Chief Compliance Officer

0001811480-22-000005.txt : 20220713 0001811480-22-000005.hdr.sgml : 20220713 20220713152050 ACCESSION NUMBER: 0001811480-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220713 DATE AS OF CHANGE: 20220713 EFFECTIVENESS DATE: 20220713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 221081012 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001079935 XXXXXXXX 06-30-2022 06-30-2022 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N Eric Rosen Chief Compliance Officer 3107122363 Eric Rosen Los Angeles CA 07-13-2022 1 311 1979136 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq222.xml AT&T INC COM 00206R102 235 11191 SH DFND 1 0 0 11191 AT&T INC COM 00206R102 48 2310 SH SOLE 0 0 2310 ABBOTT LABS COM 002824100 18 162 SH SOLE 0 0 162 ABBOTT LABS COM 002824100 233 2142 SH DFND 1 0 0 2142 ABBVIE INC COM 00287Y109 218 1426 SH DFND 1 0 0 1426 ABBVIE INC COM 00287Y109 150 982 SH SOLE 0 0 982 ADOBE SYSTEMS INCORPORATED COM 00724F101 1 2 SH SOLE 0 0 2 ADOBE SYSTEMS INCORPORATED COM 00724F101 339 925 SH DFND 1 0 0 925 ALPHABET INC CAP STK CL A 02079K305 22847 10484 SH DFND 1 0 0 10484 ALPHABET INC CAP STK CL A 02079K305 8283 3801 SH SOLE 0 0 3801 AMAZON COM INC COM 023135106 8999 84727 SH SOLE 0 0 84727 AMAZON COM INC COM 023135106 27266 256715 SH DFND 1 0 0 256715 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 2804 55025 SH DFND 1 0 0 55025 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 1550 30414 SH SOLE 0 0 30414 AMGEN INC COM 031162100 655 2693 SH SOLE 0 0 2693 AMGEN INC COM 031162100 12 51 SH DFND 1 0 0 51 ELEVANCE HEALTH INC COM 036752103 870 1802 SH DFND 1 0 0 1802 APPLE INC COM 037833100 31725 232043 SH DFND 1 0 0 232043 APPLE INC COM 037833100 11445 83710 SH SOLE 0 0 83710 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 330 22481 SH DFND 1 0 0 22481 APPLIED MATLS INC COM 038222105 6854 75336 SH DFND 1 0 0 75336 APPLIED MATLS INC COM 038222105 2512 27609 SH SOLE 0 0 27609 AUTOMATIC DATA PROCESSING IN COM 053015103 185 882 SH SOLE 0 0 882 AUTOMATIC DATA PROCESSING IN COM 053015103 44 210 SH DFND 1 0 0 210 AVID BIOSERVICES INC COM 05368M106 194 12744 SH SOLE 0 0 12744 BK OF AMERICA CORP COM 060505104 157 5054 SH SOLE 0 0 5054 BK OF AMERICA CORP COM 060505104 152 4875 SH DFND 1 0 0 4875 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 545 1998 SH DFND 1 0 0 1998 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 204 747 SH SOLE 0 0 747 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GALLAGHER ARTHUR J & CO COM 363576109 6 35 SH DFND 1 0 0 35 GAP INC COM 364760108 141 17062 SH SOLE 0 0 17062 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1487 53541 SH SOLE 0 0 53541 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 2878 103628 SH DFND 1 0 0 103628 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 217982 2908753 SH DFND 1 0 0 2908753 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 69501 927426 SH SOLE 0 0 927426 HOME DEPOT INC COM 437076102 34 123 SH SOLE 0 0 123 HOME DEPOT INC COM 437076102 323 1179 SH DFND 1 0 0 1179 HONEYWELL INTL INC COM 438516106 164 946 