Chief Compliance Officer

0001811480-22-000008.txt : 20221020 0001811480-22-000008.hdr.sgml : 20221020 20221020144841 ACCESSION NUMBER: 0001811480-22-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221020 DATE AS OF CHANGE: 20221020 EFFECTIVENESS DATE: 20221020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 221321011 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001079935 XXXXXXXX 09-30-2022 09-30-2022 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N Eric Rosen Chief Compliance Officer 3107122363 Eric Rosen Los Angeles CA 10-20-2022 1 298 2126881 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq322.xml ARK ETF TR INNOVATION ETF 00214Q104 189 5002 SH DFND 1 0 0 5002 ARK ETF TR INNOVATION ETF 00214Q104 20 517 SH SOLE 0 0 517 ABBOTT LABS COM 002824100 16 162 SH SOLE 0 0 162 ABBOTT LABS COM 002824100 207 2142 SH DFND 1 0 0 2142 ABBVIE INC COM 00287Y109 191 1426 SH DFND 1 0 0 1426 ABBVIE INC COM 00287Y109 118 882 SH SOLE 0 0 882 ADOBE SYSTEMS INCORPORATED COM 00724F101 4 15 SH SOLE 0 0 15 ADOBE SYSTEMS INCORPORATED COM 00724F101 251 913 SH DFND 1 0 0 913 ALPHABET INC CAP STK CL A 02079K305 23914 250013 SH DFND 1 0 0 250013 ALPHABET INC CAP STK CL A 02079K305 8139 85089 SH SOLE 0 0 85089 AMAZON COM INC COM 023135106 8704 77026 SH SOLE 0 0 77026 AMAZON COM INC COM 023135106 26517 234666 SH DFND 1 0 0 234666 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 2757 60444 SH DFND 1 0 0 60444 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 1397 30616 SH SOLE 0 0 30616 AMGEN INC COM 031162100 600 2660 SH SOLE 0 0 2660 AMGEN INC COM 031162100 18 79 SH DFND 1 0 0 79 ELEVANCE HEALTH INC COM 036752103 819 1802 SH DFND 1 0 0 1802 ELEVANCE HEALTH INC COM 036752103 5 10 SH SOLE 0 0 10 APPLE INC COM 037833100 11822 85544 SH SOLE 0 0 85544 APPLE INC COM 037833100 31273 226290 SH DFND 1 0 0 226290 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 316 22481 SH DFND 1 0 0 22481 APPLIED MATLS INC COM 038222105 6435 78548 SH DFND 1 0 0 78548 APPLIED MATLS INC COM 038222105 2415 29480 SH SOLE 0 0 29480 AUTOMATIC DATA PROCESSING IN COM 053015103 200 883 SH SOLE 0 0 883 AUTOMATIC DATA PROCESSING IN COM 053015103 47 210 SH DFND 1 0 0 210 AVID BIOSERVICES INC COM 05368M106 244 12744 SH SOLE 0 0 12744 BK OF AMERICA CORP COM 060505104 129 4265 SH SOLE 0 0 4265 BK OF AMERICA CORP COM 060505104 146 4833 SH DFND 1 0 0 4833 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 529 1981 SH DFND 1 0 0 1981 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 162 606 SH SOLE 0 0 606 BOEING CO COM 097023105 119 986 SH SOLE 0 0 986 BOEING CO COM 097023105 175 1445 SH DFND 1 0 0 1445 BRISTOL-MYERS SQUIBB CO COM 110122108 7159 100701 SH DFND 1 0 0 100701 BRISTOL-MYERS SQUIBB CO COM 110122108 2816 39610 SH SOLE 0 0 39610 BROADCOM INC COM 11135F101 8351 18808 SH SOLE 0 0 18808 BROADCOM INC COM 11135F101 24749 55740 SH DFND 1 0 0 55740 CDW CORP COM 12514G108 1548 9915 SH DFND 1 0 0 9915 CDW CORP COM 12514G108 619 3964 SH SOLE 0 0 3964 CHARLES