CHIEF COMPLIANCE OFFICER

0001811480-24-000004.txt : 20240513 0001811480-24-000004.hdr.sgml : 20240513 20240510174057 ACCESSION NUMBER: 0001811480-24-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240513 DATE AS OF CHANGE: 20240510 EFFECTIVENESS DATE: 20240513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 ORGANIZATION NAME: IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 24936213 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001079935 XXXXXXXX 03-31-2024 03-31-2024 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N ERIC ROSEN CHIEF COMPLIANCE OFFICER 3107122363 ERIC ROSEN LOS ANGELES CA 05-10-2024 1 314 3538062052 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq124.xml AT&T INC COM 00206R102 178317 10132 SH DFND 1 0 0 10132 AT&T INC COM 00206R102 16460 935 SH SOLE 0 0 935 ARK ETF TR INNOVATION ETF 00214Q104 551 11 SH SOLE 0 0 11 ARK ETF TR INNOVATION ETF 00214Q104 255741 5107 SH DFND 1 0 0 5107 ABBOTT LABS COM 002824100 221978 1953 SH DFND 1 0 0 1953 ABBOTT LABS COM 002824100 18397 162 SH SOLE 0 0 162 ABBVIE INC COM 00287Y109 18210 100 SH SOLE 0 0 100 ABBVIE INC COM 00287Y109 298411 1639 SH DFND 1 0 0 1639 ADOBE INC COM 00724F101 414277 821 SH DFND 1 0 0 821 ADOBE INC COM 00724F101 26239 52 SH SOLE 0 0 52 ADVANCED MICRO DEVICES INC COM 007903107 97104 538 SH SOLE 0 0 538 ADVANCED MICRO DEVICES INC COM 007903107 144572 801 SH DFND 1 0 0 801 ALLSTATE CORP COM 020002101 218512 1263 SH DFND 1 0 0 1263 ALLSTATE CORP COM 020002101 1388 8 SH SOLE 0 0 8 ALPHABET INC CAP STK CL C 02079K107 62427 410 SH SOLE 0 0 410 ALPHABET INC CAP STK CL C 02079K107 337713 2218 SH DFND 1 0 0 2218 ALPHABET INC CAP STK CL A 02079K305 40046106 265329 SH DFND 1 0 0 265329 ALPHABET INC CAP STK CL A 02079K305 12372336 81974 SH SOLE 0 0 81974 AMAZON COM INC COM 023135106 13496573 74823 SH SOLE 0 0 74823 AMAZON COM INC COM 023135106 45059994 249806 SH DFND 1 0 0 249806 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 4520960 70928 SH DFND 1 0 0 70928 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 1157072 18153 SH SOLE 0 0 18153 AMGEN INC COM 031162100 752879 2648 SH SOLE 0 0 2648 AMGEN INC COM 031162100 33834 119 SH DFND 1 0 0 119 ELEVANCE HEALTH INC COM 036752103 3283619 6332 SH DFND 1 0 0 6332 ELEVANCE HEALTH INC COM 036752103 719785 1388 SH SOLE 0 0 1388 APPLE INC COM 037833100 11353996 66212 SH SOLE 0 0 66212 APPLE INC COM 037833100 41529739 242184 SH DFND 1 0 0 242184 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 287846 17573 SH DFND 1 0 0 17573 APPLIED MATLS INC COM 038222105 12782385 61981 SH DFND 1 0 0 61981 APPLIED MATLS INC COM 038222105 4052658 19651 SH SOLE 0 0 19651 AUTOMATIC DATA PROCESSING IN COM 053015103 194420 778 SH SOLE 0 0 778 AUTOMATIC DATA PROCESSING IN COM 053015103 52445 210 SH DFND 1 0 0 210 AVID BIOSERVICES INC COM 05368M106 85191 12715 SH SOLE 0 0 12715 AXSOME THERAPEUTICS INC COM 05464T104 210034 2632 SH DFND 1 0 0 2632 BANK AMERICA CORP COM 060505104 128179 3380 SH DFND 1 0 0 3380 BANK AMERICA CORP COM 060505104 72350 1908 SH SOLE 0 0 1908 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 273338 650 SH SOLE 0 0 650 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 764505 1818 SH DFND 1 0 0 1818 BLACKROCK INC COM 09247X101 12090167 14502 SH DFND 1 0 0 14502 BLACKROCK