0001080171-20-000004.txt : 20200515
0001080171-20-000004.hdr.sgml : 20200515
20200515151317
ACCESSION NUMBER: 0001080171-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200515
DATE AS OF CHANGE: 20200515
EFFECTIVENESS DATE: 20200515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARISTEIA CAPITAL LLC
CENTRAL INDEX KEY: 0001080171
IRS NUMBER: 133953132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-07622
FILM NUMBER: 20884358
BUSINESS ADDRESS:
STREET 1: ONE GREENWICH PLAZA
STREET 2: THIRD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 212-842-8900
MAIL ADDRESS:
STREET 1: ONE GREENWICH PLAZA
STREET 2: THIRD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: ARISTEIA ADVISORS LLC
DATE OF NAME CHANGE: 19990226
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001080171
XXXXXXXX
03-31-2020
03-31-2020
ARISTEIA CAPITAL LLC
ONE GREENWICH PLAZA
THIRD FLOOR
GREENWICH
CT
06830
13F HOLDINGS REPORT
028-07622
N
Andrew B. David
Chief Operating Officer
212-842-8939
Andrew B. David
New York
NY
05-15-2020
0
87
1184377
false
INFORMATION TABLE
2
13FXMLSQL_2020_Q1.xml
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
1121
1000000
PRN
SOLE
0
1000000
0
0
AMC ENTMT HLDGS INC
CL A COM
00165C104
632
200000
SH
SOLE
0
200000
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
998
276502
SH
SOLE
0
276502
0
0
ANTERO MIDSTREAM CORP
COM
03676B102
3571
1700500
SH
SOLE
0
1700500
0
0
BANDWIDTH INC
COM CL A
05988J103
1480
22000
SH
SOLE
0
22000
0
0
BLACKSTONE MTG TR INC
NOTE 4.375% 5/0
09257WAB6
22664
28508000
PRN
SOLE
0
28508000
0
0
BLACKSTONE MTG TR INC
NOTE 4.750% 3/1
09257WAC4
18517
23439000
PRN
SOLE
0
23439000
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
19855
5225000
SH
SOLE
0
5225000
0
0
CHESAPEAKE ENERGY CORP
NOTE 5.500% 9/1
165167CY1
2376
32100000
PRN
SOLE
0
32100000
0
0
CHURCHILL CAP CORP III
UNIT 03/01/2027
17144C203
2750
275000
SH
SOLE
0
275000
0
0
CITIC CAPITAL ACQUISITION CO
UNIT 99/99/9999
G21513125
683
69000
SH
SOLE
0
69000
0
0
CLEVELAND CLIFFS INC
DBCV 1.500% 1/1
185899AA9
10317
14500000
PRN
SOLE
0
14500000
0
0
CLOVIS ONCOLOGY INC
NOTE 1.250% 5/0
189464AC4
3007
4963000
PRN
SOLE
0
4963000
0
0
CORNERSTONE BLDG BRANDS INC
COM
21925D109
1369
300159
SH
SOLE
0
300159
0
0
CUMULUS MEDIA INC
COM CLASS A
231082801
270
49780
SH
SOLE
0
49780
0
0
CYTOKINETICS INC
NOTE 4.000%11/1
23282WAA8
2643
2000000
PRN
SOLE
0
2000000
0
0
DFP HEALTHCARE ACQUISITNS CO
UNIT 03/31/2025
23343Q209
1970
200000
SH
SOLE
0
200000
0
0
DIAMOND EAGLE ACQUISITION CO
*W EXP 06/30/202
25258L117
380
132833
SH
SOLE
0
132833
0
0
DISH NETWORK CORPORATION
NOTE 3.375% 8/1
25470MAB5
95872
118309000
PRN
SOLE
0
118309000
0
0
DMY TECHNOLOGY GROUP INC
UNIT 99/99/9999
233253202
737
75000
SH
SOLE
0
75000
0
0
EXACT SCIENCES CORP
NOTE 0.375% 3/0
30063PAC9
47768
60500000
PRN
SOLE
0
60500000
0
0
EXACT SCIENCES CORP
NOTE 0.375% 3/1
30063PAB1
5525
6537000
PRN
SOLE
0
6537000
0
0
FLYING EAGLE ACQUISITION COR
UNIT 99/99/9999
34407Y202
1745
175000
SH
SOLE
0
175000
0
0
GOLAR LNG LTD
NOTE 2.750% 2/1
38046YAB7
3523
5500000
PRN
SOLE
0
5500000
0
0
GOLAR LNG LTD
SHS
G9456A100
6148
780200
SH
Put
SOLE
0
780200
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
383
65750
SH
SOLE
0
65750
0
0
GORES HLDGS IV INC
UNIT 02/01/2023
382865202
1259
125000
SH
SOLE
0
125000
0
0
GREENROSE ACQUISITION CORP
UNIT 02/28/2024
395392202
4850
500000
SH
SOLE
0
500000
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
5713
10022126
SH
SOLE
0
10022126
0
0
IAC INTERACTIVECORP
COM
44919P508
371113
2070596
SH
SOLE
0
2070596
0
0
INTERPRIVATE ACQUISITION COR
UNIT 10/29/2024
46064A202
4945
500000
SH
SOLE
0
500000
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 8/1
472145AD3
4390
5000000
PRN
SOLE
0
5000000
0
0
KALEYRA INC
*W EXP 12/12/202
483379111
43
50000
SH
SOLE
0
50000
0
0
LIBERTY MEDIA CORP
DEB 3.750% 2/1
530715AL5
1634
2500000
PRN
SOLE
0
2500000
0
0
LIBERTY MEDIA CORP
DEB 4.000%11/1
530715AG6
7654
13547000
PRN
SOLE
0
13547000
0
0
LIBERTY MEDIA CORP DEL
NOTE 1.375%10/1
531229AB8
16108
17000000
PRN
SOLE
0
17000000
0
0
MICHAELS COS INC
COM