RIV LABS INTL INC COM 159864107 528 2684 SH SOLE 0 0 2684 CHARLES RIV LABS INTL INC COM 159864107 1341 6812 SH DFND 1 0 0 6812 CHEVRON CORP NEW COM 166764100 27413 190804 SH DFND 1 0 0 190804 CHEVRON CORP NEW COM 166764100 9310 64799 SH SOLE 0 0 64799 CISCO SYS INC COM 17275R102 2411 60270 SH SOLE 0 0 60270 CISCO SYS INC COM 17275R102 6513 162824 SH DFND 1 0 0 162824 CITIZENS FINL GROUP INC COM 174610105 1334 38834 SH DFND 1 0 0 38834 CITIZENS FINL GROUP INC COM 174610105 517 15055 SH SOLE 0 0 15055 COINBASE GLOBAL INC COM CL A 19260Q107 9 136 SH SOLE 0 0 136 COINBASE GLOBAL INC COM CL A 19260Q107 508 7878 SH DFND 1 0 0 7878 CROWDSTRIKE HLDGS INC CL A 22788C105 628 3812 SH DFND 1 0 0 3812 DEERE & CO COM 244199105 27180 81405 SH DFND 1 0 0 81405 DEERE & CO COM 244199105 9293 27833 SH SOLE 0 0 27833 DICKS SPORTING GOODS INC COM 253393102 591 5645 SH SOLE 0 0 5645 DICKS SPORTING GOODS INC COM 253393102 1543 14744 SH DFND 1 0 0 14744 DISNEY WALT CO COM 254687106 24348 258113 SH DFND 1 0 0 258113 DISNEY WALT CO COM 254687106 8313 88124 SH SOLE 0 0 88124 DOLLAR TREE INC COM 256746108 550 4038 SH SOLE 0 0 4038 DOLLAR TREE INC COM 256746108 1407 10341 SH DFND 1 0 0 10341 DOMINION ENERGY INC COM 25746U109 333 4814 SH DFND 1 0 0 4814 EAST WEST BANCORP INC COM 27579R104 503 7499 SH SOLE 0 0 7499 EPAM SYS INC COM 29414B104 547 1511 SH SOLE 0 0 1511 EPAM SYS INC COM 29414B104 1479 4082 SH DFND 1 0 0 4082 EXXON MOBIL CORP COM 30231G102 1090 12485 SH DFND 1 0 0 12485 EXXON MOBIL CORP COM 30231G102 169 1930 SH SOLE 0 0 1930 META PLATFORMS INC CL A 30303M102 42 309 SH SOLE 0 0 309 META PLATFORMS INC CL A 30303M102 202 1486 SH DFND 1 0 0 1486 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 4771 97918 SH DFND 1 0 0 97918 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 181 3720 SH SOLE 0 0 3720 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 48 1425 SH SOLE 0 0 1425 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 478 14047 SH DFND 1 0 0 14047 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 179707 4127407 SH DFND 1 0 0 4127407 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 35988 826560 SH SOLE 0 0 826560 FORD MTR CO DEL COM 345370860 9 800 SH SOLE 0 0 800 FORD MTR CO DEL COM 345370860 674 60153 SH DFND 1 0 0 60153 FORTUNE BRANDS HOME & SEC IN COM 34964C106 1289 24002 SH DFND 1 0 0 24002 FORTUNE BRANDS HOME & SEC IN COM 34964C106 496 9237 SH SOLE 0 0 9237 FREEPORT-MCMORAN INC CL B 35671D857 2581 94453 SH SOLE 0 0 94453 FREEPORT-MCMORAN INC CL B 35671D857 6706 245377 SH DFND 1 0 0 245377 GALLAGHER ARTHUR J & CO COM 363576109 6 35 SH DFND 1 0 0 35 GALLAGHER ARTHUR J & CO COM 363576109 1185 6921 SH SOLE 0 0 6921 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1341 54176 SH SOLE 0 0 54176 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 2777 112194 SH DFND 1 0 0 112194 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 208719 2938870 SH DFND 1 0 0 2938870 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 