INC COM 09247X101 3907674 4687 SH SOLE 0 0 4687 BLACKSTONE INC COM 09260D107 24829 189 SH SOLE 0 0 189 BLACKSTONE INC COM 09260D107 178573 1359 SH DFND 1 0 0 1359 BOEING CO COM 097023105 269485 1396 SH DFND 1 0 0 1396 BOEING CO COM 097023105 86941 451 SH SOLE 0 0 451 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 760601 5124 SH SOLE 0 0 5124 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 2379198 16028 SH DFND 1 0 0 16028 BROADCOM INC COM 11135F101 44199355 33348 SH DFND 1 0 0 33348 BROADCOM INC COM 11135F101 13502328 10187 SH SOLE 0 0 10187 CDW CORP COM 12514G108 853471 3337 SH SOLE 0 0 3337 CDW CORP COM 12514G108 2540527 9932 SH DFND 1 0 0 9932 CAPITAL GROUP GROWTH ETF SHS CREATION UNI 14020G101 53083358 1659374 SH DFND 1 0 0 1659374 CAPITAL GROUP GROWTH ETF SHS CREATION UNI 14020G101 19855790 620687 SH SOLE 0 0 620687 CARRIER GLOBAL CORPORATION COM 14448C104 207640 3572 SH DFND 1 0 0 3572 CELSIUS HLDGS INC COM NEW 15118V207 248760 3000 SH DFND 1 0 0 3000 CHEVRON CORP NEW COM 166764100 40451391 256443 SH DFND 1 0 0 256443 CHEVRON CORP NEW COM 166764100 12356637 78335 SH SOLE 0 0 78335 CISCO SYS INC COM 17275R102 11403749 228486 SH SOLE 0 0 228486 CISCO SYS INC COM 17275R102 36682934 734982 SH DFND 1 0 0 734982 COSTCO WHSL CORP NEW COM 22160K105 257353 351 SH DFND 1 0 0 351 COSTCO WHSL CORP NEW COM 22160K105 23127 32 SH SOLE 0 0 32 DEERE & CO COM 244199105 12346278 30059 SH SOLE 0 0 30059 DEERE & CO COM 244199105 39602559 96418 SH DFND 1 0 0 96418 DISNEY WALT CO COM 254687106 396383 3239 SH DFND 1 0 0 3239 DISNEY WALT CO COM 254687106 137215 1121 SH SOLE 0 0 1121 DOMINION ENERGY INC COM 25746U109 334718 6805 SH DFND 1 0 0 6805 DRAFTKINGS INC NEW COM CL A 26142V105 220763 4862 SH DFND 1 0 0 4862 EPAM SYS INC COM 29414B104 249777 904 SH DFND 1 0 0 904 EPAM SYS INC COM 29414B104 75668 274 SH SOLE 0 0 274 EXXON MOBIL CORP COM 30231G102 84037 723 SH SOLE 0 0 723 EXXON MOBIL CORP COM 30231G102 1511512 13003 SH DFND 1 0 0 13003 META PLATFORMS INC CL A 30303M102 40217802 82824 SH DFND 1 0 0 82824 META PLATFORMS INC CL A 30303M102 12300455 25331 SH SOLE 0 0 25331 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 370159 12535 SH DFND 1 0 0 12535 FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 33740F722 660490 14047 SH DFND 1 0 0 14047 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 243720532 5589920 SH DFND 1 0 0 5589920 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 51361051 1178006 SH SOLE 0 0 1178006 FORD MTR CO DEL COM 345370860 13280 1000 SH SOLE 0 0 1000 FORD MTR CO DEL COM 345370860 781669 58861 SH DFND 1 0 0 58861 FREEPORT-MCMORAN INC CL B 35671D857 13255875 281920 SH DFND 1 0 0 281920 FREEPORT-MCMORAN INC CL B 35671D857 4284051 91111 SH SOLE 0 0 91111 GALLAGHER ARTHUR J & CO COM 363576109 1530495 6121 SH SOLE 0 0 6121 GALLAGHER ARTHUR J & CO COM 363576109 40506 162 SH DFND 1 0 0 162 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 595079 33226 SH DFND 1 0 0 33226 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 3637554 106082 SH DFND 1 0 0 106082 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 937557 27342 SH SOLE 0 0 27342 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 117122008 1128452 SH SOLE 0 0 1128452 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 399191047 