Chief Compliance Officer

0001811480-21-000012.txt : 20211012 0001811480-21-000012.hdr.sgml : 20211012 20211012165103 ACCESSION NUMBER: 0001811480-21-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211012 DATE AS OF CHANGE: 20211012 EFFECTIVENESS DATE: 20211012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 211319113 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001079935 XXXXXXXX 09-30-2021 09-30-2021 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N Eric Rosen Chief Compliance Officer 3107122363 Eric Rosen Los Angeles CA 10-12-2021 1 297 2042407 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq321.xml AT&T INC COM 00206R102 433 16049 SH DFND 1 0 0 16049 AT&T INC COM 00206R102 68 2526 SH SOLE 0 0 2526 ARK ETF TR INNOVATION ETF 00214Q104 55 497 SH SOLE 0 0 497 ARK ETF TR INNOVATION ETF 00214Q104 454 4105 SH DFND 1 0 0 4105 ABBOTT LABS COM 002824100 266 2253 SH DFND 1 0 0 2253 ABBOTT LABS COM 002824100 22 185 SH SOLE 0 0 185 ABBVIE INC COM 00287Y109 72 672 SH SOLE 0 0 672 ABBVIE INC COM 00287Y109 174 1614 SH DFND 1 0 0 1614 ACTIVISION BLIZZARD INC COM 00507V109 27260 352236 SH DFND 1 0 0 352236 ACTIVISION BLIZZARD INC COM 00507V109 9487 122591 SH SOLE 0 0 122591 ADOBE SYSTEMS INCORPORATED COM 00724F101 13 22 SH SOLE 0 0 22 ADOBE SYSTEMS INCORPORATED COM 00724F101 548 952 SH DFND 1 0 0 952 ALMADEN MINERALS LTD COM CL B 020283305 8 20000 SH DFND 1 0 0 20000 ALPHABET INC CAP STK CL A 02079K305 618 231 SH DFND 1 0 0 231 ALPHABET INC CAP STK CL A 02079K305 219 82 SH SOLE 0 0 82 AMAZON COM INC COM 023135106 9655 2939 SH SOLE 0 0 2939 AMAZON COM INC COM 023135106 26146 7959 SH DFND 1 0 0 7959 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 2607 41712 SH DFND 1 0 0 41712 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 1807 28912 SH SOLE 0 0 28912 AMERICAN EXPRESS CO COM 025816109 15 90 SH SOLE 0 0 90 AMERICAN EXPRESS CO COM 025816109 196 1168 SH DFND 1 0 0 1168 AMGEN INC COM 031162100 4 20 SH DFND 1 0 0 20 AMGEN INC COM 031162100 584 2748 SH SOLE 0 0 2748 ANTHEM INC COM 036752103 638 1711 SH DFND 1 0 0 1711 APPLE INC COM 037833100 33935 239827 SH DFND 1 0 0 239827 APPLE INC COM 037833100 13318 94118 SH SOLE 0 0 94118 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 354 22481 SH DFND 1 0 0 22481 APPLIED MATLS INC COM 038222105 28933 224757 SH DFND 1 0 0 224757 APPLIED MATLS INC COM 038222105 10074 78261 SH SOLE 0 0 78261 ATHERSYS INC NEW COM 04744L106 14 10466 SH DFND 1 0 0 10466 AUTOMATIC DATA PROCESSING IN COM 053015103 47 233 SH DFND 1 0 0 233 AUTOMATIC DATA PROCESSING IN COM 053015103 176 881 SH SOLE 0 0 881 AVID BIOSERVICES INC COM 05368M106 275 12744 SH SOLE 0 0 12744 BK OF AMERICA CORP COM 060505104 199 4678 SH SOLE 0 0 4678 BK OF AMERICA CORP COM 060505104 239 5635 SH DFND 1 0 0 5635 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 550 2015 SH DFND 1 0 0 2015 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 27 100 SH SOLE 0 0 100 BOEING CO COM 097023105 177 806 SH SOLE 0 0 806 BOEING CO COM 097023105 173 784 SH DFND 1 0 0 784 BRISTOL-MYERS SQUIBB CO COM 110122108 6072 102625 SH DFND 1 0 0 102625 BRISTOL-MYERS SQUIBB CO COM 110122108 2404 40622 SH SOLE 0 0 40622 BROADCOM INC COM 11135F101 10541 21738 SH SOLE 0 0 21738 BROADCOM INC COM 11135F101 