66331 933970 SH SOLE 0 0 933970 HOME DEPOT INC COM 437076102 23 85 SH SOLE 0 0 85 HOME DEPOT INC COM 437076102 320 1160 SH DFND 1 0 0 1160 INTERNATIONAL BUSINESS MACHS COM 459200101 256 2155 SH DFND 1 0 0 2155 INTERNATIONAL BUSINESS MACHS COM 459200101 3 22 SH SOLE 0 0 22 INVESCO QQQ TR UNIT SER 1 46090E103 311 1165 SH SOLE 0 0 1165 INVESCO QQQ TR UNIT SER 1 46090E103 957 3580 SH DFND 1 0 0 3580 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 338 2337 SH DFND 1 0 0 2337 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 242 1677 SH SOLE 0 0 1677 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 99 4904 SH SOLE 0 0 4904 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 995 49261 SH DFND 1 0 0 49261 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 235 12607 SH DFND 1 0 0 12607 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 237 12703 SH DFND 1 0 0 12703 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 240 12036 SH DFND 1 0 0 12036 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 242 11893 SH DFND 1 0 0 11893 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 248 11865 SH DFND 1 0 0 11865 ISHARES GOLD TR ISHARES NEW 464285204 81 2580 SH DFND 1 0 0 2580 ISHARES GOLD TR ISHARES NEW 464285204 262 8322 SH SOLE 0 0 8322 ISHARES INC EM MKTS DIV ETF 464286319 1679 74033 SH SOLE 0 0 74033 ISHARES INC EM MKTS DIV ETF 464286319 5002 220540 SH DFND 1 0 0 220540 ISHARES TR CORE S&P500 ETF 464287200 258 719 SH DFND 1 0 0 719 ISHARES TR CORE S&P500 ETF 464287200 93 260 SH SOLE 0 0 260 ISHARES TR CORE US AGGBD ET 464287226 979 10166 SH SOLE 0 0 10166 ISHARES TR CORE US AGGBD ET 464287226 1574 16340 SH DFND 1 0 0 16340 ISHARES TR MSCI EMG MKT ETF 464287234 349 10014 SH DFND 1 0 0 10014 ISHARES TR MSCI EMG MKT ETF 464287234 72 2063 SH SOLE 0 0 2063 ISHARES TR S&P 500 GRWT ETF 464287309 1741 30100 SH SOLE 0 0 30100 ISHARES TR S&P 500 GRWT ETF 464287309 1729 29894 SH DFND 1 0 0 29894 ISHARES TR 1 3 YR TREAS BD 464287457 41 501 SH DFND 1 0 0 501 ISHARES TR 1 3 YR TREAS BD 464287457 306 3767 SH SOLE 0 0 3767 ISHARES TR RUS MID CAP ETF 464287499 257 4132 SH DFND 1 0 0 4132 ISHARES TR EXPND TEC SC ETF 464287549 40481 146452 SH DFND 1 0 0 146452 ISHARES TR EXPND TEC SC ETF 464287549 13886 50238 SH SOLE 0 0 50238 ISHARES TR S&P MC 400GR ETF 464287606 2353 37339 SH SOLE 0 0 37339 ISHARES TR S&P MC 400GR ETF 464287606 599 9512 SH DFND 1 0 0 9512 ISHARES TR RUS 1000 ETF 464287622 298 1510 SH DFND 1 0 0 1510 ISHARES TR S&P MC 400VL ETF 464287705 611 6788 SH DFND 1 0 0 6788 ISHARES TR S&P MC 400VL ETF 464287705 2400 26666 SH SOLE 0 0 26666 ISHARES TR CORE S&P SCP ETF 464287804 339 3890 SH SOLE 0 0 3890 ISHARES TR CORE S&P SCP ETF 464287804 3223 36968 SH DFND 1 0 0 36968 ISHARES TR SP SMCP600VL ETF 464287879 349 4230 SH DFND 1 0 0 4230 ISHARES TR SP SMCP600VL ETF 464287879 554 6720 SH SOLE 0 0 6720 ISHARES TR S&P SML 600 GWT 464287887 600 5902 SH SOLE 0 0 5902 ISHARES TR S&P SML 600 GWT 464287887 362 3565 SH DFND 1 0 0 3565 