3846142 SH DFND 1 0 0 3846142 HARTFORD FINL SVCS GROUP INC COM 416515104 206100 2000 SH DFND 1 0 0 2000 HOME DEPOT INC COM 437076102 539897 1407 SH DFND 1 0 0 1407 HOME DEPOT INC COM 437076102 32606 85 SH SOLE 0 0 85 INTERNATIONAL BUSINESS MACHS COM 459200101 128673 674 SH SOLE 0 0 674 INTERNATIONAL BUSINESS MACHS COM 459200101 265893 1392 SH DFND 1 0 0 1392 INVESCO QQQ TR UNIT SER 1 46090E103 1742851 3925 SH DFND 1 0 0 3925 INVESCO QQQ TR UNIT SER 1 46090E103 515235 1160 SH SOLE 0 0 1160 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 306612 8350 SH SOLE 0 0 8350 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 236860 6450 SH DFND 1 0 0 6450 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 797617 6944 SH DFND 1 0 0 6944 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 212146 1847 SH SOLE 0 0 1847 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 166478 7871 SH SOLE 0 0 7871 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 1091812 51622 SH DFND 1 0 0 51622 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 243189 12607 SH DFND 1 0 0 12607 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 244025 12703 SH DFND 1 0 0 12703 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 245895 12036 SH DFND 1 0 0 12036 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 249396 11893 SH DFND 1 0 0 11893 ISHARES GOLD TR ISHARES NEW 464285204 77466 1844 SH DFND 1 0 0 1844 ISHARES GOLD TR ISHARES NEW 464285204 349607 8322 SH SOLE 0 0 8322 ISHARES TR CORE S&P500 ETF 464287200 968395 1842 SH DFND 1 0 0 1842 ISHARES TR S&P 500 GRWT ETF 464287309 2519666 29840 SH DFND 1 0 0 29840 ISHARES TR S&P 500 GRWT ETF 464287309 2775965 32875 SH SOLE 0 0 32875 ISHARES TR 1 3 YR TREAS BD 464287457 308065 3767 SH SOLE 0 0 3767 ISHARES TR 1 3 YR TREAS BD 464287457 40972 501 SH DFND 1 0 0 501 ISHARES TR RUS MID CAP ETF 464287499 539690 6418 SH DFND 1 0 0 6418 ISHARES TR EXPND TEC SC ETF 464287549 66230217 768510 SH DFND 1 0 0 768510 ISHARES TR EXPND TEC SC ETF 464287549 20731581 240561 SH SOLE 0 0 240561 ISHARES TR S&P MC 400GR ETF 464287606 2624942 28766 SH SOLE 0 0 28766 ISHARES TR S&P MC 400GR ETF 464287606 1571709 17224 SH DFND 1 0 0 17224 ISHARES TR RUS 1000 ETF 464287622 328642 1141 SH DFND 1 0 0 1141 ISHARES TR S&P MC 400VL ETF 464287705 1624843 13736 SH DFND 1 0 0 13736 ISHARES TR S&P MC 400VL ETF 464287705 3018766 25520 SH SOLE 0 0 25520 ISHARES TR CORE S&P SCP ETF 464287804 82567 747 SH SOLE 0 0 747 ISHARES TR CORE S&P SCP ETF 464287804 176575 1598 SH DFND 1 0 0 1598 ISHARES TR SP SMCP600VL ETF 464287879 407182 3962 SH DFND 1 0 0 3962 ISHARES TR SP SMCP600VL ETF 464287879 592876 5770 SH SOLE 0 0 5770 ISHARES TR S&P SML 600 GWT 464287887 524567 4013 SH SOLE 0 0 4013 ISHARES TR S&P SML 600 GWT 464287887 334590 2559 SH DFND 1 0 0 2559 ISHARES TR NATIONAL MUN ETF 464288414 146228 1359 SH DFND 1 0 0 1359 ISHARES TR NATIONAL MUN ETF 464288414 160324 1490 SH SOLE 0 0 1490 ISHARES TR INTL SEL DIV ETF 464288448 3851719 137365 SH SOLE 0 0 137365 ISHARES TR INTL SEL DIV ETF 464288448 14170190 505356 SH DFND 1 0 0 505356 ISHARES TR US AER DEF ETF 464288760 516339 3914 SH DFND 1 0 0 3914 ISHARES TR U.S. MED DVC ETF 464288810 479501 8184 SH DFND 1 0 0 8184 ISHARES TR MSCI USA VALUE 46432F388 729136 6732 SH DFND 1 0 0 6732 ISHARES