SH DFND 1 0 0 946 HONEYWELL INTL INC COM 438516106 57 330 SH SOLE 0 0 330 INNOVATE CORP COM 45784J105 22 12600 SH DFND 1 0 0 12600 INTERNATIONAL BUSINESS MACHS COM 459200101 318 2255 SH DFND 1 0 0 2255 INTERNATIONAL BUSINESS MACHS COM 459200101 14 100 SH SOLE 0 0 100 INVESCO QQQ TR UNIT SER 1 46090E103 333 1187 SH SOLE 0 0 1187 INVESCO QQQ TR UNIT SER 1 46090E103 984 3511 SH DFND 1 0 0 3511 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 413 2800 SH DFND 1 0 0 2800 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 248 1677 SH SOLE 0 0 1677 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 107 5265 SH SOLE 0 0 5265 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 955 47103 SH DFND 1 0 0 47103 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 264 9521 SH SOLE 0 0 9521 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 244 12607 SH DFND 1 0 0 12607 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 245 12703 SH DFND 1 0 0 12703 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 246 12036 SH DFND 1 0 0 12036 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 247 11893 SH DFND 1 0 0 11893 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 249 11865 SH DFND 1 0 0 11865 ISHARES GOLD TR ISHARES NEW 464285204 89 2580 SH DFND 1 0 0 2580 ISHARES GOLD TR ISHARES NEW 464285204 307 8942 SH SOLE 0 0 8942 ISHARES INC EM MKTS DIV ETF 464286319 2040 76690 SH SOLE 0 0 76690 ISHARES INC EM MKTS DIV ETF 464286319 6662 250466 SH DFND 1 0 0 250466 ISHARES TR CORE S&P500 ETF 464287200 392 1035 SH DFND 1 0 0 1035 ISHARES TR CORE S&P500 ETF 464287200 99 260 SH SOLE 0 0 260 ISHARES TR CORE US AGGBD ET 464287226 1034 10166 SH SOLE 0 0 10166 ISHARES TR CORE US AGGBD ET 464287226 268 2635 SH DFND 1 0 0 2635 ISHARES TR S&P 500 GRWT ETF 464287309 1878 31113 SH DFND 1 0 0 31113 ISHARES TR S&P 500 GRWT ETF 464287309 1832 30356 SH SOLE 0 0 30356 ISHARES TR 1 3 YR TREAS BD 464287457 324 3911 SH SOLE 0 0 3911 ISHARES TR 1 3 YR TREAS BD 464287457 41 501 SH DFND 1 0 0 501 ISHARES TR RUS MID CAP ETF 464287499 267 4132 SH DFND 1 0 0 4132 ISHARES TR EXPND TEC SC ETF 464287549 41938 142458 SH DFND 1 0 0 142458 ISHARES TR EXPND TEC SC ETF 464287549 14260 48440 SH SOLE 0 0 48440 ISHARES TR S&P MC 400GR ETF 464287606 2136 33514 SH SOLE 0 0 33514 ISHARES TR S&P MC 400GR ETF 464287606 609 9554 SH DFND 1 0 0 9554 ISHARES TR RUS 1000 ETF 464287622 318 1531 SH DFND 1 0 0 1531 ISHARES TR S&P MC 400VL ETF 464287705 650 6881 SH DFND 1 0 0 6881 ISHARES TR S&P MC 400VL ETF 464287705 2255 23884 SH SOLE 0 0 23884 ISHARES TR CORE S&P SCP ETF 464287804 370 4009 SH SOLE 0 0 4009 ISHARES TR CORE S&P SCP ETF 464287804 3330 36040 SH DFND 1 0 0 36040 ISHARES TR SP SMCP600VL ETF 464287879 382 4289 SH DFND 1 0 0 4289 ISHARES TR SP SMCP600VL ETF 464287879 635 7137 SH SOLE 0 0 7137 ISHARES TR S&P SML 600 GWT 464287887 655 6218 SH SOLE 0 0 6218 ISHARES TR S&P SML 600 GWT 464287887 380 3612 SH DFND 1 0 0 3612 ISHARES TR GL CLEAN ENE ETF 464288224 1100 57732 SH DFND 1 0 0 57732 ISHARES TR GL CLEAN ENE ETF 464288224 46 2432 SH SOLE 0 0 2432 ISHARES TR NATIONAL MUN ETF 464288414 39 