CHIEF COMPLIANCE OFFICER

0001811480-21-000010.txt : 20210716 0001811480-21-000010.hdr.sgml : 20210716 20210716122239 ACCESSION NUMBER: 0001811480-21-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210716 DATE AS OF CHANGE: 20210716 EFFECTIVENESS DATE: 20210716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 211094757 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001079935 XXXXXXXX 06-30-2021 06-30-2021 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N ERIC ROSEN CHIEF COMPLIANCE OFFICER 3107122363 ERIC ROSEN LOS ANGELES CA 07-16-2021 1 298 2226463 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq221.xml AT&T INC COM 00206R102 480 16688 SH DFND 1 0 0 16688 AT&T INC COM 00206R102 65 2259 SH SOLE 0 0 2259 ARK ETF TR INNOVATION ETF 00214Q104 91 697 SH SOLE 0 0 697 ARK ETF TR INNOVATION ETF 00214Q104 510 3900 SH DFND 1 0 0 3900 ABBOTT LABS COM 002824100 251 2167 SH DFND 1 0 0 2167 ABBOTT LABS COM 002824100 21 185 SH SOLE 0 0 185 ABBVIE INC COM 00287Y109 93 822 SH SOLE 0 0 822 ABBVIE INC COM 00287Y109 203 1800 SH DFND 1 0 0 1800 ACTIVISION BLIZZARD INC COM 00507V109 28206 295532 SH DFND 1 0 0 295532 ACTIVISION BLIZZARD INC COM 00507V109 10007 104847 SH SOLE 0 0 104847 ADOBE SYSTEMS INCORPORATED COM 00724F101 1 2 SH SOLE 0 0 2 ADOBE SYSTEMS INCORPORATED COM 00724F101 572 977 SH DFND 1 0 0 977 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 156 688 SH DFND 1 0 0 688 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 54 240 SH SOLE 0 0 240 ALPHABET INC CAP STK CL A 02079K305 222 91 SH SOLE 0 0 91 ALPHABET INC CAP STK CL A 02079K305 535 219 SH DFND 1 0 0 219 AMAZON COM INC COM 023135106 26761 7779 SH DFND 1 0 0 7779 AMAZON COM INC COM 023135106 9884 2873 SH SOLE 0 0 2873 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 1738 27558 SH SOLE 0 0 27558 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 2615 41462 SH DFND 1 0 0 41462 AMERICAN EXPRESS CO COM 025816109 190 1148 SH DFND 1 0 0 1148 AMERICAN EXPRESS CO COM 025816109 15 90 SH SOLE 0 0 90 AMGEN INC COM 031162100 645 2648 SH SOLE 0 0 2648 AMGEN INC COM 031162100 2 7 SH DFND 1 0 0 7 ANTHEM INC COM 036752103 651 1705 SH DFND 1 0 0 1705 APPLE INC COM 037833100 34924 254997 SH DFND 1 0 0 254997 APPLE INC COM 037833100 13092 95590 SH SOLE 0 0 95590 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 343 22481 SH DFND 1 0 0 22481 APPLIED MATLS INC COM 038222105 31387 220417 SH DFND 1 0 0 220417 APPLIED MATLS INC COM 038222105 11062 77679 SH SOLE 0 0 77679 ATHERSYS INC NEW COM 04744L106 15 10416 SH DFND 1 0 0 10416 AVID BIOSERVICES INC COM 05368M106 326 12715 SH SOLE 0 0 12715 BK OF AMERICA CORP COM 060505104 164 3966 SH SOLE 0 0 3966 BK OF AMERICA CORP COM 060505104 259 6291 SH DFND 1 0 0 6291 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 553 1990 SH DFND 1 0 0 1990 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 28 100 SH SOLE 0 0 100 BOEING CO COM 097023105 72 300 SH SOLE 0 0 300 BOEING CO COM 097023105 366 1528 SH DFND 1 0 0 1528 BRISTOL-MYERS SQUIBB CO COM 110122108 5937 