TR MSCI USA VALUE 46432F388 108 1 SH SOLE 0 0 1 ISHARES TR MSCI USA MMENTM 46432F396 5995 32 SH SOLE 0 0 32 ISHARES TR MSCI USA MMENTM 46432F396 197842 1056 SH DFND 1 0 0 1056 ISHARES INC ESG AWR MSCI EM 46434G863 192478 5972 SH DFND 1 0 0 5972 ISHARES INC ESG AWR MSCI EM 46434G863 26977 837 SH SOLE 0 0 837 ISHARES TR US SML CAP EQT 46434V290 240078 3776 SH SOLE 0 0 3776 ISHARES TR US SML CAP EQT 46434V290 947442 14902 SH DFND 1 0 0 14902 ISHARES TR TRS FLT RT BD 46434V860 1374409 27114 SH SOLE 0 0 27114 ISHARES TR CORE MSCI INTL 46435G326 25865341 385302 SH SOLE 0 0 385302 ISHARES TR CORE MSCI INTL 46435G326 14127149 210445 SH DFND 1 0 0 210445 ISHARES TR ESG AW MSCI EAFE 46435G516 297904 3728 SH DFND 1 0 0 3728 ISHARES TR ESG AW MSCI EAFE 46435G516 41873 524 SH SOLE 0 0 524 ISHARES TR BROAD USD HIGH 46435U853 110946 3032 SH SOLE 0 0 3032 ISHARES TR BROAD USD HIGH 46435U853 738668 20188 SH DFND 1 0 0 20188 JPMORGAN CHASE & CO COM 46625H100 963044 4808 SH DFND 1 0 0 4808 JPMORGAN CHASE & CO COM 46625H100 86930 434 SH SOLE 0 0 434 JABIL INC COM 466313103 725556 5417 SH SOLE 0 0 5417 JABIL INC COM 466313103 2295870 17140 SH DFND 1 0 0 17140 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 1699789 29378 SH DFND 1 0 0 29378 J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 46641Q647 7302602 143922 SH DFND 1 0 0 143922 J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 46641Q647 180127 3550 SH SOLE 0 0 3550 J P MORGAN EXCHANGE TRADED F US MOMENTUM 46641Q779 914472 17359 SH SOLE 0 0 17359 J P MORGAN EXCHANGE TRADED F US MOMENTUM 46641Q779 3656581 69411 SH DFND 1 0 0 69411 J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 46654Q203 294306 5426 SH DFND 1 0 0 5426 JACOBS SOLUTIONS INC COM 46982L108 2417165 15723 SH DFND 1 0 0 15723 JACOBS SOLUTIONS INC COM 46982L108 769809 5008 SH SOLE 0 0 5008 JOHNSON & JOHNSON COM 478160104 99502 629 SH SOLE 0 0 629 JOHNSON & JOHNSON COM 478160104 564180 3566 SH DFND 1 0 0 3566 KINSALE CAP GROUP INC COM 49714P108 267093 509 SH DFND 1 0 0 509 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2191536 10032 SH DFND 1 0 0 10032 LABORATORY CORP AMER HLDGS COM NEW 50540R409 698980 3200 SH SOLE 0 0 3200 LOWES COS INC COM 548661107 48372 190 SH SOLE 0 0 190 LOWES COS INC COM 548661107 248270 975 SH DFND 1 0 0 975 MASTERCARD INCORPORATED CL A 57636Q104 42399768 88045 SH DFND 1 0 0 88045 MASTERCARD INCORPORATED CL A 57636Q104 12906779 26801 SH SOLE 0 0 26801 MCKESSON CORP COM 58155Q103 12786623 23818 SH SOLE 0 0 23818 MCKESSON CORP COM 58155Q103 41907240 78061 SH DFND 1 0 0 78061 MERCK & CO INC COM 58933Y105 12775568 96821 SH DFND 1 0 0 96821 MERCK & CO INC COM 58933Y105 4094828 31033 SH SOLE 0 0 31033 METLIFE INC COM 59156R108 12630860 170434 SH SOLE 0 0 170434 METLIFE INC COM 59156R108 40987081 553057 SH DFND 1 0 0 553057 MICROSOFT CORP COM 594918104 44965057 106876 SH DFND 1 0 0 106876 MICROSOFT CORP COM 594918104 12963349 30812 SH SOLE 0 0 30812 MONDELEZ INTL INC CL A 609207105 698261 9975 SH SOLE 0 0 9975 MONDELEZ INTL INC CL A 609207105 2138022 30543 SH DFND 1 0 0 30543 MORGAN STANLEY COM NEW 617446448 469497 4986 SH DFND 1 0 0 4986 MORGAN STANLEY COM NEW 617446448 137904 1465 SH SOLE 0 0 1465 NEXTERA ENERGY INC COM 65339F101 4075392 63768 SH SOLE 0 0 63768 NEXTERA ENERGY INC COM 