CHIEF COMPLIANCE OFFICER

0001811480-23-000007.txt : 20231026 0001811480-23-000007.hdr.sgml : 20231026 20231025192932 ACCESSION NUMBER: 0001811480-23-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231026 DATE AS OF CHANGE: 20231025 EFFECTIVENESS DATE: 20231026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 231347196 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001079935 XXXXXXXX 09-30-2023 09-30-2023 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N ERIC ROSEN CHIEF COMPLIANCE OFFICER 3107122363 ERIC ROSEN LOS ANGELES CA 10-25-2023 1 307 2955880 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq323.xml ARK ETF TR INNOVATION ETF 00214Q104 206 5199 SH DFND 1 0 0 5199 ARK ETF TR INNOVATION ETF 00214Q104 20 497 SH SOLE 0 0 497 ABBOTT LABS COM 002824100 16 161 SH SOLE 0 0 161 ABBOTT LABS COM 002824100 206 2125 SH DFND 1 0 0 2125 ABBVIE INC COM 00287Y109 233 1562 SH DFND 1 0 0 1562 ABBVIE INC COM 00287Y109 23 151 SH SOLE 0 0 151 ADOBE INC COM 00724F101 27 52 SH SOLE 0 0 52 ADOBE INC COM 00724F101 455 893 SH DFND 1 0 0 893 ALPHABET INC CAP STK CL C 02079K107 254 1927 SH DFND 1 0 0 1927 ALPHABET INC CAP STK CL C 02079K107 52 398 SH SOLE 0 0 398 ALPHABET INC CAP STK CL A 02079K305 11194 85541 SH SOLE 0 0 85541 ALPHABET INC CAP STK CL A 02079K305 34660 264864 SH DFND 1 0 0 264864 AMAZON COM INC COM 023135106 34739 273279 SH DFND 1 0 0 273279 AMAZON COM INC COM 023135106 10845 85313 SH SOLE 0 0 85313 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 1032 18537 SH SOLE 0 0 18537 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 3750 67388 SH DFND 1 0 0 67388 AMGEN INC COM 031162100 31 114 SH DFND 1 0 0 114 AMGEN INC COM 031162100 712 2648 SH SOLE 0 0 2648 ELEVANCE HEALTH INC COM 036752103 966 2219 SH DFND 1 0 0 2219 APPLE INC COM 037833100 39541 230949 SH DFND 1 0 0 230949 APPLE INC COM 037833100 10918 63767 SH SOLE 0 0 63767 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 270 17573 SH DFND 1 0 0 17573 APPLIED MATLS INC COM 038222105 9660 69775 SH DFND 1 0 0 69775 APPLIED MATLS INC COM 038222105 3367 24318 SH SOLE 0 0 24318 AUTOMATIC DATA PROCESSING IN COM 053015103 213 885 SH SOLE 0 0 885 AUTOMATIC DATA PROCESSING IN COM 053015103 51 210 SH DFND 1 0 0 210 AVID BIOSERVICES INC COM 05368M106 120 12715 SH SOLE 0 0 12715 AXSOME THERAPEUTICS INC COM 05464T104 212 3037 SH DFND 1 0 0 3037 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 735 2099 SH DFND 1 0 0 2099 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 340 971 SH SOLE 0 0 971 BLACKROCK INC COM 09247X101 3050 4718 SH SOLE 0 0 4718 BLACKROCK INC COM 09247X101 8483 13122 SH DFND 1 0 0 13122 BOEING CO COM 097023105 293 1526 SH DFND 1 0 0 1526 BOEING CO COM 097023105 140 728 SH SOLE 0 0 728 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 688 6298 SH SOLE 0 0 6298 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 1912 17499 SH DFND 1 0 0 17499 BROADCOM INC COM 11135F101 34005 40941 SH DFND 1 0 0 40941 BROADCOM INC COM 11135F101 10728 12916 SH SOLE 0 0 12916 CDW CORP COM 12514G108 729 3611 SH SOLE 0 0 3611 CDW CORP COM 12514G108 1977 