Chief Compliance Officer

0001811480-23-000002.txt : 20230111 0001811480-23-000002.hdr.sgml : 20230111 20230111164241 ACCESSION NUMBER: 0001811480-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230111 DATE AS OF CHANGE: 20230111 EFFECTIVENESS DATE: 20230111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 23524016 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001079935 XXXXXXXX 12-31-2022 12-31-2022 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N Eric Rosen Chief Compliance Officer 3107122363 Eric Rosen Los Angeles CA 01-11-2023 1 327 2780104 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq422.xml ABBOTT LABS COM 002824100 228 2079 SH DFND 1 0 0 2079 ABBOTT LABS COM 002824100 18 161 SH SOLE 0 0 161 ABBVIE INC COM 00287Y109 65 401 SH SOLE 0 0 401 ABBVIE INC COM 00287Y109 238 1471 SH DFND 1 0 0 1471 ADOBE SYSTEMS INCORPORATED COM 00724F101 301 895 SH DFND 1 0 0 895 ADOBE SYSTEMS INCORPORATED COM 00724F101 1 2 SH SOLE 0 0 2 ALLSTATE CORP COM 020002101 433 3193 SH SOLE 0 0 3193 ALLSTATE CORP COM 020002101 171 1263 SH DFND 1 0 0 1263 ALPHABET INC CAP STK CL A 02079K305 25338 287180 SH DFND 1 0 0 287180 ALPHABET INC CAP STK CL A 02079K305 8302 94098 SH SOLE 0 0 94098 ALTRIA GROUP INC COM 02209S103 72 1581 SH SOLE 0 0 1581 ALTRIA GROUP INC COM 02209S103 166 3639 SH DFND 1 0 0 3639 AMAZON COM INC COM 023135106 24070 286544 SH DFND 1 0 0 286544 AMAZON COM INC COM 023135106 7786 92691 SH SOLE 0 0 92691 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 1197 22501 SH SOLE 0 0 22501 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 3279 61649 SH DFND 1 0 0 61649 AMGEN INC COM 031162100 23 86 SH DFND 1 0 0 86 AMGEN INC COM 031162100 695 2648 SH SOLE 0 0 2648 ELEVANCE HEALTH INC COM 036752103 3 5 SH SOLE 0 0 5 ELEVANCE HEALTH INC COM 036752103 925 1803 SH DFND 1 0 0 1803 APPLE INC COM 037833100 30481 234597 SH DFND 1 0 0 234597 APPLE INC COM 037833100 10463 80529 SH SOLE 0 0 80529 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 355 22481 SH DFND 1 0 0 22481 APPLIED MATLS INC COM 038222105 7954 81676 SH DFND 1 0 0 81676 APPLIED MATLS INC COM 038222105 3028 31094 SH SOLE 0 0 31094 AUTOMATIC DATA PROCESSING IN COM 053015103 211 883 SH SOLE 0 0 883 AUTOMATIC DATA PROCESSING IN COM 053015103 50 210 SH DFND 1 0 0 210 AVID BIOSERVICES INC COM 05368M106 175 12744 SH SOLE 0 0 12744 AXSOME THERAPEUTICS INC COM 05464T104 203 2632 SH DFND 1 0 0 2632 BANK AMERICA CORP COM 060505104 152 4576 SH DFND 1 0 0 4576 BANK AMERICA CORP COM 060505104 127 3822 SH SOLE 0 0 3822 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 190 615 SH SOLE 0 0 615 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 584 1890 SH DFND 1 0 0 1890 BLACKROCK INC COM 09247X101 7065 9970 SH DFND 1 0 0 9970 BLACKROCK INC COM 09247X101 2657 3750 SH SOLE 0 0 3750 BOEING CO COM 097023105 146 766 SH SOLE 0 0 766 BOEING CO COM 097023105 281 1473 SH DFND 1 0 0 1473 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 1447 13847 SH DFND 1 0 0 13847 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 572 5471 SH SOLE 0 0 5471 BRISTOL-MYERS SQUIBB CO COM 110122108 146 2030 SH SOLE 0 0 2030 BRISTOL-MYERS SQUIBB CO COM 110122108 81 1119 SH DFND 1 0 0 1119 BROADCOM INC COM 11135F101 32905 58850 SH DFND 1 0 0 58850 BROADCOM INC COM 11135F101 10832 