65339F101 12765937 199749 SH DFND 1 0 0 199749 NORFOLK SOUTHN CORP COM 655844108 293254 1151 SH DFND 1 0 0 1151 NVIDIA CORPORATION COM 67066G104 3232743 3578 SH DFND 1 0 0 3578 NVIDIA CORPORATION COM 67066G104 842139 932 SH SOLE 0 0 932 NUVEEN AMT FREE MUN CR INC F COM 67071L106 648786 53398 SH DFND 1 0 0 53398 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 662339 8683 SH DFND 1 0 0 8683 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 185360 2430 SH SOLE 0 0 2430 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 86075 2215 SH SOLE 0 0 2215 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 626501 16122 SH DFND 1 0 0 16122 OREILLY AUTOMOTIVE INC COM 67103H107 42226885 37406 SH DFND 1 0 0 37406 OREILLY AUTOMOTIVE INC COM 67103H107 12959542 11480 SH SOLE 0 0 11480 PACER FDS TR US CASH COWS 100 69374H881 231564 3985 SH DFND 1 0 0 3985 PEPSICO INC COM 713448108 2278925 13022 SH DFND 1 0 0 13022 PEPSICO INC COM 713448108 738094 4217 SH SOLE 0 0 4217 REVVITY INC COM 714046109 406980 3876 SH DFND 1 0 0 3876 PFIZER INC COM 717081103 284292 10245 SH DFND 1 0 0 10245 PFIZER INC COM 717081103 3857 139 SH SOLE 0 0 139 PROCTER AND GAMBLE CO COM 742718109 936887 5774 SH SOLE 0 0 5774 PROCTER AND GAMBLE CO COM 742718109 3365808 20745 SH DFND 1 0 0 20745 PROLOGIS INC. COM 74340W103 11587621 88985 SH DFND 1 0 0 88985 PROLOGIS INC. COM 74340W103 3676857 28236 SH SOLE 0 0 28236 RBB FD INC MOTLEY FOOL GBL 74933W635 304676 10052 SH DFND 1 0 0 10052 SPDR S&P 500 ETF TR TR UNIT 78462F103 4269236 8162 SH DFND 1 0 0 8162 SPDR S&P 500 ETF TR TR UNIT 78462F103 304660 582 SH SOLE 0 0 582 SPDR GOLD TR GOLD SHS 78463V107 317837 1545 SH SOLE 0 0 1545 SPDR GOLD TR GOLD SHS 78463V107 326272 1586 SH DFND 1 0 0 1586 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 5403498 149309 SH DFND 1 0 0 149309 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 10704755 295793 SH SOLE 0 0 295793 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1369278 48214 SH SOLE 0 0 48214 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 12501879 440207 SH DFND 1 0 0 440207 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 164017544 4576382 SH DFND 1 0 0 4576382 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 49136764 1371003 SH SOLE 0 0 1371003 SPDR SER TR NYSE TECH ETF 78464A102 84993 466 SH SOLE 0 0 466 SPDR SER TR NYSE TECH ETF 78464A102 178744 980 SH DFND 1 0 0 980 SPDR SER TR S&P 600 SMCP GRW 78464A201 3588360 41137 SH DFND 1 0 0 41137 SPDR SER TR S&P 600 SMCP GRW 78464A201 4377198 50180 SH SOLE 0 0 50180 SPDR SER TR S&P 600 SMCP VAL 78464A300 6013854 72482 SH SOLE 0 0 72482 SPDR SER TR S&P 600 SMCP VAL 78464A300 3328655 40119 SH DFND 1 0 0 40119 SPDR SER TR PORTFOLIO AGRGTE 78464A649 6430632 254376 SH DFND 1 0 0 254376 SPDR SER TR PORTFOLIO AGRGTE 78464A649 1072555 42427 SH SOLE 0 0 42427 SPDR SER TR S&P INS ETF 78464A789 468630 9000 SH DFND 1 0 0 9000 SPDR SER TR S&P 400 MDCP GRW 78464A821 1479835 16953 SH DFND 1 0 0 16953 SPDR SER TR S&P 400 MDCP GRW 78464A821 2804394 32127 SH SOLE 0 0 32127 SPDR SER TR S&P 400 MDCP VAL 78464A839 3097353 40755 SH SOLE 0 0 40755 SPDR SER TR S&P 400 MDCP VAL 78464A839 1777260 23385 SH DFND 1 0 0 23385 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 223573917 5582370 SH DFND 1 0 0 5582370 