9800 SH DFND 1 0 0 9800 CAPITAL GROUP GROWTH ETF SHS CREATION UNI 14020G101 40009 1633039 SH DFND 1 0 0 1633039 CAPITAL GROUP GROWTH ETF SHS CREATION UNI 14020G101 15367 627214 SH SOLE 0 0 627214 CHARLES RIV LABS INTL INC COM 159864107 633 3230 SH SOLE 0 0 3230 CHARLES RIV LABS INTL INC COM 159864107 1731 8831 SH DFND 1 0 0 8831 CHEVRON CORP NEW COM 166764100 35305 209376 SH DFND 1 0 0 209376 CHEVRON CORP NEW COM 166764100 11322 67143 SH SOLE 0 0 67143 CISCO SYS INC COM 17275R102 3343 62180 SH SOLE 0 0 62180 CISCO SYS INC COM 17275R102 9374 174364 SH DFND 1 0 0 174364 COINBASE GLOBAL INC COM CL A 19260Q107 459 6110 SH DFND 1 0 0 6110 CROWDSTRIKE HLDGS INC CL A 22788C105 486 2902 SH DFND 1 0 0 2902 DEERE & CO COM 244199105 30751 81485 SH DFND 1 0 0 81485 DEERE & CO COM 244199105 9972 26424 SH SOLE 0 0 26424 DISNEY WALT CO COM 254687106 9836 121355 SH SOLE 0 0 121355 DISNEY WALT CO COM 254687106 29073 358699 SH DFND 1 0 0 358699 DOMINION ENERGY INC COM 25746U109 245 5492 SH DFND 1 0 0 5492 EPAM SYS INC COM 29414B104 1922 7517 SH DFND 1 0 0 7517 EPAM SYS INC COM 29414B104 695 2719 SH SOLE 0 0 2719 EXXON MOBIL CORP COM 30231G102 85 722 SH SOLE 0 0 722 EXXON MOBIL CORP COM 30231G102 1506 12807 SH DFND 1 0 0 12807 META PLATFORMS INC CL A 30303M102 539 1795 SH DFND 1 0 0 1795 META PLATFORMS INC CL A 30303M102 90 299 SH SOLE 0 0 299 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 164 3362 SH SOLE 0 0 3362 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 6845 140027 SH DFND 1 0 0 140027 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 569 14047 SH DFND 1 0 0 14047 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 58 1425 SH SOLE 0 0 1425 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 40772 969495 SH SOLE 0 0 969495 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 205557 4887822 SH DFND 1 0 0 4887822 FORD MTR CO DEL COM 345370860 748 60223 SH DFND 1 0 0 60223 FORD MTR CO DEL COM 345370860 11 900 SH SOLE 0 0 900 FREEPORT-MCMORAN INC CL B 35671D857 3178 85218 SH SOLE 0 0 85218 FREEPORT-MCMORAN INC CL B 35671D857 8942 239805 SH DFND 1 0 0 239805 GALLAGHER ARTHUR J & CO COM 363576109 32 142 SH DFND 1 0 0 142 GALLAGHER ARTHUR J & CO COM 363576109 1578 6921 SH SOLE 0 0 6921 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 362 21565 SH DFND 1 0 0 21565 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 3265 108735 SH DFND 1 0 0 108735 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 882 29357 SH SOLE 0 0 29357 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 93862 1114359 SH SOLE 0 0 1114359 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 310092 3681488 SH DFND 1 0 0 3681488 HOME DEPOT INC COM 437076102 399 1320 SH DFND 1 0 0 1320 HOME DEPOT INC COM 437076102 26 85 SH SOLE 0 0 85 INTERNATIONAL BUSINESS MACHS COM 459200101 228 1623 SH DFND 1 0 0 1623 INVESCO QQQ TR UNIT SER 1 46090E103 1366 3812 SH DFND 1 0 0 3812 INVESCO QQQ TR UNIT SER 1 46090E103 374 1043 SH SOLE 0 0 1043 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 183 6070 SH SOLE 0 0 6070 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 