19373 SH SOLE 0 0 19373 CDW CORP COM 12514G108 706 3954 SH SOLE 0 0 3954 CDW CORP COM 12514G108 1782 9981 SH DFND 1 0 0 9981 CAPITAL GROUP GROWTH ETF SHS CREATION UNI 14020G101 32662 1638023 SH DFND 1 0 0 1638023 CAPITAL GROUP GROWTH ETF SHS CREATION UNI 14020G101 11630 583233 SH SOLE 0 0 583233 CHARLES RIV LABS INTL INC COM 159864107 600 2754 SH SOLE 0 0 2754 CHARLES RIV LABS INTL INC COM 159864107 1552 7121 SH DFND 1 0 0 7121 CHEVRON CORP NEW COM 166764100 30047 167403 SH DFND 1 0 0 167403 CHEVRON CORP NEW COM 166764100 9862 54944 SH SOLE 0 0 54944 CISCO SYS INC COM 17275R102 3080 64658 SH SOLE 0 0 64658 CISCO SYS INC COM 17275R102 8091 169827 SH DFND 1 0 0 169827 CITIZENS FINL GROUP INC COM 174610105 1579 40096 SH DFND 1 0 0 40096 CITIZENS FINL GROUP INC COM 174610105 603 15317 SH SOLE 0 0 15317 COINBASE GLOBAL INC COM CL A 19260Q107 4 106 SH SOLE 0 0 106 COINBASE GLOBAL INC COM CL A 19260Q107 279 7880 SH DFND 1 0 0 7880 COMPASS INC CL A 20464U100 299 128192 SH SOLE 0 0 128192 CROWDSTRIKE HLDGS INC CL A 22788C105 401 3812 SH DFND 1 0 0 3812 DEERE & CO COM 244199105 32059 74772 SH DFND 1 0 0 74772 DEERE & CO COM 244199105 10622 24774 SH SOLE 0 0 24774 DICKS SPORTING GOODS INC COM 253393102 677 5631 SH SOLE 0 0 5631 DICKS SPORTING GOODS INC COM 253393102 1796 14927 SH DFND 1 0 0 14927 DIMENSIONAL ETF TRUST NATL MUN BD ETF 25434V849 1742 36444 SH DFND 1 0 0 36444 DIMENSIONAL ETF TRUST NATL MUN BD ETF 25434V849 3035 63474 SH SOLE 0 0 63474 DISNEY WALT CO COM 254687106 7934 91324 SH SOLE 0 0 91324 DISNEY WALT CO COM 254687106 23892 275004 SH DFND 1 0 0 275004 DOLLAR TREE INC COM 256746108 1512 10689 SH DFND 1 0 0 10689 DOLLAR TREE INC COM 256746108 575 4065 SH SOLE 0 0 4065 DOMINION ENERGY INC COM 25746U109 363 5926 SH DFND 1 0 0 5926 EAST WEST BANCORP INC COM 27579R104 449 6820 SH SOLE 0 0 6820 EPAM SYS INC COM 29414B104 545 1664 SH SOLE 0 0 1664 EPAM SYS INC COM 29414B104 1430 4363 SH DFND 1 0 0 4363 EXXON MOBIL CORP COM 30231G102 1387 12571 SH DFND 1 0 0 12571 EXXON MOBIL CORP COM 30231G102 140 1271 SH SOLE 0 0 1271 META PLATFORMS INC CL A 30303M102 36 299 SH SOLE 0 0 299 META PLATFORMS INC CL A 30303M102 203 1688 SH DFND 1 0 0 1688 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 9664 192859 SH DFND 1 0 0 192859 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 802 16002 SH SOLE 0 0 16002 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 51 1425 SH SOLE 0 0 1425 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 507 14047 SH DFND 1 0 0 14047 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 191188 4353094 SH DFND 1 0 0 4353094 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 36522 831553 SH SOLE 0 0 831553 FORD MTR CO DEL COM 345370860 11 961 SH SOLE 0 0 961 FORD MTR CO DEL COM 345370860 702 60320 SH DFND 1 0 0 60320 FREEPORT-MCMORAN INC CL B 35671D857 8299 218390 SH DFND 1 0 0 218390 FREEPORT-MCMORAN INC CL B 35671D857 3149 82860 SH SOLE 0 0 82860 GALLAGHER ARTHUR J & CO COM 363576109 1305 6921 SH SOLE 0 0 6921 GALLAGHER ARTHUR J & CO COM 363576109 7 35 SH DFND 1 0 0 35 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 3257 113180 SH DFND 1 0 0 113180 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1089 37848 SH SOLE 0 0 37848 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 68965 