363 SH SOLE 0 0 363 ISHARES TR NATIONAL MUN ETF 464288414 267 2506 SH DFND 1 0 0 2506 ISHARES TR INTL SEL DIV ETF 464288448 11173 411372 SH DFND 1 0 0 411372 ISHARES TR INTL SEL DIV ETF 464288448 3237 119197 SH SOLE 0 0 119197 ISHARES TR US AER DEF ETF 464288760 10 100 SH SOLE 0 0 100 ISHARES TR US AER DEF ETF 464288760 340 3429 SH DFND 1 0 0 3429 ISHARES TR U.S. MED DVC ETF 464288810 534 10594 SH DFND 1 0 0 10594 ISHARES TR FLTG RATE NT ETF 46429B655 494 9897 SH DFND 1 0 0 9897 ISHARES TR MSCI USA VALUE 46432F388 115119 1271747 SH DFND 1 0 0 1271747 ISHARES TR MSCI USA VALUE 46432F388 20812 229915 SH SOLE 0 0 229915 ISHARES TR MSCI USA MMENTM 46432F396 115 842 SH SOLE 0 0 842 ISHARES TR MSCI USA MMENTM 46432F396 1057 7753 SH DFND 1 0 0 7753 ISHARES TR CORE MSCI EAFE 46432F842 259 4409 SH DFND 1 0 0 4409 ISHARES TR CORE MSCI EAFE 46432F842 6 99 SH SOLE 0 0 99 ISHARES TR MSCI USA SML CP 46434V290 397 8462 SH SOLE 0 0 8462 ISHARES TR MSCI USA SML CP 46434V290 746 15901 SH DFND 1 0 0 15901 ISHARES TR CORE MSCI INTL 46435G326 7358 136923 SH DFND 1 0 0 136923 ISHARES TR CORE MSCI INTL 46435G326 15367 285948 SH SOLE 0 0 285948 ISHARES TR ESG AWR MSCI USA 46435G425 227 2706 SH SOLE 0 0 2706 ISHARES TR ESG AWR MSCI USA 46435G425 367 4375 SH DFND 1 0 0 4375 ISHARES TR ESG AW MSCI EAFE 46435G516 156 2481 SH DFND 1 0 0 2481 ISHARES TR ESG AW MSCI EAFE 46435G516 101 1614 SH SOLE 0 0 1614 ISHARES TR BROAD USD HIGH 46435U853 159 4596 SH SOLE 0 0 4596 ISHARES TR BROAD USD HIGH 46435U853 1425 41166 SH DFND 1 0 0 41166 JPMORGAN CHASE & CO COM 46625H100 498 4424 SH DFND 1 0 0 4424 JPMORGAN CHASE & CO COM 46625H100 155 1376 SH SOLE 0 0 1376 JABIL INC COM 466313103 548 10702 SH SOLE 0 0 10702 JABIL INC COM 466313103 1434 28007 SH DFND 1 0 0 28007 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 482 8686 SH DFND 1 0 0 8686 J P MORGAN EXCHANGE TRADED F US MOMENTUM 46641Q779 2255 62068 SH DFND 1 0 0 62068 J P MORGAN EXCHANGE TRADED F US MOMENTUM 46641Q779 1121 30860 SH SOLE 0 0 30860 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 1316 26275 SH SOLE 0 0 26275 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 440 9960 SH SOLE 0 0 9960 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 781 17679 SH DFND 1 0 0 17679 JOHNSON & JOHNSON COM 478160104 730 4111 SH DFND 1 0 0 4111 JOHNSON & JOHNSON COM 478160104 177 998 SH SOLE 0 0 998 LABORATORY CORP AMER HLDGS COM NEW 50540R409 585 2495 SH SOLE 0 0 2495 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1516 6469 SH DFND 1 0 0 6469 LOWES COS INC COM 548661107 310 1776 SH DFND 1 0 0 1776 LOWES COS INC COM 548661107 142 811 SH SOLE 0 0 811 MASTERCARD INCORPORATED CL A 57636Q104 9458 29980 SH SOLE 0 0 29980 MASTERCARD INCORPORATED CL A 57636Q104 28372 89934 SH DFND 1 0 0 89934 MCDONALDS CORP COM 580135101 121 489 SH DFND 1 0 0 489 MCDONALDS CORP COM 580135101 88 356 SH SOLE 0 0 356 MCKESSON CORP COM 58155Q103 10366 31777 SH SOLE 0 0 31777 MCKESSON CORP COM 58155Q103 30952 94883 SH DFND 1 0 0 94883 MERCK & CO INC COM 58933Y105 112 1228 SH DFND 1 0 0 1228 MERCK & CO INC COM 58933Y105 107 1174 SH SOLE 0 0 1174 