88846 SH DFND 1 0 0 88846 BRISTOL-MYERS SQUIBB CO COM 110122108 2506 37507 SH SOLE 0 0 37507 BROADCOM INC COM 11135F101 10324 21651 SH SOLE 0 0 21651 BROADCOM INC COM 11135F101 29103 61033 SH DFND 1 0 0 61033 CDW CORP COM 12514G108 1407 8058 SH DFND 1 0 0 8058 CDW CORP COM 12514G108 631 3611 SH SOLE 0 0 3611 CHARLES RIV LABS INTL INC COM 159864107 638 1725 SH SOLE 0 0 1725 CHARLES RIV LABS INTL INC COM 159864107 1540 4162 SH DFND 1 0 0 4162 CHEVRON CORP NEW COM 166764100 27478 262342 SH DFND 1 0 0 262342 CHEVRON CORP NEW COM 166764100 9733 92924 SH SOLE 0 0 92924 CITIZENS FINL GROUP INC COM 174610105 514 11203 SH SOLE 0 0 11203 CITIZENS FINL GROUP INC COM 174610105 1200 26164 SH DFND 1 0 0 26164 COCA COLA CO COM 191216100 135 2500 SH DFND 1 0 0 2500 COCA COLA CO COM 191216100 86 1594 SH SOLE 0 0 1594 COMCAST CORP NEW CL A 20030N101 54 955 SH SOLE 0 0 955 COMCAST CORP NEW CL A 20030N101 240 4217 SH DFND 1 0 0 4217 DISNEY WALT CO COM 254687106 27267 155131 SH DFND 1 0 0 155131 DISNEY WALT CO COM 254687106 9768 55574 SH SOLE 0 0 55574 DOLLAR TREE INC COM 256746108 529 5315 SH SOLE 0 0 5315 DOLLAR TREE INC COM 256746108 1248 12539 SH DFND 1 0 0 12539 EAST WEST BANCORP INC COM 27579R104 540 7534 SH SOLE 0 0 7534 EPAM SYS INC COM 29414B104 619 1212 SH SOLE 0 0 1212 EPAM SYS INC COM 29414B104 1488 2912 SH DFND 1 0 0 2912 EXXON MOBIL CORP COM 30231G102 871 13812 SH DFND 1 0 0 13812 EXXON MOBIL CORP COM 30231G102 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GENERAL ELECTRIC CO COM 369604103 6 425 SH SOLE 0 0 425 GENERAL ELECTRIC CO COM 369604103 161 11938 SH DFND 1 0 0 11938 GENTEX CORP COM 371901109 1379 41671 SH DFND 1 0 0 41671 GENTEX CORP COM 371901109 566 17096 SH SOLE 0 0 17096 GOLDMAN SACHS GROUP INC COM 38141G104 361 952 SH SOLE 0 0 952 GOLDMAN SACHS GROUP INC COM 38141G104 43 114 SH DFND 1 0 0 114 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 230984 2684922 SH DFND 1 0 0 2684922 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 77870 905148 SH SOLE 0 0 905148 HILL-ROM HLDGS INC COM 431475102 598 5267 SH SOLE 0 0 5267 HILL-ROM HLDGS INC COM 431475102 1422 12522 SH DFND 1 0 0 12522 HOME DEPOT INC COM 437076102 331 1037 SH DFND 1 0 0 1037 HOME DEPOT INC COM 437076102 30 94 SH SOLE 0 0 94 HONEYWELL INTL INC COM 438516106 9922 45235 SH SOLE 0 0 45235 HONEYWELL INTL INC COM 438516106 27820 126829 SH DFND 1 0 0 126829 HUBSPOT INC COM 443573100 1478 2537 SH DFND 1 0 0 2537 HUBSPOT INC COM 443573100 612 1051 SH SOLE 0 0 1051 INTEL CORP COM 458140100 120 2145 SH SOLE 0 0 2145 INTEL CORP COM 458140100 115 2046 SH DFND 1 0 0 2046 INTERCONTINENTAL EXCHANGE IN COM 45866F104 28728 242021 SH DFND 1 0 0 242021 INTERCONTINENTAL EXCHANGE IN COM 45866F104 10246 86319 SH SOLE 0 0 86319 INTERNATIONAL BUSINESS MACHS COM 459200101 15 100 SH SOLE 0 0 100 INTERNATIONAL BUSINESS MACHS COM 459200101 286 1948 SH DFND 1 0 0 1948 INVESCO QQQ TR UNIT SER 1 46090E103 1252 3533 SH DFND 1 0 0 3533 INVESCO QQQ TR UNIT SER 1 46090E103 611 1723 SH SOLE 0 0 1723 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1154 