302 10009 SH DFND 1 0 0 10009 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 752 9343 SH DFND 1 0 0 9343 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 183 2272 SH SOLE 0 0 2272 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 370 9438 SH DFND 1 0 0 9438 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 964 45921 SH DFND 1 0 0 45921 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 103 4924 SH SOLE 0 0 4924 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 236 12607 SH DFND 1 0 0 12607 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 239 12703 SH DFND 1 0 0 12703 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 242 12036 SH DFND 1 0 0 12036 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 246 11893 SH DFND 1 0 0 11893 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 252 11865 SH DFND 1 0 0 11865 INVITAE CORP COM 46185L103 6 10383 SH DFND 1 0 0 10383 ISHARES GOLD TR ISHARES NEW 464285204 69 1969 SH DFND 1 0 0 1969 ISHARES GOLD TR ISHARES NEW 464285204 291 8322 SH SOLE 0 0 8322 ISHARES INC EM MKTS DIV ETF 464286319 1413 59326 SH SOLE 0 0 59326 ISHARES INC EM MKTS DIV ETF 464286319 4368 183372 SH DFND 1 0 0 183372 ISHARES TR CORE S&P500 ETF 464287200 377 879 SH DFND 1 0 0 879 ISHARES TR CORE S&P500 ETF 464287200 8 19 SH SOLE 0 0 19 ISHARES TR CORE US AGGBD ET 464287226 610 6489 SH SOLE 0 0 6489 ISHARES TR CORE US AGGBD ET 464287226 1171 12456 SH DFND 1 0 0 12456 ISHARES TR IBOXX INV CP ETF 464287242 1104 10826 SH SOLE 0 0 10826 ISHARES TR S&P 500 GRWT ETF 464287309 2123 31022 SH SOLE 0 0 31022 ISHARES TR S&P 500 GRWT ETF 464287309 2067 30218 SH DFND 1 0 0 30218 ISHARES TR 1 3 YR TREAS BD 464287457 43 528 SH DFND 1 0 0 528 ISHARES TR 1 3 YR TREAS BD 464287457 305 3767 SH SOLE 0 0 3767 ISHARES TR RUS MID CAP ETF 464287499 444 6418 SH DFND 1 0 0 6418 ISHARES TR EXPND TEC SC ETF 464287549 54693 143108 SH DFND 1 0 0 143108 ISHARES TR EXPND TEC SC ETF 464287549 17668 46228 SH SOLE 0 0 46228 ISHARES TR S&P MC 400GR ETF 464287606 2872 39757 SH SOLE 0 0 39757 ISHARES TR S&P MC 400GR ETF 464287606 1337 18514 SH DFND 1 0 0 18514 ISHARES TR RUS 1000 GRW ETF 464287614 217 817 SH DFND 1 0 0 817 ISHARES TR RUS 1000 GRW ETF 464287614 16 60 SH SOLE 0 0 60 ISHARES TR RUS 1000 ETF 464287622 268 1141 SH DFND 1 0 0 1141 ISHARES TR S&P MC 400VL ETF 464287705 1305 12925 SH DFND 1 0 0 12925 ISHARES TR S&P MC 400VL ETF 464287705 2818 27919 SH SOLE 0 0 27919 ISHARES TR CORE S&P SCP ETF 464287804 423 4486 SH SOLE 0 0 4486 ISHARES TR CORE S&P SCP ETF 464287804 3918 41540 SH DFND 1 0 0 41540 ISHARES TR SP SMCP600VL ETF 464287879 350 3928 SH DFND 1 0 0 3928 ISHARES TR SP SMCP600VL ETF 464287879 571 6405 SH SOLE 0 0 6405 ISHARES TR S&P SML 600 GWT 464287887 629 5733 SH SOLE 0 0 5733 ISHARES TR S&P SML 600 GWT 464287887 362 3297 SH DFND 1 0 0 3297 ISHARES TR GL CLEAN ENE ETF 464288224 844 57732 SH DFND 1 0 0 57732 ISHARES TR GL CLEAN ENE ETF 464288224 32 2180 SH SOLE 0 0 2180 ISHARES TR INTL SEL DIV ETF 464288448 3639 143280 SH SOLE 0 0 143280 ISHARES TR INTL SEL DIV ETF 464288448 14047 553046 SH DFND 1 0 