METLIFE INC COM 59156R108 9266 147575 SH SOLE 0 0 147575 METLIFE INC COM 59156R108 27991 445780 SH DFND 1 0 0 445780 MICROSOFT CORP COM 594918104 29946 116597 SH DFND 1 0 0 116597 MICROSOFT CORP COM 594918104 9904 38562 SH SOLE 0 0 38562 MORGAN STANLEY COM NEW 617446448 9103 119685 SH SOLE 0 0 119685 MORGAN STANLEY COM NEW 617446448 27408 360345 SH DFND 1 0 0 360345 NEWS CORP NEW CL A 65249B109 1302 83578 SH DFND 1 0 0 83578 NEWS CORP NEW CL A 65249B109 514 32976 SH SOLE 0 0 32976 NEXTERA ENERGY INC COM 65339F101 10122 130673 SH SOLE 0 0 130673 NEXTERA ENERGY INC COM 65339F101 30320 391424 SH DFND 1 0 0 391424 NORFOLK SOUTHN CORP COM 655844108 352 1548 SH DFND 1 0 0 1548 NVIDIA CORPORATION COM 67066G104 730 4817 SH DFND 1 0 0 4817 NVIDIA CORPORATION COM 67066G104 79 518 SH SOLE 0 0 518 OREILLY AUTOMOTIVE INC COM 67103H107 9421 14912 SH SOLE 0 0 14912 OREILLY AUTOMOTIVE INC COM 67103H107 27663 43787 SH DFND 1 0 0 43787 PEPSICO INC COM 713448108 253 1518 SH DFND 1 0 0 1518 PEPSICO INC COM 713448108 78 471 SH SOLE 0 0 471 PERKINELMER INC COM 714046109 551 3876 SH DFND 1 0 0 3876 PFIZER INC COM 717081103 325 6205 SH DFND 1 0 0 6205 PFIZER INC COM 717081103 88 1683 SH SOLE 0 0 1683 PHILIP MORRIS INTL INC COM 718172109 82 829 SH SOLE 0 0 829 PHILIP MORRIS INTL INC COM 718172109 161 1631 SH DFND 1 0 0 1631 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 0 1 SH DFND 1 0 0 1 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 308 3209 SH SOLE 0 0 3209 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 93 936 SH SOLE 0 0 936 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 111 1121 SH DFND 1 0 0 1121 PROCTER AND GAMBLE CO COM 742718109 29240 203353 SH DFND 1 0 0 203353 PROCTER AND GAMBLE CO COM 742718109 9846 68476 SH SOLE 0 0 68476 PROLOGIS INC. COM 74340W103 2687 22837 SH SOLE 0 0 22837 PROLOGIS INC. COM 74340W103 7232 61471 SH DFND 1 0 0 61471 RAYTHEON TECHNOLOGIES CORP COM 75513E101 111 1153 SH DFND 1 0 0 1153 RAYTHEON TECHNOLOGIES CORP COM 75513E101 154 1605 SH SOLE 0 0 1605 SPDR S&P 500 ETF TR TR UNIT 78462F103 250 663 SH SOLE 0 0 663 SPDR S&P 500 ETF TR TR UNIT 78462F103 1674 4436 SH DFND 1 0 0 4436 SPDR GOLD TR GOLD SHS 78463V107 232 1377 SH DFND 1 0 0 1377 SPDR GOLD TR GOLD SHS 78463V107 363 2156 SH SOLE 0 0 2156 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 9291 267207 SH SOLE 0 0 267207 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3425 98502 SH DFND 1 0 0 98502 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 112132 3888067 SH DFND 1 0 0 3888067 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 31129 1079355 SH SOLE 0 0 1079355 SPDR SER TR NYSE TECH ETF 78464A102 63 610 SH SOLE 0 0 610 SPDR SER TR NYSE TECH ETF 78464A102 139 1350 SH DFND 1 0 0 1350 SPDR SER TR S&P 600 SMCP GRW 78464A201 29270 415179 SH DFND 1 0 0 415179 SPDR SER TR S&P 600 SMCP GRW 78464A201 8532 121020 SH SOLE 0 0 121020 SPDR SER TR S&P 600 SMCP VAL 78464A300 3915 54067 SH SOLE 0 0 54067 SPDR SER TR S&P 600 SMCP VAL 78464A300 1981 27360 SH DFND 1 0 0 27360 SPDR SER TR PORTFOLIO AGRGTE 78464A649 4191 159041 SH DFND 1 0 0 159041 SPDR SER TR