6266 SH SOLE 0 0 6266 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1180 6410 SH DFND 1 0 0 6410 INVESCO EXCHANGE TRADED FD T DYNMC BLDG CON 46137V779 283 5706 SH DFND 1 0 0 5706 ISHARES GOLD TR ISHARES NEW 464285204 96 2849 SH DFND 1 0 0 2849 ISHARES GOLD TR ISHARES NEW 464285204 281 8322 SH SOLE 0 0 8322 ISHARES INC EM MKTS DIV ETF 464286319 3012 77525 SH SOLE 0 0 77525 ISHARES INC EM MKTS DIV ETF 464286319 9268 238570 SH DFND 1 0 0 238570 ISHARES TR CORE US AGGBD ET 464287226 148432 1287016 SH DFND 1 0 0 1287016 ISHARES TR CORE US AGGBD ET 464287226 45595 395341 SH SOLE 0 0 395341 ISHARES TR S&P 500 GRWT ETF 464287309 2562 35232 SH SOLE 0 0 35232 ISHARES TR S&P 500 GRWT ETF 464287309 2863 39371 SH DFND 1 0 0 39371 ISHARES TR 1 3 YR TREAS BD 464287457 1352 15689 SH SOLE 0 0 15689 ISHARES TR EXPND TEC SC ETF 464287549 18281 45252 SH SOLE 0 0 45252 ISHARES TR EXPND TEC SC ETF 464287549 50157 124157 SH DFND 1 0 0 124157 ISHARES TR S&P MC 400GR ETF 464287606 813 10042 SH DFND 1 0 0 10042 ISHARES TR S&P MC 400GR ETF 464287606 2036 25161 SH SOLE 0 0 25161 ISHARES TR S&P MC 400VL ETF 464287705 1946 18470 SH SOLE 0 0 18470 ISHARES TR S&P MC 400VL ETF 464287705 783 7436 SH DFND 1 0 0 7436 ISHARES TR CORE S&P SCP ETF 464287804 3488 30870 SH DFND 1 0 0 30870 ISHARES TR CORE S&P SCP ETF 464287804 421 3731 SH SOLE 0 0 3731 ISHARES TR SP SMCP600VL ETF 464287879 807 7658 SH SOLE 0 0 7658 ISHARES TR SP SMCP600VL ETF 464287879 471 4471 SH DFND 1 0 0 4471 ISHARES TR S&P SML 600 GWT 464287887 514 3873 SH DFND 1 0 0 3873 ISHARES TR S&P SML 600 GWT 464287887 848 6396 SH SOLE 0 0 6396 ISHARES TR GL CLEAN ENE ETF 464288224 51 2180 SH SOLE 0 0 2180 ISHARES TR GL CLEAN ENE ETF 464288224 1354 57732 SH DFND 1 0 0 57732 ISHARES TR NATIONAL MUN ETF 464288414 18586 158587 SH DFND 1 0 0 158587 ISHARES TR NATIONAL MUN ETF 464288414 5807 49548 SH SOLE 0 0 49548 ISHARES TR INTL SEL DIV ETF 464288448 3582 110559 SH SOLE 0 0 110559 ISHARES TR INTL SEL DIV ETF 464288448 11265 347699 SH DFND 1 0 0 347699 ISHARES TR US AER DEF ETF 464288760 433 3957 SH DFND 1 0 0 3957 ISHARES TR U.S. MED DVC ETF 464288810 750 2076 SH DFND 1 0 0 2076 ISHARES TR MSCI USA MIN VOL 46429B697 204 2767 SH DFND 1 0 0 2767 ISHARES TR MSCI USA MIN VOL 46429B697 292 3973 SH SOLE 0 0 3973 ISHARES TR MSCI USA VALUE 46432F388 20359 193785 SH SOLE 0 0 193785 ISHARES TR MSCI USA VALUE 46432F388 101239 963630 SH DFND 1 0 0 963630 ISHARES TR MSCI USA MMENTM 46432F396 101357 584427 SH DFND 1 0 0 584427 ISHARES TR MSCI USA MMENTM 46432F396 20428 117791 SH SOLE 0 0 117791 ISHARES TR CORE MSCI EAFE 46432F842 29 387 SH SOLE 0 0 387 ISHARES TR CORE MSCI EAFE 46432F842 318 4250 SH DFND 1 0 0 4250 ISHARES TR MSCI USA SML CP 46434V290 788 14372 SH DFND 1 0 0 14372 ISHARES TR MSCI USA SML CP 46434V290 397 7242 SH SOLE 0 0 7242 ISHARES TR CORE MSCI INTL 46435G326 242 3592 SH SOLE 0 0 3592 ISHARES TR CORE MSCI INTL 46435G326 437 6476 SH DFND 1 0 0 6476 ISHARES TR ESG AWR MSCI USA 46435G425 393 3991 SH DFND 1 0 0 3991 ISHARES