ISHARES TR GL CLEAN ENE ETF 464288224 1102 57732 SH DFND 1 0 0 57732 ISHARES TR GL CLEAN ENE ETF 464288224 43 2230 SH SOLE 0 0 2230 ISHARES TR NATIONAL MUN ETF 464288414 11 108 SH SOLE 0 0 108 ISHARES TR NATIONAL MUN ETF 464288414 1635 15936 SH DFND 1 0 0 15936 ISHARES TR INTL SEL DIV ETF 464288448 9444 419178 SH DFND 1 0 0 419178 ISHARES TR INTL SEL DIV ETF 464288448 2801 124316 SH SOLE 0 0 124316 ISHARES TR US AER DEF ETF 464288760 307 3371 SH DFND 1 0 0 3371 ISHARES TR U.S. MED DVC ETF 464288810 467 9906 SH DFND 1 0 0 9906 ISHARES TR FLTG RATE NT ETF 46429B655 495 9847 SH DFND 1 0 0 9847 ISHARES TR MSCI USA VALUE 46432F388 108676 1327583 SH DFND 1 0 0 1327583 ISHARES TR MSCI USA VALUE 46432F388 18870 230514 SH SOLE 0 0 230514 ISHARES TR MSCI USA MMENTM 46432F396 23 178 SH SOLE 0 0 178 ISHARES TR MSCI USA MMENTM 46432F396 397 3024 SH DFND 1 0 0 3024 ISHARES TR CORE MSCI EAFE 46432F842 201 3809 SH DFND 1 0 0 3809 ISHARES TR CORE MSCI EAFE 46432F842 3 65 SH SOLE 0 0 65 ISHARES TR MSCI USA SML CP 46434V290 359 8029 SH SOLE 0 0 8029 ISHARES TR MSCI USA SML CP 46434V290 741 16564 SH DFND 1 0 0 16564 ISHARES TR CORE MSCI INTL 46435G326 7087 146692 SH DFND 1 0 0 146692 ISHARES TR CORE MSCI INTL 46435G326 15489 320626 SH SOLE 0 0 320626 ISHARES TR ESG AW MSCI EAFE 46435G516 94 1666 SH SOLE 0 0 1666 ISHARES TR ESG AW MSCI EAFE 46435G516 139 2481 SH DFND 1 0 0 2481 ISHARES TR BROAD USD HIGH 46435U853 1453 43212 SH DFND 1 0 0 43212 ISHARES TR BROAD USD HIGH 46435U853 144 4275 SH SOLE 0 0 4275 JPMORGAN CHASE & CO COM 46625H100 139 1328 SH SOLE 0 0 1328 JPMORGAN CHASE & CO COM 46625H100 454 4346 SH DFND 1 0 0 4346 JABIL INC COM 466313103 1652 28626 SH DFND 1 0 0 28626 JABIL INC COM 466313103 626 10852 SH SOLE 0 0 10852 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 23 442 SH SOLE 0 0 442 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 445 8686 SH DFND 1 0 0 8686 J P MORGAN EXCHANGE TRADED F US MOMENTUM 46641Q779 2197 62461 SH DFND 1 0 0 62461 J P MORGAN EXCHANGE TRADED F US MOMENTUM 46641Q779 991 28173 SH SOLE 0 0 28173 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 1358 27072 SH SOLE 0 0 27072 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 397 9322 SH SOLE 0 0 9322 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 745 17491 SH DFND 1 0 0 17491 JOHNSON & JOHNSON COM 478160104 572 3499 SH DFND 1 0 0 3499 JOHNSON & JOHNSON COM 478160104 149 915 SH SOLE 0 0 915 LABORATORY CORP AMER HLDGS COM NEW 50540R409 527 2571 SH SOLE 0 0 2571 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1370 6689 SH DFND 1 0 0 6689 LOWES COS INC COM 548661107 295 1569 SH DFND 1 0 0 1569 LOWES COS INC COM 548661107 144 764 SH SOLE 0 0 764 MASTERCARD INCORPORATED CL A 57636Q104 8588 30203 SH SOLE 0 0 30203 MASTERCARD INCORPORATED CL A 57636Q104 25675 90296 SH DFND 1 0 0 90296 MCKESSON CORP COM 58155Q103 30343 89278 SH DFND 1 0 0 89278 MCKESSON CORP COM 58155Q103 10254 30170 SH SOLE 0 0 30170 METLIFE INC COM 59156R108 9204 151436 SH SOLE 0 0 