30240 62360 SH DFND 1 0 0 62360 CDW CORP COM 12514G108 1535 8436 SH DFND 1 0 0 8436 CDW CORP COM 12514G108 627 3447 SH SOLE 0 0 3447 CHARLES RIV LABS INTL INC COM 159864107 619 1500 SH SOLE 0 0 1500 CHARLES RIV LABS INTL INC COM 159864107 1575 3817 SH DFND 1 0 0 3817 CHEVRON CORP NEW COM 166764100 29467 290463 SH DFND 1 0 0 290463 CHEVRON CORP NEW COM 166764100 10182 100362 SH SOLE 0 0 100362 CITIZENS FINL GROUP INC COM 174610105 620 13205 SH SOLE 0 0 13205 CITIZENS FINL GROUP INC COM 174610105 1583 33696 SH DFND 1 0 0 33696 COCA COLA CO COM 191216100 134 2549 SH DFND 1 0 0 2549 COCA COLA CO COM 191216100 110 2097 SH SOLE 0 0 2097 COMCAST CORP NEW CL A 20030N101 91 1626 SH SOLE 0 0 1626 COMCAST CORP NEW CL A 20030N101 241 4317 SH DFND 1 0 0 4317 DISNEY WALT CO COM 254687106 27694 163707 SH DFND 1 0 0 163707 DISNEY WALT CO COM 254687106 9605 56778 SH SOLE 0 0 56778 DOLLAR TREE INC COM 256746108 561 5865 SH SOLE 0 0 5865 DOLLAR TREE INC COM 256746108 1412 14756 SH DFND 1 0 0 14756 EAST WEST BANCORP INC COM 27579R104 584 7534 SH SOLE 0 0 7534 EPAM SYS INC COM 29414B104 591 1036 SH SOLE 0 0 1036 EPAM SYS INC COM 29414B104 1502 2633 SH DFND 1 0 0 2633 EXXON MOBIL CORP COM 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35 GALLAGHER ARTHUR J & CO COM 363576109 1029 6921 SH SOLE 0 0 6921 GENTEX CORP COM 371901109 590 17879 SH SOLE 0 0 17879 GENTEX CORP COM 371901109 1556 47181 SH DFND 1 0 0 47181 GOLDMAN SACHS GROUP INC COM 38141G104 48 128 SH DFND 1 0 0 128 GOLDMAN SACHS GROUP INC COM 38141G104 164 435 SH SOLE 0 0 435 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 77355 899158 SH SOLE 0 0 899158 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 233252 2711287 SH DFND 1 0 0 2711287 HILL-ROM HLDGS INC COM 431475102 1588 10588 SH DFND 1 0 0 10588 HILL-ROM HLDGS INC COM 431475102 644 4295 SH SOLE 0 0 4295 HOME DEPOT INC COM 437076102 74 225 SH SOLE 0 0 225 HOME DEPOT INC COM 437076102 414 1260 SH DFND 1 0 0 1260 HONEYWELL INTL INC COM 438516106 28133 132526 SH DFND 1 0 0 132526 HONEYWELL INTL INC COM 438516106 9854 46420 SH SOLE 0 0 46420 HUBSPOT INC COM 443573100 667 986 SH SOLE 0 0 986 HUBSPOT INC COM 443573100 1688 2496 SH DFND 1 0 0 2496 INTERCONTINENTAL EXCHANGE IN COM 45866F104 28959 252213 SH DFND 1 0 0 252213 INTERCONTINENTAL EXCHANGE IN COM 45866F104 10154 88436 SH SOLE 0 0 88436 INTERNATIONAL BUSINESS MACHS COM 459200101 14 100 SH SOLE 0 0 100 INTERNATIONAL BUSINESS MACHS COM 459200101 268 1928 SH DFND 1 0 0 1928 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 245 4851 SH SOLE 0 0 4851 INVESCO QQQ TR UNIT SER 1 46090E103 509 1423 SH SOLE 0 0 1423 INVESCO QQQ TR UNIT SER 1 46090E103 1274 3560 SH DFND 1 0 0 3560 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 741 3847 SH DFND 1 0 0 3847 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1039 5396 SH SOLE 0 0 5396 INVESCO EXCHANGE TRADED FD T DYNMC BLDG CON 46137V779 285 6010 SH DFND 1 0 0 6010 ISHARES GOLD TR ISHARES NEW 464285204 91 2715 SH DFND 1 0 0 2715 ISHARES GOLD TR ISHARES NEW 464285204 278 8322 SH SOLE 0 0 8322 ISHARES INC EM MKTS DIV ETF 464286319 3215 82640 SH SOLE 0 0 82640 ISHARES INC EM MKTS DIV ETF 464286319 10081 259144 SH DFND 1 0 0 259144 ISHARES TR CORE US AGGBD ET 464287226 1427 12431 SH DFND 