905878 SH SOLE 0 0 905878 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 221651 2911483 SH DFND 1 0 0 2911483 HOME DEPOT INC COM 437076102 354 1121 SH DFND 1 0 0 1121 HOME DEPOT INC COM 437076102 29 92 SH SOLE 0 0 92 HONEYWELL INTL INC COM 438516106 10 46 SH SOLE 0 0 46 HONEYWELL INTL INC COM 438516106 191 892 SH DFND 1 0 0 892 INVESCO QQQ TR UNIT SER 1 46090E103 955 3588 SH DFND 1 0 0 3588 INVESCO QQQ TR UNIT SER 1 46090E103 339 1271 SH SOLE 0 0 1271 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 253 1670 SH SOLE 0 0 1670 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 354 2337 SH DFND 1 0 0 2337 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 414 9438 SH DFND 1 0 0 9438 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 813 39599 SH DFND 1 0 0 39599 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 78 3804 SH SOLE 0 0 3804 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 239 12607 SH DFND 1 0 0 12607 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 240 12703 SH DFND 1 0 0 12703 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 242 12036 SH DFND 1 0 0 12036 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 244 11893 SH DFND 1 0 0 11893 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 249 11865 SH DFND 1 0 0 11865 ISHARES GOLD TR ISHARES NEW 464285204 68 1969 SH DFND 1 0 0 1969 ISHARES GOLD TR ISHARES NEW 464285204 288 8322 SH SOLE 0 0 8322 ISHARES INC EM MKTS DIV ETF 464286319 1645 68220 SH SOLE 0 0 68220 ISHARES INC EM MKTS DIV ETF 464286319 5058 209718 SH DFND 1 0 0 209718 ISHARES TR CORE S&P500 ETF 464287200 276 719 SH DFND 1 0 0 719 ISHARES TR CORE S&P500 ETF 464287200 13 33 SH SOLE 0 0 33 ISHARES TR CORE US AGGBD ET 464287226 22454 231504 SH SOLE 0 0 231504 ISHARES TR CORE US AGGBD ET 464287226 55496 572179 SH DFND 1 0 0 572179 ISHARES TR MSCI EMG MKT ETF 464287234 152 4016 SH DFND 1 0 0 4016 ISHARES TR MSCI EMG MKT ETF 464287234 78 2063 SH SOLE 0 0 2063 ISHARES TR IBOXX INV CP ETF 464287242 1376 13056 SH SOLE 0 0 13056 ISHARES TR S&P 500 GRWT ETF 464287309 1769 30236 SH SOLE 0 0 30236 ISHARES TR S&P 500 GRWT ETF 464287309 1852 31667 SH DFND 1 0 0 31667 ISHARES TR 1 3 YR TREAS BD 464287457 41 501 SH DFND 1 0 0 501 ISHARES TR 1 3 YR TREAS BD 464287457 306 3767 SH SOLE 0 0 3767 ISHARES TR RUS MID CAP ETF 464287499 279 4132 SH DFND 1 0 0 4132 ISHARES TR EXPND TEC SC ETF 464287549 43002 153578 SH DFND 1 0 0 153578 ISHARES TR EXPND TEC SC ETF 464287549 14275 50981 SH SOLE 0 0 50981 ISHARES TR S&P MC 400GR ETF 464287606 2667 39044 SH SOLE 0 0 39044 ISHARES TR S&P MC 400GR ETF 464287606 823 12050 SH DFND 1 0 0 12050 ISHARES TR RUS 1000 ETF 464287622 295 1400 SH DFND 1 0 0 1400 ISHARES TR RUSSELL 3000 ETF 464287689 7866 35645 SH DFND 1 0 0 35645 ISHARES TR RUSSELL 3000 ETF 464287689 1268 5745 SH SOLE 0 0 5745 ISHARES TR S&P MC 400VL ETF 464287705 2801 27783 SH SOLE 0 0 27783 ISHARES TR S&P MC 400VL ETF 464287705 863 8560 SH DFND 1 0 0 8560 ISHARES TR CORE S&P SCP ETF 464287804 3555 37559 SH DFND 1 0 0 37559 ISHARES TR CORE S&P SCP ETF 464287804 386 4074 SH SOLE 0 0 4074 ISHARES TR SP SMCP600VL ETF 464287879 608 6656 SH SOLE 0 0 6656 ISHARES TR SP SMCP600VL ETF 464287879 383 4199 SH DFND 1 0 0 4199 ISHARES TR S&P SML 600 GWT 464287887 380 3518 SH DFND 1 0 0 3518 ISHARES TR