PORTFOLIO AGRGTE 78464A649 469 17806 SH SOLE 0 0 17806 SPDR SER TR S&P 400 MDCP GRW 78464A821 2128 34905 SH SOLE 0 0 34905 SPDR SER TR S&P 400 MDCP GRW 78464A821 1163 19072 SH DFND 1 0 0 19072 SPDR SER TR S&P 400 MDCP VAL 78464A839 1478 24428 SH DFND 1 0 0 24428 SPDR SER TR S&P 400 MDCP VAL 78464A839 2341 38698 SH SOLE 0 0 38698 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 709 16802 SH SOLE 0 0 16802 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 6294 149209 SH DFND 1 0 0 149209 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 203 4535 SH DFND 1 0 0 4535 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 57 1266 SH SOLE 0 0 1266 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 412 9114 SH SOLE 0 0 9114 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 847 18724 SH DFND 1 0 0 18724 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 51481 401445 SH DFND 1 0 0 401445 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 17305 134945 SH SOLE 0 0 134945 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 16105 223128 SH SOLE 0 0 223128 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 48261 668622 SH DFND 1 0 0 668622 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 669 21266 SH DFND 1 0 0 21266 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 269 8547 SH SOLE 0 0 8547 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 16101 184352 SH SOLE 0 0 184352 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 48260 552555 SH DFND 1 0 0 552555 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 146 1150 SH DFND 1 0 0 1150 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 88 696 SH SOLE 0 0 696 BLOCK INC CL A 852234103 2531 41188 SH SOLE 0 0 41188 BLOCK INC CL A 852234103 6625 107788 SH DFND 1 0 0 107788 SYSCO CORP COM 871829107 1500 17705 SH DFND 1 0 0 17705 SYSCO CORP COM 871829107 576 6805 SH SOLE 0 0 6805 TESLA INC COM 88160R101 547 812 SH SOLE 0 0 812 TESLA INC COM 88160R101 616 915 SH DFND 1 0 0 915 THERMO FISHER SCIENTIFIC INC COM 883556102 29999 55218 SH DFND 1 0 0 55218 THERMO FISHER SCIENTIFIC INC COM 883556102 10019 18442 SH SOLE 0 0 18442 TRUIST FINL CORP COM 89832Q109 345 7272 SH DFND 1 0 0 7272 US BANCORP DEL COM NEW 902973304 6826 148330 SH DFND 1 0 0 148330 US BANCORP DEL COM NEW 902973304 2673 58075 SH SOLE 0 0 58075 UNITEDHEALTH GROUP INC COM 91324P102 198 386 SH SOLE 0 0 386 UNITEDHEALTH GROUP INC COM 91324P102 568 1106 SH DFND 1 0 0 1106 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1082 7540 SH DFND 1 0 0 7540 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 161 1120 SH SOLE 0 0 1120 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 5747 140866 SH SOLE 0 0 140866 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 7568 185498 SH DFND 1 0 0 185498 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3858 37935 SH DFND 1 0 0 37935 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 650 6387 SH SOLE 0 0 6387 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 3189 54208 SH SOLE 0 0 54208 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 11191 190256 SH DFND 1 0 