1 0 0 12431 ISHARES TR CORE US AGGBD ET 464287226 1327 11555 SH SOLE 0 0 11555 ISHARES TR MSCI EMG MKT ETF 464287234 209 4147 SH SOLE 0 0 4147 ISHARES TR MSCI EMG MKT ETF 464287234 8 150 SH DFND 1 0 0 150 ISHARES TR S&P 500 GRWT ETF 464287309 2769 37471 SH DFND 1 0 0 37471 ISHARES TR S&P 500 GRWT ETF 464287309 2394 32394 SH SOLE 0 0 32394 ISHARES TR 1 3 YR TREAS BD 464287457 1138 13206 SH SOLE 0 0 13206 ISHARES TR EXPND TEC SC ETF 464287549 17487 43323 SH SOLE 0 0 43323 ISHARES TR EXPND TEC SC ETF 464287549 49175 121826 SH DFND 1 0 0 121826 ISHARES TR S&P MC 400GR ETF 464287606 834 10535 SH DFND 1 0 0 10535 ISHARES TR S&P MC 400GR ETF 464287606 2061 26025 SH SOLE 0 0 26025 ISHARES TR S&P MC 400VL ETF 464287705 2031 19713 SH SOLE 0 0 19713 ISHARES TR S&P MC 400VL ETF 464287705 816 7918 SH DFND 1 0 0 7918 ISHARES TR CORE S&P SCP ETF 464287804 3581 32800 SH DFND 1 0 0 32800 ISHARES TR CORE S&P SCP ETF 464287804 457 4183 SH SOLE 0 0 4183 ISHARES TR SP SMCP600VL ETF 464287879 802 7966 SH SOLE 0 0 7966 ISHARES TR SP SMCP600VL ETF 464287879 484 4805 SH DFND 1 0 0 4805 ISHARES TR S&P SML 600 GWT 464287887 521 4009 SH DFND 1 0 0 4009 ISHARES TR S&P SML 600 GWT 464287887 854 6565 SH SOLE 0 0 6565 ISHARES TR GL CLEAN ENE ETF 464288224 47 2180 SH SOLE 0 0 2180 ISHARES TR GL CLEAN ENE ETF 464288224 1250 57732 SH DFND 1 0 0 57732 ISHARES TR NATIONAL MUN ETF 464288414 723 6226 SH DFND 1 0 0 6226 ISHARES TR NATIONAL MUN ETF 464288414 14 120 SH SOLE 0 0 120 ISHARES TR INTL SEL DIV ETF 464288448 3437 112971 SH SOLE 0 0 112971 ISHARES TR INTL SEL DIV ETF 464288448 10897 358232 SH DFND 1 0 0 358232 ISHARES TR US AER DEF ETF 464288760 396 3797 SH DFND 1 0 0 3797 ISHARES TR US AER DEF ETF 464288760 52 500 SH SOLE 0 0 500 ISHARES TR U.S. MED DVC ETF 464288810 787 12530 SH DFND 1 0 0 12530 ISHARES TR MSCI USA MIN VOL 46429B697 160 2179 SH DFND 1 0 0 2179 ISHARES TR MSCI USA MIN VOL 46429B697 261 3549 SH SOLE 0 0 3549 ISHARES TR MSCI USA VALUE 46432F388 20784 206400 SH SOLE 0 0 206400 ISHARES TR MSCI USA VALUE 46432F388 104805 1040767 SH DFND 1 0 0 1040767 ISHARES TR MSCI USA MMENTM 46432F396 106412 605991 SH DFND 1 0 0 605991 ISHARES TR MSCI USA MMENTM 46432F396 21219 120839 SH SOLE 0 0 120839 ISHARES TR CORE MSCI EAFE 46432F842 29 387 SH SOLE 0 0 387 ISHARES TR CORE MSCI EAFE 46432F842 261 3518 SH DFND 1 0 0 3518 ISHARES INC ESG AWR MSCI EM 46434G863 128 3077 SH DFND 1 0 0 3077 ISHARES INC ESG AWR MSCI EM 46434G863 81 1964 SH SOLE 0 0 1964 ISHARES TR MSCI USA SML CP 46434V290 494 9185 SH SOLE 0 0 9185 ISHARES TR MSCI USA SML CP 46434V290 792 14730 SH DFND 1 0 0 14730 ISHARES TR CORE MSCI INTL 46435G326 429 6416 SH DFND 1 0 0 6416 ISHARES TR CORE MSCI INTL 46435G326 226 3378 SH SOLE 0 0 3378 ISHARES TR ESG AWR MSCI USA 46435G425 284 2884 SH SOLE 0 0 2884 ISHARES TR ESG AWR MSCI USA 46435G425 397 4029 SH DFND 1 0 0 4029 ISHARES TR ESG AW MSCI EAFE 46435G516 173 2201 SH DFND 1 0 0 2201 ISHARES TR ESG AW MSCI EAFE 46435G516 117 1499 SH SOLE 0 0 1499 JPMORGAN CHASE & CO COM 46625H100 2922 17852 SH SOLE 0 0 17852 JPMORGAN CHASE & CO COM 46625H100 7753 47362 SH DFND 1 0 0 47362 JACOBS ENGR GROUP INC COM 469814107 1515 11434 SH DFND 1 0 0 11434 JACOBS ENGR GROUP INC COM 469814107 601 4538 SH SOLE 0 0 4538 