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 59692825 1490458 SH SOLE 0 0 1490458 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 221155 556 SH SOLE 0 0 556 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 97671 246 SH DFND 1 0 0 246 SALESFORCE INC COM 79466L302 41016801 136187 SH DFND 1 0 0 136187 SALESFORCE INC COM 79466L302 12574867 41752 SH SOLE 0 0 41752 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 78568 1266 SH SOLE 0 0 1266 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 542715 8745 SH DFND 1 0 0 8745 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 1196370 20978 SH DFND 1 0 0 20978 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 275056 4823 SH SOLE 0 0 4823 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 26075656 386937 SH SOLE 0 0 386937 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 153244586 2273996 SH DFND 1 0 0 2273996 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 488511 12519 SH DFND 1 0 0 12519 SCHWAB STRATEGIC TR US TIPS ETF 808524870 303808 5825 SH DFND 1 0 0 5825 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 66984419 453425 SH DFND 1 0 0 453425 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 20630268 139648 SH SOLE 0 0 139648 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 254831 3337 SH SOLE 0 0 3337 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 679188 8895 SH DFND 1 0 0 8895 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 222365 5279 SH DFND 1 0 0 5279 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 38881 923 SH SOLE 0 0 923 SELECT SECTOR SPDR TR INDL 81369Y704 21055083 167157 SH SOLE 0 0 167157 SELECT SECTOR SPDR TR INDL 81369Y704 68156541 541097 SH DFND 1 0 0 541097 SHOPIFY INC CL A 82509L107 216462 2805 SH DFND 1 0 0 2805 SHOPIFY INC CL A 82509L107 772 10 SH SOLE 0 0 10 SHORE BANCSHARES INC COM 825107105 133331 11594 SH DFND 1 0 0 11594 T-MOBILE US INC COM 872590104 2278068 13957 SH DFND 1 0 0 13957 T-MOBILE US INC COM 872590104 744715 4563 SH SOLE 0 0 4563 TELEDYNE TECHNOLOGIES INC COM 879360105 625090 1456 SH SOLE 0 0 1456 TELEDYNE TECHNOLOGIES INC COM 879360105 1882998 4386 SH DFND 1 0 0 4386 TESLA INC COM 88160R101 1024969 5831 SH DFND 1 0 0 5831 TESLA INC COM 88160R101 152213 866 SH SOLE 0 0 866 THERMO FISHER SCIENTIFIC INC COM 883556102 12200890 20992 SH SOLE 0 0 20992 THERMO FISHER SCIENTIFIC INC COM 883556102 39488963 67943 SH DFND 1 0 0 67943 TRUIST FINL CORP COM 89832Q109 269196 6906 SH DFND 1 0 0 6906 UNITEDHEALTH GROUP INC COM 91324P102 514983 1041 SH DFND 1 0 0 1041 UNITEDHEALTH GROUP INC COM 91324P102 121863 246 SH SOLE 0 0 246 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 252371 1382 SH SOLE 0 0 1382 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1348940 7387 SH DFND 1 0 0 7387 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 723191 14415 SH DFND 1 0 0 14415 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 248066 4945 SH SOLE 0 0 4945 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 964669 7973 SH SOLE 0 0 7973 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 4224101 34913 SH DFND 1 0 0 34913 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 18263195 265453 SH DFND 1 0 0 265453 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 4818890 70042 SH SOLE 0 