S&P SML 600 GWT 464287887 644 5960 SH SOLE 0 0 5960 ISHARES TR GL CLEAN ENE ETF 464288224 43 2180 SH SOLE 0 0 2180 ISHARES TR GL CLEAN ENE ETF 464288224 1146 57732 SH DFND 1 0 0 57732 ISHARES TR INTL SEL DIV ETF 464288448 12924 475838 SH DFND 1 0 0 475838 ISHARES TR INTL SEL DIV ETF 464288448 3251 119691 SH SOLE 0 0 119691 ISHARES TR US AER DEF ETF 464288760 485 4335 SH DFND 1 0 0 4335 ISHARES TR U.S. MED DVC ETF 464288810 510 9699 SH DFND 1 0 0 9699 ISHARES TR EAFE VALUE ETF 464288877 7229 157555 SH DFND 1 0 0 157555 ISHARES TR EAFE VALUE ETF 464288877 799 17424 SH SOLE 0 0 17424 ISHARES TR EAFE GRWTH ETF 464288885 1895 22622 SH SOLE 0 0 22622 ISHARES TR EAFE GRWTH ETF 464288885 8772 104724 SH DFND 1 0 0 104724 ISHARES TR FLTG RATE NT ETF 46429B655 496 9847 SH DFND 1 0 0 9847 ISHARES TR MSCI USA VALUE 46432F388 123438 1354375 SH DFND 1 0 0 1354375 ISHARES TR MSCI USA VALUE 46432F388 19893 218268 SH SOLE 0 0 218268 ISHARES TR MSCI USA MMENTM 46432F396 26 178 SH SOLE 0 0 178 ISHARES TR MSCI USA MMENTM 46432F396 378 2591 SH DFND 1 0 0 2591 ISHARES TR MSCI USA SML CP 46434V290 825 16622 SH DFND 1 0 0 16622 ISHARES TR MSCI USA SML CP 46434V290 280 5641 SH SOLE 0 0 5641 ISHARES TR CORE MSCI INTL 46435G326 19227 343469 SH SOLE 0 0 343469 ISHARES TR CORE MSCI INTL 46435G326 8433 150644 SH DFND 1 0 0 150644 ISHARES TR ESG AW MSCI EAFE 46435G516 173 2627 SH DFND 1 0 0 2627 ISHARES TR ESG AW MSCI EAFE 46435G516 120 1830 SH SOLE 0 0 1830 ISHARES TR BROAD USD HIGH 46435U853 119 3453 SH SOLE 0 0 3453 ISHARES TR BROAD USD HIGH 46435U853 1237 35827 SH DFND 1 0 0 35827 JPMORGAN CHASE & CO COM 46625H100 574 4278 SH DFND 1 0 0 4278 JPMORGAN CHASE & CO COM 46625H100 103 769 SH SOLE 0 0 769 JABIL INC COM 466313103 680 9964 SH SOLE 0 0 9964 JABIL INC COM 466313103 1817 26639 SH DFND 1 0 0 26639 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 899 16504 SH DFND 1 0 0 16504 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 24 442 SH SOLE 0 0 442 J P MORGAN EXCHANGE TRADED F US MOMENTUM 46641Q779 645 17123 SH SOLE 0 0 17123 J P MORGAN EXCHANGE TRADED F US MOMENTUM 46641Q779 2353 62423 SH DFND 1 0 0 62423 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 815 17504 SH DFND 1 0 0 17504 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 289 6200 SH SOLE 0 0 6200 JOHNSON & JOHNSON COM 478160104 127 719 SH SOLE 0 0 719 JOHNSON & JOHNSON COM 478160104 610 3455 SH DFND 1 0 0 3455 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1634 6940 SH DFND 1 0 0 6940 LABORATORY CORP AMER HLDGS COM NEW 50540R409 616 2617 SH SOLE 0 0 2617 LOWES COS INC COM 548661107 48 241 SH SOLE 0 0 241 LOWES COS INC COM 548661107 297 1489 SH DFND 1 0 0 1489 MASTERCARD INCORPORATED CL A 57636Q104 31801 91454 SH DFND 1 0 0 91454 MASTERCARD INCORPORATED CL A 57636Q104 10299 29618 SH SOLE 0 0 29618 MCKESSON CORP COM 58155Q103 9504 25336 SH SOLE 0 0 25336 MCKESSON CORP COM 58155Q103 29235 77935 SH DFND 1 0 0 77935 MERCK & CO INC COM 58933Y105 8823 79522 SH DFND 1 0 0 79522 MERCK & CO INC COM 58933Y105 3305 29789 SH SOLE 0 0 29789 METLIFE INC COM 59156R108 9630 133059 SH SOLE 0 0 133059 METLIFE INC COM 59156R108 29281 404603 SH DFND 1 0 0 404603 MICROSOFT CORP COM 594918104 29604 123443 SH DFND 1 0 0 123443 MICROSOFT CORP COM 594918104 9475 39507 SH SOLE 0 0 39507 