59408Q106
181
112000
SH
SOLE
0
112000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AF1
145544
140830000
PRN
SOLE
0
140830000
0
0
NEBULA ACQUISITION CORP
*W EXP 03/12/202
629076118
279
276341
SH
SOLE
0
276341
0
0
NIO INC
SPON ADS
62914V106
686
246600
SH
SOLE
0
246600
0
0
NUANCE COMMUNICATIONS INC
DBCV 1.000%12/1
67020YAK6
5749
6000000
PRN
SOLE
0
6000000
0
0
NUVASIVE INC
COM
670704105
2259
44600
SH
SOLE
0
44600
0
0
O-I GLASS INC
COM
67098H104
1915
269392
SH
SOLE
0
269392
0
0
ON SEMICONDUCTOR CORP
NOTE 1.000%12/0
682189AK1
31020
31148000
PRN
SOLE
0
31148000
0
0
OPKO HEALTH INC
COM
68375N103
171
127519
SH
SOLE
0
127519
0
0
OPKO HEALTH INC
NOTE 4.500% 2/1
68375NAD5
21638
32710000
PRN
SOLE
0
32710000
0
0
PAE INC
*W EXP 09/11/202
69290Y117
969
650000
SH
SOLE
0
650000
0
0
PALO ALTO NETWORKS INC
NOTE 0.750% 7/0
697435AD7
25716
26575000
PRN
SOLE
0
26575000
0
0
PURE ACQUISITION CORP
*W EXP 04/17/202
74621Q114
130
125050
SH
SOLE
0
125050
0
0
PURE ACQUISITION CORP
CL A
74621Q106
2599
250100
SH
SOLE
0
250100
0
0
RADIUS HEALTH INC
NOTE 3.000% 9/0
750469AA6
3734
5250000
PRN
SOLE
0
5250000
0
0
RANPAK HLDGS CORP
*W EXP 06/03/202
75321W111
431
375000
SH
SOLE
0
375000
0
0
SCVX CORP
UNIT 99/99/9999
G79448109
748
75000
SH
SOLE
0
75000
0
0
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
3398
76800
SH
Call
SOLE
0
76800
0
0
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
3398
76800
SH
Put
SOLE
0
76800
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
834
28700
SH
Call
SOLE
0
28700
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
834
28700
SH
Put
SOLE
0
28700
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
930
30000
SH
Call
SOLE
0
30000
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
930
30000
SH
Put
SOLE
0
30000
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
441
4500
SH
Call
SOLE
0
4500
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
441
4500
SH
Put
SOLE
0
4500
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
2440
44800
SH
Call
SOLE
0
44800
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
2440
44800
SH
Put
SOLE
0
44800
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
4783
54000
SH
Call
SOLE
0
54000
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
4783
54000
SH
Put
SOLE
0
54000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
3369
161800
SH
Call
SOLE
0
161800
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
3369
161800
SH
Put
SOLE
0
161800
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
2543
43100
SH
Call
SOLE
0
43100
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
2543
43100
SH
Put
SOLE
0
43100
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1119
20200
SH
Call
SOLE
0
20200
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1119
20200
SH
Put
SOLE
0
20200
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
748
16600
SH
Call
SOLE
0
16600
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
748
16600
SH
Put
SOLE
0
16600
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
4814
59900
SH
Call
SOLE
0
59900
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
4814
59900
SH
Put
SOLE
0
59900
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
3874
26166
SH
SOLE
0
26166
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
88830
600000
SH
Put
SOLE
0
600000
0
0
SUPERIOR ENERGY SVCS INC
COM NEW
868157306
1138
773883
SH
SOLE
0
773883
0
0
T MOBILE US INC
COM
872590104
19727
235120
SH
SOLE
0
235120
0
0
TESLA INC
NOTE 2.000% 5/1
88160RAG6
47494
26000000
PRN
SOLE
0
26000000
0
0
TILRAY INC
NOTE 5.000%10/0
88688TAB6
4735
14750000
PRN
SOLE
0
14750000
0
0
TWITTER INC
NOTE 0.250% 6/1
90184LAF9
25234
28061000
PRN
SOLE
0
28061000
0
0
US ECOLOGY INC
*W EXP 10/17/202
91734M111
44
11524
SH
SOLE
0
11524
0
0
VALARIS PLC
SHS CLASS A
G9402V109
225
500000
SH
Put
SOLE
0
500000
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
3456
150000
SH
Put
SOLE
0
150000
0
0
VERTIV HOLDINGS CO
*W EXP 06/12/202
92537N116
1127
626191
SH
SOLE
0
626191
0
0
ZILLOW GROUP INC
NOTE 2.000%12/0
98954MAB7
19873
19698000
PRN
SOLE
0
19698000
0
0