0 553046 ISHARES TR US AER DEF ETF 464288760 431 4066 SH DFND 1 0 0 4066 ISHARES TR U.S. MED DVC ETF 464288810 397 8184 SH DFND 1 0 0 8184 ISHARES TR MSCI USA VALUE 46432F388 892 9838 SH DFND 1 0 0 9838 ISHARES TR MSCI USA VALUE 46432F388 5 53 SH SOLE 0 0 53 ISHARES TR US SML CAP EQT 46434V290 222 4288 SH SOLE 0 0 4288 ISHARES TR US SML CAP EQT 46434V290 828 16000 SH DFND 1 0 0 16000 ISHARES TR TRS FLT RT BD 46434V860 1263 24882 SH SOLE 0 0 24882 ISHARES TR CORE MSCI INTL 46435G326 23285 399537 SH SOLE 0 0 399537 ISHARES TR CORE MSCI INTL 46435G326 11869 203646 SH DFND 1 0 0 203646 ISHARES TR ESG AW MSCI EAFE 46435G516 173 2504 SH DFND 1 0 0 2504 ISHARES TR ESG AW MSCI EAFE 46435G516 77 1114 SH SOLE 0 0 1114 ISHARES TR BROAD USD HIGH 46435U853 69 1982 SH SOLE 0 0 1982 ISHARES TR BROAD USD HIGH 46435U853 655 18861 SH DFND 1 0 0 18861 JPMORGAN CHASE & CO COM 46625H100 664 4576 SH DFND 1 0 0 4576 JPMORGAN CHASE & CO COM 46625H100 63 434 SH SOLE 0 0 434 JABIL INC COM 466313103 826 6508 SH SOLE 0 0 6508 JABIL INC COM 466313103 2388 18819 SH DFND 1 0 0 18819 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 1163 21713 SH DFND 1 0 0 21713 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 24 442 SH SOLE 0 0 442 J P MORGAN EXCHANGE TRADED F US MOMENTUM 46641Q779 743 18099 SH SOLE 0 0 18099 J P MORGAN EXCHANGE TRADED F US MOMENTUM 46641Q779 2615 63708 SH DFND 1 0 0 63708 JACOBS SOLUTIONS INC COM 46982L108 1820 13330 SH DFND 1 0 0 13330 JACOBS SOLUTIONS INC COM 46982L108 624 4572 SH SOLE 0 0 4572 JOHNSON & JOHNSON COM 478160104 97 620 SH SOLE 0 0 620 JOHNSON & JOHNSON COM 478160104 589 3784 SH DFND 1 0 0 3784 KINSALE CAP GROUP INC COM 49714P108 248 598 SH DFND 1 0 0 598 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1778 8844 SH DFND 1 0 0 8844 LABORATORY CORP AMER HLDGS COM NEW 50540R409 641 3188 SH SOLE 0 0 3188 LOWES COS INC COM 548661107 41 196 SH SOLE 0 0 196 LOWES COS INC COM 548661107 249 1199 SH DFND 1 0 0 1199 MASTERCARD INCORPORATED CL A 57636Q104 34915 88189 SH DFND 1 0 0 88189 MASTERCARD INCORPORATED CL A 57636Q104 11097 28028 SH SOLE 0 0 28028 MCDONALDS CORP COM 580135101 33 124 SH SOLE 0 0 124 MCDONALDS CORP COM 580135101 177 672 SH DFND 1 0 0 672 MCKESSON CORP COM 58155Q103 37039 85176 SH DFND 1 0 0 85176 MCKESSON CORP COM 58155Q103 11837 27221 SH SOLE 0 0 27221 MERCK & CO INC COM 58933Y105 3105 30163 SH SOLE 0 0 30163 MERCK & CO INC COM 58933Y105 8826 85733 SH DFND 1 0 0 85733 METLIFE INC COM 59156R108 33948 539626 SH DFND 1 0 0 539626 METLIFE INC COM 59156R108 10958 174185 SH SOLE 0 0 174185 MICROSOFT CORP COM 594918104 11174 35389 SH SOLE 0 0 35389 MICROSOFT CORP COM 594918104 36270 114868 SH DFND 1 0 0 114868 MONDELEZ INTL INC CL A 609207105 1884 27149 SH DFND 1 0 0 27149 MONDELEZ INTL INC CL A 609207105 670 9656 SH SOLE 0 0 9656 MORGAN STANLEY COM NEW 617446448 9883 121005 SH SOLE 0 0 121005 MORGAN STANLEY COM NEW 617446448 30575 374372 SH DFND 1 0 0 374372 NEXTERA ENERGY INC COM 65339F101 26565 463693 SH DFND 1 0 0 463693 NEXTERA ENERGY INC COM 65339F101 8648 150959 SH SOLE 0 0 150959 NOVARTIS AG SPONSORED