MORGAN STANLEY COM NEW 617446448 9601 112932 SH SOLE 0 0 112932 MORGAN STANLEY COM NEW 617446448 29431 346165 SH DFND 1 0 0 346165 NEWS CORP NEW CL A 65249B109 1668 91658 SH DFND 1 0 0 91658 NEWS CORP NEW CL A 65249B109 647 35577 SH SOLE 0 0 35577 NEXTERA ENERGY INC COM 65339F101 9825 117525 SH SOLE 0 0 117525 NEXTERA ENERGY INC COM 65339F101 30014 359013 SH DFND 1 0 0 359013 NORFOLK SOUTHN CORP COM 655844108 357 1448 SH DFND 1 0 0 1448 NVIDIA CORPORATION COM 67066G104 638 4369 SH DFND 1 0 0 4369 NVIDIA CORPORATION COM 67066G104 64 438 SH SOLE 0 0 438 NUVEEN AMT FREE MUN CR INC F COM 67071L106 579 47697 SH DFND 1 0 0 47697 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 236 4819 SH DFND 1 0 0 4819 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 240 4905 SH SOLE 0 0 4905 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 257 7502 SH SOLE 0 0 7502 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 257 7495 SH DFND 1 0 0 7495 OREILLY AUTOMOTIVE INC COM 67103H107 31412 37217 SH DFND 1 0 0 37217 OREILLY AUTOMOTIVE INC COM 67103H107 10227 12117 SH SOLE 0 0 12117 PEPSICO INC COM 713448108 95 527 SH SOLE 0 0 527 PEPSICO INC COM 713448108 290 1604 SH DFND 1 0 0 1604 PERKINELMER INC COM 714046109 543 3876 SH DFND 1 0 0 3876 PFIZER INC COM 717081103 329 6426 SH DFND 1 0 0 6426 PFIZER INC COM 717081103 15 290 SH SOLE 0 0 290 PHILIP MORRIS INTL INC COM 718172109 77 759 SH SOLE 0 0 759 PHILIP MORRIS INTL INC COM 718172109 168 1664 SH DFND 1 0 0 1664 PIMCO MUN INCOME FD COM 72200R107 511 48971 SH DFND 1 0 0 48971 PIMCO ETF TR INTER MUN BD ACT 72201R866 9255 180127 SH DFND 1 0 0 180127 PIMCO ETF TR INTER MUN BD ACT 72201R866 644 12540 SH SOLE 0 0 12540 PROCTER AND GAMBLE CO COM 742718109 10391 68561 SH SOLE 0 0 68561 PROCTER AND GAMBLE CO COM 742718109 31825 209984 SH DFND 1 0 0 209984 PROLOGIS INC. COM 74340W103 7604 67454 SH DFND 1 0 0 67454 PROLOGIS INC. COM 74340W103 2844 25230 SH SOLE 0 0 25230 SPDR S&P 500 ETF TR TR UNIT 78462F103 485 1267 SH SOLE 0 0 1267 SPDR S&P 500 ETF TR TR UNIT 78462F103 2909 7606 SH DFND 1 0 0 7606 SPDR GOLD TR GOLD SHS 78463V107 203 1197 SH DFND 1 0 0 1197 SPDR GOLD TR GOLD SHS 78463V107 262 1545 SH SOLE 0 0 1545 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 10778 326990 SH SOLE 0 0 326990 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3622 109900 SH DFND 1 0 0 109900 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 121740 4100361 SH DFND 1 0 0 4100361 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 34219 1152528 SH SOLE 0 0 1152528 SPDR SER TR S&P 600 SMCP GRW 78464A201 9091 125846 SH SOLE 0 0 125846 SPDR SER TR S&P 600 SMCP GRW 78464A201 31152 431224 SH DFND 1 0 0 431224 SPDR SER TR NUVEEN BLOOMBERG 78464A284 3676 75073 SH DFND 1 0 0 75073 SPDR SER TR NUVEEN BLOOMBERG 78464A284 1478 30173 SH SOLE 0 0 30173 SPDR SER TR S&P 600 SMCP VAL 78464A300 4514 60814 SH SOLE 0 0 60814 SPDR SER TR S&P 600 SMCP VAL 78464A300 2202 29667 SH DFND 1 0 0 29667 SPDR SER TR PORTFOLIO AGRGTE 78464A649 4634 184407 SH DFND 1 0 0 184407 SPDR SER TR PORTFOLIO AGRGTE 78464A649 441 17568 SH SOLE 0 0 17568 SPDR SER TR S&P 400 MDCP GRW 78464A821 2395 36656 SH SOLE 0 0 36656 SPDR SER TR S&P 400 MDCP GRW 78464A821 1258 19251 SH DFND 1 0 0 19251 SPDR SER TR S&P 400 MDCP VAL 78464A839 1577 24366 SH DFND 