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 585 11329 SH SOLE 0 0 11329 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 750 14517 SH DFND 1 0 0 14517 JOHNSON & JOHNSON COM 478160104 552 3417 SH DFND 1 0 0 3417 JOHNSON & JOHNSON COM 478160104 113 699 SH SOLE 0 0 699 LOWES COS INC COM 548661107 10471 51617 SH SOLE 0 0 51617 LOWES COS INC COM 548661107 30136 148556 SH DFND 1 0 0 148556 MKS INSTRS INC COM 55306N104 1445 9578 SH DFND 1 0 0 9578 MKS INSTRS INC COM 55306N104 571 3785 SH SOLE 0 0 3785 MASTERCARD INCORPORATED CL A 57636Q104 9866 28376 SH SOLE 0 0 28376 MASTERCARD INCORPORATED CL A 57636Q104 28483 81923 SH DFND 1 0 0 81923 MCDONALDS CORP COM 580135101 121 502 SH DFND 1 0 0 502 MCDONALDS CORP COM 580135101 103 426 SH SOLE 0 0 426 MCKESSON CORP COM 58155Q103 10478 52553 SH SOLE 0 0 52553 MCKESSON CORP COM 58155Q103 29932 150124 SH DFND 1 0 0 150124 MICROSOFT CORP COM 594918104 9731 34518 SH DFND 1 0 0 34518 MICROSOFT CORP COM 594918104 3880 13764 SH SOLE 0 0 13764 NEWS CORP NEW CL A 65249B109 571 24264 SH SOLE 0 0 24264 NEWS CORP NEW CL A 65249B109 1459 62001 SH DFND 1 0 0 62001 NEXTERA ENERGY INC COM 65339F101 6641 84572 SH DFND 1 0 0 84572 NEXTERA ENERGY INC COM 65339F101 2558 32576 SH SOLE 0 0 32576 NORFOLK SOUTHN CORP COM 655844108 434 1815 SH DFND 1 0 0 1815 NVIDIA CORPORATION COM 67066G104 502 2424 SH DFND 1 0 0 2424 NVIDIA CORPORATION COM 67066G104 61 296 SH SOLE 0 0 296 PEPSICO INC COM 713448108 182 1209 SH SOLE 0 0 1209 PEPSICO INC COM 713448108 237 1578 SH DFND 1 0 0 1578 PERKINELMER INC COM 714046109 672 3876 SH DFND 1 0 0 3876 PFIZER INC COM 717081103 327 7600 SH DFND 1 0 0 7600 PFIZER INC COM 717081103 38 884 SH SOLE 0 0 884 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 276 2715 SH SOLE 0 0 2715 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 0 1 SH DFND 1 0 0 1 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 115 1124 SH DFND 1 0 0 1124 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 756 7420 SH SOLE 0 0 7420 PIMCO ETF TR INTER MUN BD ACT 72201R866 231 4106 SH DFND 1 0 0 4106 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 532 25199 SH DFND 1 0 0 25199 PROCTER AND GAMBLE CO COM 742718109 192 1371 SH DFND 1 0 0 1371 PROCTER AND GAMBLE CO COM 742718109 186 1329 SH SOLE 0 0 1329 PROLOGIS INC. COM 74340W103 10212 81418 SH SOLE 0 0 81418 PROLOGIS INC. COM 74340W103 28855 230050 SH DFND 1 0 0 230050 RAYTHEON TECHNOLOGIES CORP COM 75513E101 99 1146 SH DFND 1 0 0 1146 RAYTHEON TECHNOLOGIES CORP COM 75513E101 180 2099 SH SOLE 0 0 2099 SPDR S&P 500 ETF TR TR UNIT 78462F103 284 661 SH SOLE 0 0 661 SPDR S&P 500 ETF TR TR UNIT 78462F103 2515 5861 SH DFND 1 0 0 5861 SPDR GOLD TR GOLD SHS 78463V107 230 1401 SH DFND 1 0 0 1401 SPDR GOLD TR GOLD SHS 78463V107 373 2269 SH SOLE 0 0 2269 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 8872 208609 SH SOLE 0 0 208609 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 4539 106717 SH DFND 1 0 0 106717 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 115144 3179906 SH DFND 1 0 0 3179906 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 31779 877637 SH SOLE 0 0 877637 SPDR SER TR S&P 600 SMCP GRW 78464A201 9723 111600 SH SOLE 0 0 111600 SPDR SER TR S&P 600 SMCP GRW 78464A201 33855 388603 SH DFND 1 0 