TR ESG AWR MSCI USA 46435G425 284 2884 SH SOLE 0 0 2884 ISHARES TR ESG AW MSCI EAFE 46435G516 118 1499 SH SOLE 0 0 1499 ISHARES TR ESG AW MSCI EAFE 46435G516 171 2164 SH DFND 1 0 0 2164 ISHARES TR ESG MSCI EM LDRS 46436E601 135 2053 SH DFND 1 0 0 2053 ISHARES TR ESG MSCI EM LDRS 46436E601 88 1339 SH SOLE 0 0 1339 JPMORGAN CHASE & CO COM 46625H100 2648 17025 SH SOLE 0 0 17025 JPMORGAN CHASE & CO COM 46625H100 6812 43798 SH DFND 1 0 0 43798 JACOBS ENGR GROUP INC COM 469814107 1393 10442 SH DFND 1 0 0 10442 JACOBS ENGR GROUP INC COM 469814107 577 4324 SH SOLE 0 0 4324 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 561 10818 SH SOLE 0 0 10818 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 775 14949 SH DFND 1 0 0 14949 JOHNSON & JOHNSON COM 478160104 604 3669 SH DFND 1 0 0 3669 JOHNSON & JOHNSON COM 478160104 87 527 SH SOLE 0 0 527 KANSAS CITY SOUTHERN COM NEW 485170302 303 1070 SH DFND 1 0 0 1070 LOWES COS INC COM 548661107 27869 143679 SH DFND 1 0 0 143679 LOWES COS INC COM 548661107 9845 50753 SH SOLE 0 0 50753 MKS INSTRS INC COM 55306N104 527 2962 SH SOLE 0 0 2962 MKS INSTRS INC COM 55306N104 1245 6995 SH DFND 1 0 0 6995 MASTERCARD INCORPORATED CL A 57636Q104 27864 76321 SH DFND 1 0 0 76321 MASTERCARD INCORPORATED CL A 57636Q104 9864 27019 SH SOLE 0 0 27019 MCDONALDS CORP COM 580135101 100 435 SH SOLE 0 0 435 MCDONALDS CORP COM 580135101 115 498 SH DFND 1 0 0 498 MCKESSON CORP COM 58155Q103 27666 144669 SH DFND 1 0 0 144669 MCKESSON CORP COM 58155Q103 9867 51596 SH SOLE 0 0 51596 MICROSOFT CORP COM 594918104 3836 14161 SH SOLE 0 0 14161 MICROSOFT CORP COM 594918104 9756 36014 SH DFND 1 0 0 36014 NEWS CORP NEW CL A 65249B109 1247 48394 SH DFND 1 0 0 48394 NEWS CORP NEW CL A 65249B109 519 20159 SH SOLE 0 0 20159 NEXTERA ENERGY INC COM 65339F101 2383 32513 SH SOLE 0 0 32513 NEXTERA ENERGY INC COM 65339F101 5969 81461 SH DFND 1 0 0 81461 NORFOLK SOUTHN CORP COM 655844108 282 1061 SH DFND 1 0 0 1061 NVIDIA CORPORATION COM 67066G104 476 595 SH DFND 1 0 0 595 NVIDIA CORPORATION COM 67066G104 30 38 SH SOLE 0 0 38 PEPSICO INC COM 713448108 2 11 SH SOLE 0 0 11 PEPSICO INC COM 713448108 231 1561 SH DFND 1 0 0 1561 PERKINELMER INC COM 714046109 598 3876 SH DFND 1 0 0 3876 PFIZER INC COM 717081103 310 7925 SH DFND 1 0 0 7925 PFIZER INC COM 717081103 19 490 SH SOLE 0 0 490 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 276 2717 SH SOLE 0 0 2717 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 5 50 SH DFND 1 0 0 50 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 115 1124 SH DFND 1 0 0 1124 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 747 7325 SH SOLE 0 0 7325 PIMCO ETF TR INTER MUN BD ACT 72201R866 227 4005 SH DFND 1 0 0 4005 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 564 25199 SH DFND 1 0 0 25199 PROCTER AND GAMBLE CO COM 742718109 184 1362 SH DFND 1 0 0 1362 PROCTER AND GAMBLE CO COM 742718109 141 1046 SH SOLE 0 0 1046 PROLOGIS INC. COM 74340W103 10290 86086 SH SOLE 0 0 86086 PROLOGIS INC. COM 74340W103 28714 240228 SH DFND 1 0 0 240228 