151436 METLIFE INC COM 59156R108 27417 451087 SH DFND 1 0 0 451087 MICROSOFT CORP COM 594918104 27606 118533 SH DFND 1 0 0 118533 MICROSOFT CORP COM 594918104 9528 40910 SH SOLE 0 0 40910 MORGAN STANLEY COM NEW 617446448 9167 116021 SH SOLE 0 0 116021 MORGAN STANLEY COM NEW 617446448 27021 341992 SH DFND 1 0 0 341992 NEWS CORP NEW CL A 65249B109 1340 88658 SH DFND 1 0 0 88658 NEWS CORP NEW CL A 65249B109 525 34713 SH SOLE 0 0 34713 NEXTERA ENERGY INC COM 65339F101 9237 117804 SH SOLE 0 0 117804 NEXTERA ENERGY INC COM 65339F101 27403 349485 SH DFND 1 0 0 349485 NORFOLK SOUTHN CORP COM 655844108 325 1548 SH DFND 1 0 0 1548 NVIDIA CORPORATION COM 67066G104 531 4375 SH DFND 1 0 0 4375 NVIDIA CORPORATION COM 67066G104 53 438 SH SOLE 0 0 438 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 209 4525 SH SOLE 0 0 4525 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 327 7093 SH DFND 1 0 0 7093 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 343 11102 SH DFND 1 0 0 11102 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 218 7054 SH SOLE 0 0 7054 OREILLY AUTOMOTIVE INC COM 67103H107 10246 14568 SH SOLE 0 0 14568 OREILLY AUTOMOTIVE INC COM 67103H107 30217 42961 SH DFND 1 0 0 42961 PEPSICO INC COM 713448108 248 1518 SH DFND 1 0 0 1518 PEPSICO INC COM 713448108 82 500 SH SOLE 0 0 500 PERKINELMER INC COM 714046109 466 3876 SH DFND 1 0 0 3876 PFIZER INC COM 717081103 264 6038 SH DFND 1 0 0 6038 PFIZER INC COM 717081103 15 343 SH SOLE 0 0 343 PIMCO DYNAMIC INCOME FD SHS 72201Y101 198 10237 SH DFND 1 0 0 10237 PROCTER AND GAMBLE CO COM 742718109 25898 205132 SH DFND 1 0 0 205132 PROCTER AND GAMBLE CO COM 742718109 8810 69783 SH SOLE 0 0 69783 PROLOGIS INC. COM 74340W103 2421 23827 SH SOLE 0 0 23827 PROLOGIS INC. COM 74340W103 6472 63705 SH DFND 1 0 0 63705 RAYTHEON TECHNOLOGIES CORP COM 75513E101 94 1153 SH DFND 1 0 0 1153 RAYTHEON TECHNOLOGIES CORP COM 75513E101 135 1651 SH SOLE 0 0 1651 SPDR S&P 500 ETF TR TR UNIT 78462F103 300 841 SH SOLE 0 0 841 SPDR S&P 500 ETF TR TR UNIT 78462F103 2597 7271 SH DFND 1 0 0 7271 SPDR GOLD TR GOLD SHS 78463V107 204 1317 SH DFND 1 0 0 1317 SPDR GOLD TR GOLD SHS 78463V107 316 2046 SH SOLE 0 0 2046 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 9274 298769 SH SOLE 0 0 298769 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3357 108147 SH DFND 1 0 0 108147 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 110289 4274758 SH DFND 1 0 0 4274758 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 30351 1176410 SH SOLE 0 0 1176410 SPDR SER TR S&P 600 SMCP GRW 78464A201 8454 124102 SH SOLE 0 0 124102 SPDR SER TR S&P 600 SMCP GRW 78464A201 28674 420927 SH DFND 1 0 0 420927 SPDR SER TR S&P 600 SMCP VAL 78464A300 1849 27533 SH DFND 1 0 0 27533 SPDR SER TR S&P 600 SMCP VAL 78464A300 3947 58785 SH SOLE 0 0 58785 SPDR SER TR PORTFOLIO AGRGTE 78464A649 415 16652 SH SOLE 0 0 16652 SPDR SER TR PORTFOLIO AGRGTE 78464A649 4239 169881 SH DFND 1 0 0 169881 SPDR SER TR S&P 400 MDCP GRW 78464A821 1148 19025 