0 70042 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 412427 7032 SH DFND 1 0 0 7032 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2550616 61063 SH DFND 1 0 0 61063 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3894413 93235 SH SOLE 0 0 93235 VANGUARD WORLD FD HEALTH CAR ETF 92204A504 3246 12 SH SOLE 0 0 12 VANGUARD WORLD FD HEALTH CAR ETF 92204A504 1197522 4427 SH DFND 1 0 0 4427 VANGUARD WORLD FD INF TECH ETF 92204A702 1851180 3531 SH DFND 1 0 0 3531 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 556878 1158 SH DFND 1 0 0 1158 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 22265 46 SH SOLE 0 0 46 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 642505 4121 SH SOLE 0 0 4121 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 609095 3907 SH DFND 1 0 0 3907 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 747583 3171 SH DFND 1 0 0 3171 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 481719 2043 SH SOLE 0 0 2043 VANGUARD INDEX FDS SML CP GRW ETF 922908595 558244 2141 SH SOLE 0 0 2141 VANGUARD INDEX FDS SML CP GRW ETF 922908595 363542 1394 SH DFND 1 0 0 1394 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 5515711 31470 SH DFND 1 0 0 31470 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 556155 3173 SH SOLE 0 0 3173 VANGUARD INDEX FDS GROWTH ETF 922908736 54587694 158593 SH SOLE 0 0 158593 VANGUARD INDEX FDS GROWTH ETF 922908736 191192978 555471 SH DFND 1 0 0 555471 VANGUARD INDEX FDS VALUE ETF 922908744 18070043 110954 SH DFND 1 0 0 110954 VANGUARD INDEX FDS VALUE ETF 922908744 25099840 154119 SH SOLE 0 0 154119 VANGUARD INDEX FDS TOTAL STK MKT 922908769 94645 364 SH SOLE 0 0 364 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3059621 11772 SH DFND 1 0 0 11772 VERIZON COMMUNICATIONS INC COM 92343V104 319987 7626 SH DFND 1 0 0 7626 VERIZON COMMUNICATIONS INC COM 92343V104 22658 540 SH SOLE 0 0 540 VISA INC COM CL A 92826C839 34165 122 SH SOLE 0 0 122 VISA INC COM CL A 92826C839 453808 1626 SH DFND 1 0 0 1626 WALMART INC COM 931142103 40607528 674880 SH DFND 1 0 0 674880 WALMART INC COM 931142103 12510251 207915 SH SOLE 0 0 207915 WASTE CONNECTIONS INC COM 94106B101 770175 4478 SH SOLE 0 0 4478 WASTE CONNECTIONS INC COM 94106B101 2410044 14011 SH DFND 1 0 0 14011 WISDOMTREE TR EMER MKT HIGH FD 97717W315 10531235 251703 SH DFND 1 0 0 251703 WISDOMTREE TR EMER MKT HIGH FD 97717W315 2741817 65531 SH SOLE 0 0 65531 WISDOMTREE TR US MIDCAP DIVID 97717W505 1229252 25205 SH SOLE 0 0 25205 WISDOMTREE TR US MIDCAP DIVID 97717W505 5540478 113604 SH DFND 1 0 0 113604 WISDOMTREE TR US SMALLCAP DIVD 97717W604 4543645 139034 SH DFND 1 0 0 139034 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1202504 36796 SH SOLE 0 0 36796 WISDOMTREE TR INTL EQUITY FD 97717W703 290385 5299 SH DFND 1 0 0 5299 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 98313807 1954938 SH DFND 1 0 0 1954938 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 24790383 492949 SH SOLE 0 0 492949 AMDOCS LTD SHS G02602103 689323 7628 SH SOLE 0 0 7628 AMDOCS LTD SHS G02602103 2177709 24098 SH DFND 1 0 0 24098 EVEREST GROUP LTD COM G3223R108 2275177 5724 SH DFND 1 0 0 5724 EVEREST GROUP LTD COM G3223R108 717299 1805 SH SOLE 0 0 1805 ZAPP ELEC VEHS GROUP LTD SHS G9889X107 2997 12000 SH DFND 1 0 0 12000