1 0 0 24366 SPDR SER TR S&P 400 MDCP VAL 78464A839 2572 39741 SH SOLE 0 0 39741 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 44419 1109373 SH SOLE 0 0 1109373 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 164660 4112395 SH DFND 1 0 0 4112395 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 22 66 SH DFND 1 0 0 66 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 334 1007 SH SOLE 0 0 1007 SPDR SER TR S&P 500 ESG ETF 78468R531 220 5994 SH DFND 1 0 0 5994 SPDR SER TR S&P OILGAS EXP 78468R556 362 2663 SH DFND 1 0 0 2663 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 267 4799 SH DFND 1 0 0 4799 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 264 11145 SH DFND 1 0 0 11145 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 906 19385 SH DFND 1 0 0 19385 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 287 6139 SH SOLE 0 0 6139 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 499 15497 SH DFND 1 0 0 15497 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 53619 394691 SH DFND 1 0 0 394691 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 17384 127962 SH SOLE 0 0 127962 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 16788 225186 SH SOLE 0 0 225186 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 51054 684826 SH DFND 1 0 0 684826 SELECT SECTOR SPDR TR ENERGY 81369Y506 343 3927 SH DFND 1 0 0 3927 SELECT SECTOR SPDR TR ENERGY 81369Y506 31 358 SH SOLE 0 0 358 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 103 3010 SH SOLE 0 0 3010 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 411 12008 SH DFND 1 0 0 12008 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 53814 547950 SH DFND 1 0 0 547950 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 17457 177752 SH SOLE 0 0 177752 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 78 629 SH SOLE 0 0 629 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 129 1035 SH DFND 1 0 0 1035 SYSCO CORP COM 871829107 1489 19481 SH DFND 1 0 0 19481 SYSCO CORP COM 871829107 583 7631 SH SOLE 0 0 7631 TESLA INC COM 88160R101 112 909 SH SOLE 0 0 909 TESLA INC COM 88160R101 432 3507 SH DFND 1 0 0 3507 THERMO FISHER SCIENTIFIC INC COM 883556102 30685 55721 SH DFND 1 0 0 55721 THERMO FISHER SCIENTIFIC INC COM 883556102 9965 18096 SH SOLE 0 0 18096 TOWNEBANK PORTSMOUTH VA COM 89214P109 207 6727 SH DFND 1 0 0 6727 TRUIST FINL CORP COM 89832Q109 318 7385 SH DFND 1 0 0 7385 UNITEDHEALTH GROUP INC COM 91324P102 567 1070 SH DFND 1 0 0 1070 UNITEDHEALTH GROUP INC COM 91324P102 151 286 SH SOLE 0 0 286 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 229 4535 SH DFND 1 0 0 4535 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 724 4766 SH DFND 1 0 0 4766 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 168 1104 SH SOLE 0 0 1104 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 9508 132344 SH SOLE 0 0 132344 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 28013 389931 SH DFND 1 0 0 389931 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 8292 197561 SH DFND 1 0 0 197561 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 6208 147905 SH SOLE 0 0 147905 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 666 6156 SH SOLE 0 0 6156 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 4205 38860 SH DFND 