0 190256 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 351 7032 SH DFND 1 0 0 7032 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3075 73831 SH DFND 1 0 0 73831 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4100 98429 SH SOLE 0 0 98429 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 9 116 SH SOLE 0 0 116 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 277 3593 SH DFND 1 0 0 3593 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1344 5707 SH DFND 1 0 0 5707 VANGUARD WORLD FDS INF TECH ETF 92204A702 1154 3534 SH DFND 1 0 0 3534 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 568 4385 SH DFND 1 0 0 4385 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 612 4722 SH SOLE 0 0 4722 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 573 3265 SH SOLE 0 0 3265 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 678 3863 SH DFND 1 0 0 3863 VANGUARD INDEX FDS SML CP GRW ETF 922908595 427 2166 SH DFND 1 0 0 2166 VANGUARD INDEX FDS SML CP GRW ETF 922908595 477 2423 SH SOLE 0 0 2423 VANGUARD INDEX FDS GROWTH ETF 922908736 29751 133478 SH SOLE 0 0 133478 VANGUARD INDEX FDS GROWTH ETF 922908736 96410 432544 SH DFND 1 0 0 432544 VANGUARD INDEX FDS VALUE ETF 922908744 10696 81106 SH DFND 1 0 0 81106 VANGUARD INDEX FDS VALUE ETF 922908744 19944 151231 SH SOLE 0 0 151231 VANGUARD INDEX FDS SMALL CP ETF 922908751 72 408 SH SOLE 0 0 408 VANGUARD INDEX FDS SMALL CP ETF 922908751 479 2720 SH DFND 1 0 0 2720 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2209 11714 SH DFND 1 0 0 11714 VANGUARD INDEX FDS TOTAL STK MKT 922908769 63 332 SH SOLE 0 0 332 VERIZON COMMUNICATIONS INC COM 92343V104 94 1846 SH SOLE 0 0 1846 VERIZON COMMUNICATIONS INC COM 92343V104 365 7199 SH DFND 1 0 0 7199 VISA INC COM CL A 92826C839 324 1647 SH DFND 1 0 0 1647 VISA INC COM CL A 92826C839 40 204 SH SOLE 0 0 204 WALMART INC COM 931142103 169 1387 SH SOLE 0 0 1387 WALMART INC COM 931142103 363 2988 SH DFND 1 0 0 2988 WASTE CONNECTIONS INC COM 94106B101 1615 13026 SH DFND 1 0 0 13026 WASTE CONNECTIONS INC COM 94106B101 614 4952 SH SOLE 0 0 4952 WISDOMTREE TR EMER MKT HIGH FD 97717W315 472 12757 SH SOLE 0 0 12757 WISDOMTREE TR EMER MKT HIGH FD 97717W315 2174 58706 SH DFND 1 0 0 58706 WISDOMTREE TR US MIDCAP DIVID 97717W505 4620 118531 SH DFND 1 0 0 118531 WISDOMTREE TR US MIDCAP DIVID 97717W505 1244 31903 SH SOLE 0 0 31903 WISDOMTREE TR US SMALLCAP DIVD 97717W604 919 32563 SH SOLE 0 0 32563 WISDOMTREE TR US SMALLCAP DIVD 97717W604 3194 113190 SH DFND 1 0 0 113190 WISDOMTREE TR INTL EQUITY FD 97717W703 502 11056 SH DFND 1 0 0 11056 WISDOMTREE TR INTL EQUITY FD 97717W703 300 6592 SH SOLE 0 0 6592 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 12645 251249 SH SOLE 0 0 251249 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 44402 882217 SH DFND 1 0 0 882217 ZOETIS INC CL A 98978V103 208 1210 SH DFND 1 0 0 1210 AMDOCS LTD SHS G02602103 1656 19878 SH DFND 1 0 0 19878 AMDOCS LTD SHS G02602103 656 7873 SH SOLE 0 0 7873 EVEREST RE GROUP LTD COM G3223R108 635 2266 SH SOLE 0 0 2266 EVEREST RE GROUP LTD COM G3223R108 1630 5816 SH DFND 1 0 0 5816