0000899243-17-026205.txt : 20171114
0000899243-17-026205.hdr.sgml : 20171114
20171114164820
ACCESSION NUMBER: 0000899243-17-026205
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171110
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DREW JOHN
CENTRAL INDEX KEY: 0001188456
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25779
FILM NUMBER: 171202412
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trudeau Robert
CENTRAL INDEX KEY: 0001343722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25779
FILM NUMBER: 171202429
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOAG JAY C
CENTRAL INDEX KEY: 0001082906
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25779
FILM NUMBER: 171202431
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIMBALL RICK
CENTRAL INDEX KEY: 0001197937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25779
FILM NUMBER: 171202413
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REYNOLDS JON Q JR
CENTRAL INDEX KEY: 0001188444
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25779
FILM NUMBER: 171202410
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TCV VI L P
CENTRAL INDEX KEY: 0001346000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25779
FILM NUMBER: 171202427
BUSINESS ADDRESS:
STREET 1: 528 RAMONA ST
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 7818908800
MAIL ADDRESS:
STREET 1: 528 RAMONA ST
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Technology Crossover Management VI, L.L.C.
CENTRAL INDEX KEY: 0001370400
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1206
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25779
FILM NUMBER: 171202428
BUSINESS ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-8218
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TCV VI Management, L.L.C.
CENTRAL INDEX KEY: 0001612203
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25779
FILM NUMBER: 171202415
BUSINESS ADDRESS:
STREET 1: TECHNOLOGY CROSSOVER VENTURES
STREET 2: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-8200
MAIL ADDRESS:
STREET 1: TECHNOLOGY CROSSOVER VENTURES
STREET 2: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TCV Member Fund, L.P.
CENTRAL INDEX KEY: 0001361345
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25779
FILM NUMBER: 171202426
BUSINESS ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-8233
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THESTREET, INC.
CENTRAL INDEX KEY: 0001080056
STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711]
IRS NUMBER: 061515824
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14 WALL STREET, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212 321 5000
MAIL ADDRESS:
STREET 1: 14 WALL STREET, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: THESTREET COM
DATE OF NAME CHANGE: 19990218
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-10
0
0001080056
THESTREET, INC.
TST
0001082906
HOAG JAY C
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
0
0
1
0
0001197937
KIMBALL RICK
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
0
0
1
0
0001188456
DREW JOHN
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
0
0
1
0
0001188444
REYNOLDS JON Q JR
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
0
0
1
0
0001343722
Trudeau Robert
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
0
0
1
0
0001370400
Technology Crossover Management VI, L.L.C.
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
0
0
1
0
0001346000
TCV VI L P
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
0
0
1
0
0001361345
TCV Member Fund, L.P.
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
0
0
1
0
0001612203
TCV VI Management, L.L.C.
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
0
0
1
0
Common Stock
2017-11-10
4
J
0
5951946
A
5951946
I
By TCV VI, L.P.
Common Stock
2017-11-10
4
J
0
48054
A
48054
I
By TCV Member Fund, L.P.
Common Stock
152377
I
By TCV VI Management, L.L.C.
Series B Preferred Stock
2017-11-10
4
J
0
5455.95
D
Common Stock
3826051
0
I
TCV VI, L.P.
Series B Preferred Stock
2017-11-10
4
J
0
44.05
D
Common Stock
30891
0
I
TCV Member Fund, L.P.
Pursuant to an exchange agreement by and among the Issuer and the TCV VI Funds (as defined below), each share of Series B convertible preferred stock was exchanged for 1,090.9 shares of Common Stock and approximately $3,636.36 in cash.
Technology Crossover Management VI, L.L.C. ("Management VI"), as the general partner of TCV VI, L.P. ("TCV VI") and a general partner of the TCV Member Fund, L.P. ("Member Fund" and, together with TCV VI, the "TCV VI Funds"), may be deemed to share beneficial ownership of the shares held by the TCV VI Funds. Management VI disclaims any such beneficial ownership, except to the extent of its pecuniary interest therein. Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Management VI and limited partners of Member Fund and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by the TCV VI Funds. Additionally, each of the Management VI Members are Members of TCV VI Management, L.L.C. ("TCV VI Management") and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management.
(Continued from footnote 2) Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein.
Each share of Series B convertible preferred stock was convertible at any time at the option of the holder into approximately 701.3 shares of Common Stock and had no expiration date.
Jay C. Hoag, By: /s/ Frederic D. Fenton, Authorized Signatory
2017-11-14
Richard H. Kimball, By: /s/ Frederic D. Fenton, Authorized Signatory
2017-11-14
John L. Drew, By: /s/ Frederic D. Fenton, Authorized Signatory
2017-11-14
John Q. Reynolds, Jr., By: /s/ Frederic D. Fenton, Authorized Signatory
2017-11-14
Robert W. Trudeau, By: /s/ Frederic D. Fenton, Authorized Signatory
2017-11-14
Technology Crossover Management VI, L.L.C., By: /s/ Frederic D. Fenton, Authorized Signatory
2017-11-14
TCV VI, L.P., By: /s/ Frederic D. Fenton, Authorized Signatory
2017-11-14
TCV Member Fund, L.P., By: /s/ Frederic D. Fenton, Authorized Signatory
2017-11-14
TCV VI Management, L.L.C., By: /s/ Frederic D. Fenton, Authorized Signatory
2017-11-14