SH DFND 1 0 0 19025 SPDR SER TR S&P 400 MDCP GRW 78464A821 2152 35659 SH SOLE 0 0 35659 SPDR SER TR S&P 400 MDCP VAL 78464A839 2278 39401 SH SOLE 0 0 39401 SPDR SER TR S&P 400 MDCP VAL 78464A839 1403 24268 SH DFND 1 0 0 24268 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 6315 157179 SH DFND 1 0 0 157179 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 625 15550 SH SOLE 0 0 15550 SPDR SER TR S&P OILGAS EXP 78468R556 332 2663 SH DFND 1 0 0 2663 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 192 4526 SH DFND 1 0 0 4526 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 56 1334 SH SOLE 0 0 1334 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 368 8644 SH SOLE 0 0 8644 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 819 19254 SH DFND 1 0 0 19254 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 48313 398918 SH DFND 1 0 0 398918 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 16352 135016 SH SOLE 0 0 135016 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 15267 228788 SH SOLE 0 0 228788 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 45394 680266 SH DFND 1 0 0 680266 SELECT SECTOR SPDR TR ENERGY 81369Y506 286 3967 SH DFND 1 0 0 3967 SELECT SECTOR SPDR TR ENERGY 81369Y506 26 358 SH SOLE 0 0 358 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 209 6887 SH SOLE 0 0 6887 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 482 15868 SH DFND 1 0 0 15868 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 45955 554739 SH DFND 1 0 0 554739 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 15404 185952 SH SOLE 0 0 185952 SYSCO CORP COM 871829107 503 7115 SH SOLE 0 0 7115 SYSCO CORP COM 871829107 1323 18705 SH DFND 1 0 0 18705 TESLA INC COM 88160R101 692 2607 SH DFND 1 0 0 2607 TESLA INC COM 88160R101 412 1553 SH SOLE 0 0 1553 THERMO FISHER SCIENTIFIC INC COM 883556102 9293 18322 SH SOLE 0 0 18322 THERMO FISHER SCIENTIFIC INC COM 883556102 27755 54723 SH DFND 1 0 0 54723 TRUIST FINL CORP COM 89832Q109 318 7298 SH DFND 1 0 0 7298 US BANCORP DEL COM NEW 902973304 6257 155193 SH DFND 1 0 0 155193 US BANCORP DEL COM NEW 902973304 2423 60086 SH SOLE 0 0 60086 UNITEDHEALTH GROUP INC COM 91324P102 245 486 SH SOLE 0 0 486 UNITEDHEALTH GROUP INC COM 91324P102 563 1115 SH DFND 1 0 0 1115 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1019 7540 SH DFND 1 0 0 7540 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 149 1102 SH SOLE 0 0 1102 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 5392 148286 SH SOLE 0 0 148286 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 6910 190049 SH DFND 1 0 0 190049 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3552 37432 SH DFND 1 0 0 37432 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 606 6389 SH SOLE 0 0 6389 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 2901 55748 SH SOLE 0 0 55748 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 9872 189698 SH DFND 1 0 0 189698 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 