950123-03-009113.txt : 20030808 0000950123-03-009113.hdr.sgml : 20030808 20030808102603 ACCESSION NUMBER: 0000950123-03-009113 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030808 EFFECTIVENESS DATE: 20030808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUPELO CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001080349 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04729 FILM NUMBER: 03830354 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2127553700 MAIL ADDRESS: STREET 1: 12 EAST 4TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 y89072e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2003 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tupelo Capital Management, L.L.C. Address: 12 East 49th Street New York, New York 10017 Form 13F File Number: 028-04729 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that the required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: LuLu C. Wang Title: Principal Phone: 212-755-3700 Signature, Place and Date of Signing: /s/ LULU C. WANG New York, New York August 8, 2003 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holding are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ________________ Tupelo Capital Services, L.L.C. [Repeat as necessary.] Form 13F SUMMARY PAGE Report summary: Number of Other Included Managers: 0 --------------------------- Form 13F Information Table Entry Total: 80 --------------------------- Form 13F Information Table Value Total: $201,370,270 --------------------------- (thousands) CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THE PUBLIC FORM 13F REPORT AND FILED SEPARATELY WITH THE COMMISSION. List of Other Included Managers: Provide a number list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are not entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name --- -------------------- ---- [Repeat as necessary.] FORM 13F REPORTING MANAGER: TUPELO CAPITAL MANAGEMENT, L.L.C. PERIOD ENDED: JUNE 30, 2003
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Investment Discretion Voting Authority Title SEDOL/ Fair (c) of CUSIP Market SHARES SH PUT/ (a) (b) Shared Shared (a) (b) Shared (c) Name of Issuer Class Number Value PRN Amount PRN CALL Sole As Defined Other Manager Sole As Defined None - ------------------------------------------------------------------------------------------------------------------------------------ 3M CO COM 88579Y101 $2,586,049 20,050 SH x 1 20,050 AC MOORE ARTS & CRAFTS INC COM 00086T103 $1,299,752 64,600 SH x 1 64,600 ADVANCED ENERGY INDUSTRIES COM 007973100 $1,494,350 104,500 SH x 1 104,500 AMAZON.COM INC COM 023135106 $1,707,040 47,000 SH x 1 47,000 AMDOCS LTD COM 2256908 $3,703,200 154,300 SH x 1 154,300 AMERICAN EXPRESS CO COM 025816109 $2,353,903 56,300 SH x 1 56,300 AMGEN INC COM 031162100 $4,853,184 73,600 SH x 1 73,600 AOL TIME WARNER COM 00184A105 $2,378,102 147,800 SH x 1 147,800 APPLIED MATERIALS INC COM 038222105 $3,315,312 209,300 SH x 1 209,300 ARBITRON INC COM 03875Q108 $1,831,410 51,300 SH x 1 51,300 AVON PRODUCTS INC COM 054303102 $2,718,140 43,700 SH x 1 43,700 BEA SYSTEMS INC COM 073325102 $1,983,069 182,100 SH x 1 182,100 BEAR STEARNS COMPANIES INC COM 073902108 $2,751,960 38,000 SH x 1 38,000 BEST BUY CO INC COM 086516101 $3,021,696 68,800 SH x 1 68,800 BIOTECH HOLDRs TRUST COM 09067D201 $7,924,975 64,300 SH x 1 64,300 BJ SERVICES CO COM 055482103 $3,298,888 88,300 SH x 1 88,300 BURBERRY GROUP PLC COM 3174300 $1,846,022 449,657 SH x 1 449,657 CATHAY PACIFIC AIRWAYS COM 6179755 $2,626,826 1,951,000 SH x 1 1,951,000 CISCO SYSTEMS INC COM 17275R102 $3,141,409 187,100 SH x 1 187,100 CITIGROUP INC COM 172967101 $4,767,920 111,400 SH x 1 111,400 COACH INC COM 189754104 $2,322,858 46,700 SH x 1 46,700 CONOCOPHILLIPS COM 20825C104 $3,183,880 58,100 SH x 1 58,100 DELL INC COM 24702R101 $3,059,824 96,100 SH x 1 96,100 DU PONT (E.I.) DE NEMOURS COM 263534109 $2,161,116 51,900 SH x 1 51,900 EBAY INC COM 278642103 $2,506,400 24,100 SH x 1 24,100 ENTERCOM COMMUNICATIONS CORP COM 293639100 $2,528,916 51,600 SH x 1 51,600 ESPRIT HOLDINGS LTD COM 6321642 $3,715,255 1,520,900 SH x 1 1,520,900 FINANCIAL SELECT SECTOR SPDR COM 81369Y605 $2,455 100 SH x 1 100 GAP INC/THE COM 364760108 $2,513,840 134,000 SH x 1 134,000 GENENTECH INC COM 368710406 $3,562,728 49,400 SH x 1 49,400 GOLDMAN SACHS GROUP INC COM 38141G104 $3,333,250 39,800 SH x 1 39,800 HOME DEPOT INC COM 437076102 $1,907,712 57,600 SH x 1 57,600 HUTCHISON WHAMPOA LTD COM 6448068 $101,660 16,690 SH x 1 16,690 HYDRIL COMPANY COM 448774109 $2,224,416 81,600 SH x 1 81,600 INTEL CORP COM 458140100 $3,279,656 157,600 SH x 1 157,600