ADR 66987V109 5 50 SH SOLE 0 0 50 NOVARTIS AG SPONSORED ADR 66987V109 308 3024 SH DFND 1 0 0 3024 NVIDIA CORPORATION COM 67066G104 1790 4115 SH DFND 1 0 0 4115 NVIDIA CORPORATION COM 67066G104 166 381 SH SOLE 0 0 381 NUVEEN AMT FREE MUN CR INC F COM 67071L106 570 55308 SH DFND 1 0 0 55308 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 403 6717 SH DFND 1 0 0 6717 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 167 2793 SH SOLE 0 0 2793 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 153 4552 SH SOLE 0 0 4552 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 364 10822 SH DFND 1 0 0 10822 OREILLY AUTOMOTIVE INC COM 67103H107 33805 37195 SH DFND 1 0 0 37195 OREILLY AUTOMOTIVE INC COM 67103H107 10746 11824 SH SOLE 0 0 11824 OUTLOOK THERAPEUTICS INC COM NEW 69012T206 3 15732 SH DFND 1 0 0 15732 PEPSICO INC COM 713448108 1984 11709 SH DFND 1 0 0 11709 PEPSICO INC COM 713448108 660 3897 SH SOLE 0 0 3897 REVVITY INC COM 714046109 429 3876 SH DFND 1 0 0 3876 PFIZER INC COM 717081103 418 12604 SH DFND 1 0 0 12604 PFIZER INC COM 717081103 5 139 SH SOLE 0 0 139 PHILIP MORRIS INTL INC COM 718172109 52 565 SH SOLE 0 0 565 PHILIP MORRIS INTL INC COM 718172109 162 1751 SH DFND 1 0 0 1751 PIMCO MUN INCOME FD COM 72200R107 492 58571 SH DFND 1 0 0 58571 PROCTER AND GAMBLE CO COM 742718109 33109 226994 SH DFND 1 0 0 226994 PROCTER AND GAMBLE CO COM 742718109 10558 72384 SH SOLE 0 0 72384 PROLOGIS INC. COM 74340W103 2978 26542 SH SOLE 0 0 26542 PROLOGIS INC. COM 74340W103 8488 75645 SH DFND 1 0 0 75645 SPDR S&P 500 ETF TR TR UNIT 78462F103 3038 7108 SH DFND 1 0 0 7108 SPDR S&P 500 ETF TR TR UNIT 78462F103 182 425 SH SOLE 0 0 425 SPDR GOLD TR GOLD SHS 78463V107 265 1545 SH SOLE 0 0 1545 SPDR GOLD TR GOLD SHS 78463V107 272 1586 SH DFND 1 0 0 1586 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 5457 162560 SH DFND 1 0 0 162560 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 11904 354605 SH SOLE 0 0 354605 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 40107 1293345 SH SOLE 0 0 1293345 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 147676 4762212 SH DFND 1 0 0 4762212 SPDR SER TR NYSE TECH ETF 78464A102 163 1192 SH DFND 1 0 0 1192 SPDR SER TR NYSE TECH ETF 78464A102 74 545 SH SOLE 0 0 545 SPDR SER TR S&P 600 SMCP GRW 78464A201 10197 139173 SH SOLE 0 0 139173 SPDR SER TR S&P 600 SMCP GRW 78464A201 35587 485694 SH DFND 1 0 0 485694 SPDR SER TR S&P 600 SMCP VAL 78464A300 2458 33964 SH DFND 1 0 0 33964 SPDR SER TR S&P 600 SMCP VAL 78464A300 4622 63871 SH SOLE 0 0 63871 SPDR SER TR PORTFOLIO AGRGTE 78464A649 597 24535 SH SOLE 0 0 24535 SPDR SER TR PORTFOLIO AGRGTE 78464A649 5555 228208 SH DFND 1 0 0 228208 SPDR SER TR S&P INS ETF 78464A789 426 10017 SH DFND 1 0 0 10017 SPDR SER TR S&P 400 MDCP GRW 78464A821 1327 19197 SH DFND 1 0 0 19197 SPDR SER TR S&P 400 MDCP GRW 78464A821 2523 36485 SH SOLE 0 0 36485 SPDR SER TR S&P 400 MDCP VAL 78464A839 2466 38015 SH SOLE 0 0 38015 SPDR SER TR S&P 400 MDCP VAL 78464A839 1445 22280 SH DFND 1 0 0 22280 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 223371 5779340 SH DFND 