0 388603 SPDR SER TR ICE PFD SEC ETF 78464A292 2643 60818 SH DFND 1 0 0 60818 SPDR SER TR ICE PFD SEC ETF 78464A292 369 8484 SH SOLE 0 0 8484 SPDR SER TR S&P 600 SMCP VAL 78464A300 4016 49000 SH SOLE 0 0 49000 SPDR SER TR S&P 600 SMCP VAL 78464A300 2625 32029 SH DFND 1 0 0 32029 SPDR SER TR PORTFOLIO AGRGTE 78464A649 3708 124215 SH DFND 1 0 0 124215 SPDR SER TR PORTFOLIO AGRGTE 78464A649 453 15175 SH SOLE 0 0 15175 SPDR SER TR S&P 400 MDCP GRW 78464A821 2426 32075 SH SOLE 0 0 32075 SPDR SER TR S&P 400 MDCP GRW 78464A821 1683 22248 SH DFND 1 0 0 22248 SPDR SER TR S&P 400 MDCP VAL 78464A839 1953 29481 SH DFND 1 0 0 29481 SPDR SER TR S&P 400 MDCP VAL 78464A839 2458 37110 SH SOLE 0 0 37110 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 888 18386 SH SOLE 0 0 18386 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 7202 149038 SH DFND 1 0 0 149038 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 20 58 SH DFND 1 0 0 58 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 188 556 SH SOLE 0 0 556 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 54 519 SH SOLE 0 0 519 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 287 2763 SH DFND 1 0 0 2763 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 872 16546 SH DFND 1 0 0 16546 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 509 9670 SH SOLE 0 0 9670 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 292 3694 SH DFND 1 0 0 3694 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 50228 394565 SH DFND 1 0 0 394565 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 17824 140012 SH SOLE 0 0 140012 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 18230 485741 SH SOLE 0 0 485741 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 52457 1397727 SH DFND 1 0 0 1397727 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 50379 514913 SH DFND 1 0 0 514913 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 17411 177957 SH SOLE 0 0 177957 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 171 1143 SH SOLE 0 0 1143 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 157 1050 SH DFND 1 0 0 1050 SHOPIFY INC CL A 82509L107 258 190 SH DFND 1 0 0 190 SHOPIFY INC CL A 82509L107 4 3 SH SOLE 0 0 3 SQUARE INC CL A 852234103 9627 40141 SH SOLE 0 0 40141 SQUARE INC CL A 852234103 27796 115892 SH DFND 1 0 0 115892 TESLA INC COM 88160R101 576 743 SH DFND 1 0 0 743 TESLA INC COM 88160R101 620 799 SH SOLE 0 0 799 THERMO FISHER SCIENTIFIC INC COM 883556102 10609 18569 SH SOLE 0 0 18569 THERMO FISHER SCIENTIFIC INC COM 883556102 30163 52794 SH DFND 1 0 0 52794 TOWNEBANK PORTSMOUTH VA COM 89214P109 252 8097 SH DFND 1 0 0 8097 TRUIST FINL CORP COM 89832Q109 439 7486 SH DFND 1 0 0 7486 UNITEDHEALTH GROUP INC COM 91324P102 463 1184 SH DFND 1 0 0 1184 UNITEDHEALTH GROUP INC COM 91324P102 171 437 SH SOLE 0 0 437 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 149 969 SH SOLE 0 0 969 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 643 4187 SH DFND 1 0 0 4187 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1148 4890 SH DFND 1 0 0 4890 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 854 10428 SH SOLE 0 0 10428 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 6610 130922 SH SOLE 0 0 130922 