Chief Operating Officer

0001080171-19-000005.txt : 20190516 0001080171-19-000005.hdr.sgml : 20190516 20190515182543 ACCESSION NUMBER: 0001080171-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARISTEIA CAPITAL LLC CENTRAL INDEX KEY: 0001080171 IRS NUMBER: 133953132 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07622 FILM NUMBER: 19830093 BUSINESS ADDRESS: STREET 1: ONE GREENWICH PLAZA STREET 2: THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 212-842-8900 MAIL ADDRESS: STREET 1: ONE GREENWICH PLAZA STREET 2: THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: ARISTEIA ADVISORS LLC DATE OF NAME CHANGE: 19990226 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001080171 XXXXXXXX 03-31-2019 03-31-2019 ARISTEIA CAPITAL LLC

ONE GREENWICH PLAZA THIRD FLOOR GREENWICH CT 06830

13F HOLDINGS REPORT 028-07622 N Andrew B. David Chief Operating Officer 212-842-8939 Andrew B. David New York NY 05-15-2019 0 51 1834465 false INFORMATION TABLE 2 13FXMLSQL_2019_Q1.xml ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 47692 261400 SH Call SOLE 0 261400 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 47692 261400 SH Put SOLE 0 261400 0 0 ALTABA INC COM 021346101 786226 10607476 SH SOLE 0 10607476 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 3447 38800 SH SOLE 0 38800 0 0 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 11336 11194000 PRN SOLE 0 11194000 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 72616 51000000 PRN SOLE 0 51000000 0 0 CHEGG INC COM 163092109 2440 64000 SH SOLE 0 64000 0 0 CHESAPEAKE ENERGY CORP NOTE 5.500% 9/1 165167CY1 30196 32500000 PRN SOLE 0 32500000 0 0 CONSTELLIUM NV CL A N22035104 1149 144000 SH SOLE 0 144000 0 0 DOCUSIGN INC COM 256163106 5003 96500 SH SOLE 0 96500 0 0 ENSCO JERSEY FIN LTD NOTE 3.000% 1/3 29359WAB1 16250 21000000 PRN SOLE 0 21000000 0 0 EURONET WORLDWIDE INC COM 298736109 3237 22700 SH SOLE 0 22700 0 0 FORD MTR CO DEL COM 345370860 17911 2040000 SH Put SOLE 0 2040000 0 0 GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 16679 1590000 SH SOLE 0 1590000 0 0 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 42759 40372000 PRN SOLE 0 40372000 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 1746 32948 SH SOLE 0 32948 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 11386 8758093 SH SOLE 0 8758093 0 0 IAC INTERACTIVECORP COM 44919P508 79805 379827 SH SOLE 0 379827 0 0 ILLUMINA INC COM 452327109 3604 11600 SH SOLE 0 11600 0 0 INTELSAT S A COM L5140P101 1175 75000 SH Call SOLE 0 75000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 43235 500000 SH Put SOLE 0 500000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 29087 190000 SH Call SOLE 0 190000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 29087 190000 SH Put SOLE 0 190000 0 0 LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 7247 10579000 PRN SOLE 0 10579000 0 0 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 12112 17553000 PRN SOLE 0 17553000 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 10111 9000000 PRN SOLE 0 9000000 0 0 LIVEPERSON INC COM 538146101 2084 71800 SH SOLE 0 71800 0 0 MEDICINES CO NOTE 2.750% 7/1 584688AG0 10409 12300000 PRN SOLE 0 12300000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 90660 82396000 PRN SOLE 0 82396000 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 5080 4600000 PRN SOLE 0 4600000 0 0 NABORS INDS INC NEW NOTE 0.750% 1/1 62957HAB1 9483 13250000 PRN SOLE 0 13250000 0 0 NEBULA ACQUISITION CORP COM CLASS A 629076100 509 51000 SH SOLE 0 51000 0 0 NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 8497 829024 SH SOLE 0 829024 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 77262 62390000 PRN SOLE 0 62390000 0 0 OPKO HEALTH INC NOTE 4.500% 2/1 68375NAD5 15561 16450000 PRN SOLE 0 16450000 0 0 PLURALSIGHT INC COM CL A 72941B106 1222 38500 SH SOLE 0 38500 0 0 PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 2646 250100 SH SOLE 0 250100 0 0 RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 29970 36000000 PRN SOLE 0 36000000 0 0 SEADRILL LTD COM G7998G106 41892 5041162 SH SOLE 0 5041162 0 0 SEADRILL PARTNERS LLC COMUNIT REP LB Y7545W109 4066 4748077 SH SOLE 0 4748077 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 3260 49300 SH Call SOLE 0 49300 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 3260 49300 SH Put SOLE 0 49300 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 73206 600000 SH Put SOLE 0 600000 0 0 STARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0 85571WAB5 7956 6000000 PRN SOLE 0 6000000 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 28271 30500000 PRN SOLE 0 30500000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 16889 1077100 SH Put SOLE 0 1077100 0 0 TRONOX HOLDINGS PLC SHS G9087Q102 14975 1138776 SH SOLE 0 1138776 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 12331 550000 SH Put SOLE 0 550000 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 1954 2800000 SH SOLE 0 2800000 0 0 WIX COM LTD SHS M98068105 9763 80800 SH SOLE 0 80800 0 0 ZIONS BANCORPORATION N A *W EXP 05/21/202 989701115 30031 2262186 SH SOLE 0 2262186 0 0