1 0 0 5779340 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 59512 1539780 SH SOLE 0 0 1539780 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 186 556 SH SOLE 0 0 556 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 17 50 SH DFND 1 0 0 50 SPDR SER TR S&P OILGAS EXP 78468R556 406 2743 SH DFND 1 0 0 2743 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 475 9388 SH DFND 1 0 0 9388 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 64 1266 SH SOLE 0 0 1266 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 219 4516 SH SOLE 0 0 4516 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 895 18462 SH DFND 1 0 0 18462 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 126227 2255255 SH DFND 1 0 0 2255255 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 20855 372602 SH SOLE 0 0 372602 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 424 12495 SH DFND 1 0 0 12495 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 56084 435637 SH DFND 1 0 0 435637 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 17926 139242 SH SOLE 0 0 139242 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 17273 251021 SH SOLE 0 0 251021 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 53560 778382 SH DFND 1 0 0 778382 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 201 6073 SH DFND 1 0 0 6073 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 32 967 SH SOLE 0 0 967 SELECT SECTOR SPDR TR INDL 81369Y704 170 1677 SH SOLE 0 0 1677 SELECT SECTOR SPDR TR INDL 81369Y704 1149 11330 SH DFND 1 0 0 11330 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 451 7650 SH DFND 1 0 0 7650 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 24 399 SH SOLE 0 0 399 SHORE BANCSHARES INC COM 825107105 122 11594 SH DFND 1 0 0 11594 T-MOBILE US INC COM 872590104 1869 13342 SH DFND 1 0 0 13342 T-MOBILE US INC COM 872590104 673 4803 SH SOLE 0 0 4803 TESLA INC COM 88160R101 219 877 SH SOLE 0 0 877 TESLA INC COM 88160R101 975 3895 SH DFND 1 0 0 3895 THERMO FISHER SCIENTIFIC INC COM 883556102 31248 61734 SH DFND 1 0 0 61734 THERMO FISHER SCIENTIFIC INC COM 883556102 10039 19833 SH SOLE 0 0 19833 TRUIST FINL CORP COM 89832Q109 249 8690 SH DFND 1 0 0 8690 UNITEDHEALTH GROUP INC COM 91324P102 535 1062 SH DFND 1 0 0 1062 UNITEDHEALTH GROUP INC COM 91324P102 114 227 SH SOLE 0 0 227 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 214 1375 SH SOLE 0 0 1375 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 980 6305 SH DFND 1 0 0 6305 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 8119 185712 SH DFND 1 0 0 185712 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 6198 141765 SH SOLE 0 0 141765 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 804 7780 SH SOLE 0 0 7780 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3902 37769 SH DFND 1 0 0 37769 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 16730 270319 SH DFND 1 0 0 270319 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 4233 68395 SH SOLE 0 0 68395 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 365 7032 SH DFND 1 0 0 7032 