FORM 13F REPORTING MANAGER: TUPELO CAPITAL MANAGEMENT, L.L.C. PERIOD ENDED: JUNE 30, 2003
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Investment Discretion Voting Authority Title SEDOL/ Fair (c) of CUSIP Market SHARES SH PUT/ (a) (b) Shared Shared (a) (b) Shared (c) Name of Issuer Class Number Value PRN Amount PRN CALL Sole As Defined Other Manager Sole As Defined None - ------------------------------------------------------------------------------------------------------------------------------------ INTERACTIVECORP COM 45840Q101 $2,257,542 57,400 SH x 1 57,400 JETBLUE AIRWAYS CORP COM 477143101 $2,894,521 68,950 SH x 1 68,950 JOHNSON ELECTRIC HLDGS COM 6281939 $3,245,082 2,622,500 SH x 1 2,622,500 KLA-TENCOR CORPORATION COM 482480100 $1,356,632 29,200 SH x 1 29,200 LAM RESEARCH CORP COM 512807108 $2,440,140 134,000 SH x 1 134,000 LENNAR CORP - B SHS COM 526057302 $203,352 2,960 SH x 1 2,960 LENNAR CORP-CL A COM 526057104 $2,202,200 30,800 SH x 1 30,800 LI & FUNG LTD COM 6286257 $380,940 295,600 SH x 1 295,600 MANPOWER INC COM 56418H100 $2,273,617 61,300 SH x 1 61,300 MICROCHIP TECHNOLOGY INC COM 595017104 $3,146,963 127,150 SH x 1 127,150 MICROSOFT CORP COM 594918104 $3,812,668 148,700 SH x 1 148,700 MOLEX INC COM 608554101 $2,031,594 75,300 SH x 1 75,300 NABORS INDUSTRIES LTD COM 2963372 $3,678,108 93,046 SH x 1 93,046 NETSCREEN TECHNOLOGIES INC COM 64117V107 $3,258,030 146,100 SH x 1 146,100 NETWORK APPLIANCE INC COM 64120L104 $971,232 60,400 SH x 1 60,400 NEUBERGER BERMAN INC COM 641234109 $2,737,826 68,600 SH x 1 68,600 NOKIA CORP-SPON ADR ADR 654902204 $3,425,655 208,500 SH x 1 208,500 NOVELLUS SYSTEMS INC COM 670008101 $2,488,535 67,900 SH x 1 67,900 PFIZER INC COM 717081103 $3,693,323 108,150 SH x 1 108,150 PRAXAIR INC COM 74005P104 $3,287,470 54,700 SH x 1 54,700 PRINCIPAL FINANCIAL GROUP COM 74251V102 $2,438,100 75,600 SH x 1 75,600 QUALCOMM INC COM 747525103 $1,692,774 47,100 SH x 1 47,100 REALNETWORKS INC COM 75605L104 $2,072,616 306,600 SH x 1 306,600 REDIFF.COM INDIA LIMITED-ADR ADR 757479100 $946,080 175,200 SH x 1 175,200 ROBERT HALF INTL INC COM 770323103 $1,878,848 99,200 SH x 1 99,200 SAMSUNG ELECTRONICS CO LTD COM 6771720 $4,832,815 16,255 SH x 1 16,255 SAP AG-SPONSORED ADR ADR 803054204 $3,345,690 114,500 SH x 1 114,500 SEAGATE TECHNOLOGY COM 2166245 $2,760,460 156,400 SH x 1 156,400 SEMICONDUCTOR HOLDRs TRUST COM 816636203 $835,608 29,600 SH x 1 29,600 SERENA SOFTWARE INC COM 817492101 $2,717,352 131,400 SH x 1 131,400 SOHU.COM INC COM 83408W103 $3,026,000 89,000 SH x 1 89,000 SYMANTEC CORP COM 871503108 $1,848,611 42,100 SH x 1 42,100 TAIWAN SEMICONDUCTOR-SP ADR ADR 874039100 $3,111,696 308,700 SH x 1 308,700 TEXAS INSTRUMENTS INC COM 882508104 $2,617,120 148,700 SH x 1 148,700 TEXWINCA HOLDINGS LTD. COM 6039558 $3,373,185 4,243,000 SH x 1 4,243,000
FORM 13F REPORTING MANAGER: TUPELO CAPITAL MANAGEMENT, L.L.C. PERIOD ENDED: JUNE 30, 2003
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Investment Discretion Voting Authority Title SEDOL/ Fair (c) of CUSIP Market SHARES SH PUT/ (a) (b) Shared Shared (a) (b) Shared (c) Name of Issuer Class Number Value PRN Amount PRN CALL Sole As Defined Other Manager Sole As Defined None - ------------------------------------------------------------------------------------------------------------------------------------ TIFFANY & CO COM 886547108 $372,552 11,400 SH x 1 11,400 TYCO INTERNATIONAL LTD COM 902124106 $3,170,609 167,050 SH x 1 167,050 UNITED PARCEL SERVICE-CL B COM 911312106 $1,133,860 17,800 SH x 1 17,800 UTILITIES SELECT SECTOR SPDR COM 81369Y886 $900,284 40,700 SH x 1 40,700 VODAFONE GROUP PLC-SP ADR ADR 92857W100 $2,804,055 142,700 SH x 1 142,700 WADDELL & REED FINANCIAL-A COM 930059100 $1,899,580 74,000 SH x 1 74,000 WEATHERFORD INTL LTD COM 2962421 $1,474,880 35,200 SH x 1 35,200 WEIGHT WATCHERS INTL INC COM 948626106 $2,379,127 52,300 SH x 1 52,300 WHOLE FOODS MARKET INC COM 966837106 $1,530,466 32,200 SH x 1 32,200 XL CAPITAL LTD-CLASS A COM 2283401 $2,415,300 29,100 SH x 1 29,100
THE FOLLOWING OPTIONS LISTED WITH RESPECT TO MANAGER ABOVE. -----END PRIVACY-ENHANCED MESSAGE-----