312 7032 SH DFND 1 0 0 7032 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2658 72829 SH DFND 1 0 0 72829 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3799 104097 SH SOLE 0 0 104097 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 9 116 SH SOLE 0 0 116 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 239 3217 SH DFND 1 0 0 3217 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1277 5707 SH DFND 1 0 0 5707 VANGUARD WORLD FDS INF TECH ETF 92204A702 1113 3620 SH DFND 1 0 0 3620 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 524 4302 SH DFND 1 0 0 4302 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 567 4656 SH SOLE 0 0 4656 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 542 3178 SH SOLE 0 0 3178 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 647 3793 SH DFND 1 0 0 3793 VANGUARD INDEX FDS SML CP GRW ETF 922908595 414 2121 SH DFND 1 0 0 2121 VANGUARD INDEX FDS SML CP GRW ETF 922908595 484 2481 SH SOLE 0 0 2481 VANGUARD INDEX FDS GROWTH ETF 922908736 28549 133436 SH SOLE 0 0 133436 VANGUARD INDEX FDS GROWTH ETF 922908736 92747 433500 SH DFND 1 0 0 433500 VANGUARD INDEX FDS VALUE ETF 922908744 9943 80523 SH DFND 1 0 0 80523 VANGUARD INDEX FDS VALUE ETF 922908744 20184 163458 SH SOLE 0 0 163458 VANGUARD INDEX FDS SMALL CP ETF 922908751 63 366 SH SOLE 0 0 366 VANGUARD INDEX FDS SMALL CP ETF 922908751 457 2672 SH DFND 1 0 0 2672 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1976 11012 SH DFND 1 0 0 11012 VANGUARD INDEX FDS TOTAL STK MKT 922908769 60 332 SH SOLE 0 0 332 VERIZON COMMUNICATIONS INC COM 92343V104 49 1291 SH SOLE 0 0 1291 VERIZON COMMUNICATIONS INC COM 92343V104 165 4340 SH DFND 1 0 0 4340 VISA INC COM CL A 92826C839 293 1647 SH DFND 1 0 0 1647 VISA INC COM CL A 92826C839 25 138 SH SOLE 0 0 138 WALMART INC COM 931142103 216 1663 SH SOLE 0 0 1663 WALMART INC COM 931142103 361 2780 SH DFND 1 0 0 2780 WASTE CONNECTIONS INC COM 94106B101 1581 11703 SH DFND 1 0 0 11703 WASTE CONNECTIONS INC COM 94106B101 601 4451 SH SOLE 0 0 4451 WISDOMTREE TR EMER MKT HIGH FD 97717W315 573 17602 SH SOLE 0 0 17602 WISDOMTREE TR EMER MKT HIGH FD 97717W315 2700 82992 SH DFND 1 0 0 82992 WISDOMTREE TR US MIDCAP DIVID 97717W505 4395 116684 SH DFND 1 0 0 116684 WISDOMTREE TR US MIDCAP DIVID 97717W505 1170 31048 SH SOLE 0 0 31048 WISDOMTREE TR US SMALLCAP DIVD 97717W604 821 31887 SH SOLE 0 0 31887 WISDOMTREE TR US SMALLCAP DIVD 97717W604 2902 112759 SH DFND 1 0 0 112759 WISDOMTREE TR INTL EQUITY FD 97717W703 405 10088 SH DFND 1 0 0 10088 WISDOMTREE TR INTL EQUITY FD 97717W703 265 6592 SH SOLE 0 0 6592 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 12538 249354 SH SOLE 0 0 249354 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 46425 923335 SH DFND 1 0 0 923335 AMDOCS LTD SHS G02602103 1587 19979 SH DFND 1 0 0 19979 AMDOCS LTD SHS G02602103 606 7627 SH SOLE 0 0 7627 EVEREST RE GROUP LTD COM G3223R108 586 2234 SH SOLE 0 0 2234 EVEREST RE GROUP LTD COM G3223R108 1548 5897 SH DFND 1 0 0 5897