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2886 73599 SH DFND 1 0 0 73599 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4386 111866 SH SOLE 0 0 111866 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 3 12 SH SOLE 0 0 12 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1129 4802 SH DFND 1 0 0 4802 VANGUARD WORLD FDS INF TECH ETF 92204A702 1641 3955 SH DFND 1 0 0 3955 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 431 1099 SH DFND 1 0 0 1099 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 15 37 SH SOLE 0 0 37 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 540 4121 SH SOLE 0 0 4121 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 528 4035 SH DFND 1 0 0 4035 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 767 3936 SH DFND 1 0 0 3936 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 521 2675 SH SOLE 0 0 2675 VANGUARD INDEX FDS SML CP GRW ETF 922908595 523 2442 SH SOLE 0 0 2442 VANGUARD INDEX FDS SML CP GRW ETF 922908595 545 2543 SH DFND 1 0 0 2543 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 307 2141 SH DFND 1 0 0 2141 VANGUARD INDEX FDS GROWTH ETF 922908736 137200 503838 SH DFND 1 0 0 503838 VANGUARD INDEX FDS GROWTH ETF 922908736 39957 146735 SH SOLE 0 0 146735 VANGUARD INDEX FDS VALUE ETF 922908744 21959 159206 SH SOLE 0 0 159206 VANGUARD INDEX FDS VALUE ETF 922908744 14255 103348 SH DFND 1 0 0 103348 VANGUARD INDEX FDS SMALL CP ETF 922908751 400 2118 SH DFND 1 0 0 2118 VANGUARD INDEX FDS SMALL CP ETF 922908751 62 330 SH SOLE 0 0 330 VANGUARD INDEX FDS TOTAL STK MKT 922908769 77 363 SH SOLE 0 0 363 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2324 10940 SH DFND 1 0 0 10940 VISA INC COM CL A 92826C839 370 1609 SH DFND 1 0 0 1609 VISA INC COM CL A 92826C839 28 122 SH SOLE 0 0 122 WALMART INC COM 931142103 750 4686 SH SOLE 0 0 4686 WALMART INC COM 931142103 2372 14830 SH DFND 1 0 0 14830 WASTE CONNECTIONS INC COM 94106B101 1842 13717 SH DFND 1 0 0 13717 WASTE CONNECTIONS INC COM 94106B101 652 4858 SH SOLE 0 0 4858 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1485 39612 SH SOLE 0 0 39612 WISDOMTREE TR EMER MKT HIGH FD 97717W315 7089 189152 SH DFND 1 0 0 189152 WISDOMTREE TR US MIDCAP DIVID 97717W505 4796 117078 SH DFND 1 0 0 117078 WISDOMTREE TR US MIDCAP DIVID 97717W505 1016 24794 SH SOLE 0 0 24794 WISDOMTREE TR US SMALLCAP DIVD 97717W604 942 33391 SH SOLE 0 0 33391 WISDOMTREE TR US SMALLCAP DIVD 97717W604 3720 131927 SH DFND 1 0 0 131927 WISDOMTREE TR INTL EQUITY FD 97717W703 309 6394 SH DFND 1 0 0 6394 WISDOMTREE TR INTL EQUITY FD 97717W703 7 151 SH SOLE 0 0 151 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 15689 311786 SH SOLE 0 0 311786 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 61812 1228382 SH DFND 1 0 0 1228382 ZOETIS INC CL A 98978V103 203 1167 SH DFND 1 0 0 1167 ZIPRECRUITER INC CL A 98980B103 290 24166 SH SOLE 0 0 24166 AMDOCS LTD SHS G02602103 628 7430 SH SOLE 0 0 7430 AMDOCS LTD SHS G02602103 1774 21000 SH DFND 1 0 0 21000 EVEREST GROUP LTD COM G3223R108 1961 5275 SH DFND 1 0 0 5275 EVEREST GROUP LTD COM G3223R108 695 1870 SH SOLE 0 0 1870