1 0 0 38860 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 12049 202261 SH DFND 1 0 0 202261 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 3095 51960 SH SOLE 0 0 51960 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 353 7032 SH DFND 1 0 0 7032 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2884 73985 SH DFND 1 0 0 73985 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4192 107550 SH SOLE 0 0 107550 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 10 116 SH SOLE 0 0 116 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 227 2748 SH DFND 1 0 0 2748 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1416 5707 SH DFND 1 0 0 5707 VANGUARD WORLD FDS INF TECH ETF 92204A702 1323 4142 SH DFND 1 0 0 4142 VANGUARD WORLD FDS INF TECH ETF 92204A702 0 1 SH SOLE 0 0 1 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 601 4447 SH SOLE 0 0 4447 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 577 4266 SH DFND 1 0 0 4266 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 680 3782 SH DFND 1 0 0 3782 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 541 3008 SH SOLE 0 0 3008 VANGUARD INDEX FDS SML CP GRW ETF 922908595 476 2376 SH SOLE 0 0 2376 VANGUARD INDEX FDS SML CP GRW ETF 922908595 422 2102 SH DFND 1 0 0 2102 VANGUARD INDEX FDS GROWTH ETF 922908736 100102 469721 SH DFND 1 0 0 469721 VANGUARD INDEX FDS GROWTH ETF 922908736 30326 142300 SH SOLE 0 0 142300 VANGUARD INDEX FDS VALUE ETF 922908744 23012 163942 SH SOLE 0 0 163942 VANGUARD INDEX FDS VALUE ETF 922908744 12290 87555 SH DFND 1 0 0 87555 VANGUARD INDEX FDS SMALL CP ETF 922908751 476 2594 SH DFND 1 0 0 2594 VANGUARD INDEX FDS SMALL CP ETF 922908751 68 369 SH SOLE 0 0 369 VANGUARD INDEX FDS TOTAL STK MKT 922908769 64 333 SH SOLE 0 0 333 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2105 11013 SH DFND 1 0 0 11013 VERIZON COMMUNICATIONS INC COM 92343V104 167 4228 SH DFND 1 0 0 4228 VERIZON COMMUNICATIONS INC COM 92343V104 45 1154 SH SOLE 0 0 1154 VISA INC COM CL A 92826C839 25 122 SH SOLE 0 0 122 VISA INC COM CL A 92826C839 344 1657 SH DFND 1 0 0 1657 WALMART INC COM 931142103 383 2703 SH DFND 1 0 0 2703 WALMART INC COM 931142103 76 536 SH SOLE 0 0 536 WASTE CONNECTIONS INC COM 94106B101 592 4463 SH SOLE 0 0 4463 WASTE CONNECTIONS INC COM 94106B101 1600 12072 SH DFND 1 0 0 12072 WISDOMTREE TR EMER MKT HIGH FD 97717W315 4741 133019 SH DFND 1 0 0 133019 WISDOMTREE TR EMER MKT HIGH FD 97717W315 768 21535 SH SOLE 0 0 21535 WISDOMTREE TR US MIDCAP DIVID 97717W505 1043 25358 SH SOLE 0 0 25358 WISDOMTREE TR US MIDCAP DIVID 97717W505 4775 116063 SH DFND 1 0 0 116063 WISDOMTREE TR US SMALLCAP DIVD 97717W604 3311 116410 SH DFND 1 0 0 116410 WISDOMTREE TR US SMALLCAP DIVD 97717W604 814 28608 SH SOLE 0 0 28608 WISDOMTREE TR INTL EQUITY FD 97717W703 14 291 SH SOLE 0 0 291 WISDOMTREE TR INTL EQUITY FD 97717W703 315 6701 SH DFND 1 0 0 6701 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 88686 1764199 SH DFND 1 0 0 1764199 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 22634 450240 SH SOLE 0 0 450240 AMDOCS LTD SHS G02602103 687 7553 SH SOLE 0 0 7553 AMDOCS LTD SHS G02602103 1853 20380 SH DFND 1 0 0 20380 EVEREST RE GROUP LTD COM G3223R108 1743 5263 SH DFND 1 0 0 5263 EVEREST RE GROUP LTD COM G3223R108 657 1984 SH SOLE 0 0 1984