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 8974 177730 SH DFND 1 0 0 177730 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 4228 40910 SH DFND 1 0 0 40910 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 727 7035 SH SOLE 0 0 7035 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 429 7032 SH DFND 1 0 0 7032 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4169 83362 SH DFND 1 0 0 83362 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4785 95679 SH SOLE 0 0 95679 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 20 81 SH SOLE 0 0 81 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1413 5715 SH DFND 1 0 0 5715 VANGUARD WORLD FDS INF TECH ETF 92204A702 1451 3615 SH DFND 1 0 0 3615 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 703 5033 SH DFND 1 0 0 5033 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 711 5092 SH SOLE 0 0 5092 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 798 3375 SH SOLE 0 0 3375 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1036 4384 SH DFND 1 0 0 4384 VANGUARD INDEX FDS SML CP GRW ETF 922908595 600 2141 SH DFND 1 0 0 2141 VANGUARD INDEX FDS SML CP GRW ETF 922908595 621 2217 SH SOLE 0 0 2217 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 295 1615 SH DFND 1 0 0 1615 VANGUARD INDEX FDS GROWTH ETF 922908736 9919 34182 SH DFND 1 0 0 34182 VANGUARD INDEX FDS GROWTH ETF 922908736 14945 51505 SH SOLE 0 0 51505 VANGUARD INDEX FDS VALUE ETF 922908744 17237 127331 SH SOLE 0 0 127331 VANGUARD INDEX FDS VALUE ETF 922908744 12685 93706 SH DFND 1 0 0 93706 VANGUARD INDEX FDS SMALL CP ETF 922908751 652 2981 SH DFND 1 0 0 2981 VANGUARD INDEX FDS SMALL CP ETF 922908751 111 506 SH SOLE 0 0 506 VANGUARD INDEX FDS TOTAL STK MKT 922908769 77 348 SH SOLE 0 0 348 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2768 12465 SH DFND 1 0 0 12465 VERIZON COMMUNICATIONS INC COM 92343V104 406 7515 SH DFND 1 0 0 7515 VERIZON COMMUNICATIONS INC COM 92343V104 86 1595 SH SOLE 0 0 1595 VISA INC COM CL A 92826C839 64 289 SH SOLE 0 0 289 VISA INC COM CL A 92826C839 392 1760 SH DFND 1 0 0 1760 WALMART INC COM 931142103 28166 202082 SH DFND 1 0 0 202082 WALMART INC COM 931142103 9825 70489 SH SOLE 0 0 70489 WASTE CONNECTIONS INC COM 94106B101 636 5051 SH SOLE 0 0 5051 WASTE CONNECTIONS INC COM 94106B101 1584 12578 SH DFND 1 0 0 12578 WISDOMTREE TR US MIDCAP DIVID 97717W505 4662 112483 SH DFND 1 0 0 112483 WISDOMTREE TR US MIDCAP DIVID 97717W505 1442 34784 SH SOLE 0 0 34784 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1054 34189 SH SOLE 0 0 34189 WISDOMTREE TR US SMALLCAP DIVD 97717W604 3357 108886 SH DFND 1 0 0 108886 WISDOMTREE TR INTL EQUITY FD 97717W703 22518 425912 SH DFND 1 0 0 425912 WISDOMTREE TR INTL EQUITY FD 97717W703 20021 378680 SH SOLE 0 0 378680 ZOETIS INC CL A 98978V103 36 184 SH SOLE 0 0 184 ZOETIS INC CL A 98978V103 235 1213 SH DFND 1 0 0 1213 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 160 613 SH DFND 1 0 0 613 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 70 268 SH SOLE 0 0 268 AMDOCS LTD SHS G02602103 558 7369 SH SOLE 0 0 7369 AMDOCS LTD SHS G02602103 1393 18399 SH DFND 1 0 0 18399 TRANE TECHNOLOGIES PLC SHS G8994E103 6189 35845 SH DFND 1 0 0 35845 TRANE TECHNOLOGIES PLC SHS G8994E103 2465 14280 SH SOLE 0 0 14280