RAYTHEON TECHNOLOGIES CORP COM 75513E101 105 1229 SH DFND 1 0 0 1229 RAYTHEON TECHNOLOGIES CORP COM 75513E101 135 1587 SH SOLE 0 0 1587 SPDR S&P 500 ETF TR TR UNIT 78462F103 101 236 SH SOLE 0 0 236 SPDR S&P 500 ETF TR TR UNIT 78462F103 2284 5336 SH DFND 1 0 0 5336 SPDR GOLD TR GOLD SHS 78463V107 235 1419 SH DFND 1 0 0 1419 SPDR GOLD TR GOLD SHS 78463V107 197 1191 SH SOLE 0 0 1191 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 8063 177215 SH SOLE 0 0 177215 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 4227 92898 SH DFND 1 0 0 92898 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 111321 3025856 SH DFND 1 0 0 3025856 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 31320 851320 SH SOLE 0 0 851320 SPDR SER TR S&P 600 SMCP GRW 78464A201 9279 104532 SH SOLE 0 0 104532 SPDR SER TR S&P 600 SMCP GRW 78464A201 31549 355397 SH DFND 1 0 0 355397 SPDR SER TR ICE PFD SEC ETF 78464A292 2542 57493 SH DFND 1 0 0 57493 SPDR SER TR ICE PFD SEC ETF 78464A292 373 8434 SH SOLE 0 0 8434 SPDR SER TR S&P 600 SMCP VAL 78464A300 3803 44376 SH SOLE 0 0 44376 SPDR SER TR S&P 600 SMCP VAL 78464A300 2534 29560 SH DFND 1 0 0 29560 SPDR SER TR PORTFOLIO AGRGTE 78464A649 3365 112128 SH DFND 1 0 0 112128 SPDR SER TR PORTFOLIO AGRGTE 78464A649 430 14333 SH SOLE 0 0 14333 SPDR SER TR S&P 400 MDCP GRW 78464A821 2523 32549 SH SOLE 0 0 32549 SPDR SER TR S&P 400 MDCP GRW 78464A821 1720 22193 SH DFND 1 0 0 22193 SPDR SER TR S&P 400 MDCP VAL 78464A839 1948 28856 SH DFND 1 0 0 28856 SPDR SER TR S&P 400 MDCP VAL 78464A839 2447 36248 SH SOLE 0 0 36248 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 905 18704 SH SOLE 0 0 18704 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 7000 144600 SH DFND 1 0 0 144600 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 17 50 SH DFND 1 0 0 50 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 192 556 SH SOLE 0 0 556 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 54 519 SH SOLE 0 0 519 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 235 2261 SH DFND 1 0 0 2261 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 850 15626 SH DFND 1 0 0 15626 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 439 8076 SH SOLE 0 0 8076 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 289 3512 SH DFND 1 0 0 3512 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 50843 403675 SH DFND 1 0 0 403675 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 18205 144539 SH SOLE 0 0 144539 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 17488 476644 SH SOLE 0 0 476644 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 49173 1340225 SH DFND 1 0 0 1340225 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 50478 492949 SH DFND 1 0 0 492949 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 17813 173956 SH SOLE 0 0 173956 SHOPIFY INC CL A 82509L107 4 3 SH SOLE 0 0 3 SHOPIFY INC CL A 82509L107 278 190 SH DFND 1 0 0 190 SQUARE INC CL A 852234103 29236 119920 SH DFND 1 0 0 119920 SQUARE INC CL A 852234103 10264 42101 SH SOLE 0 0 42101 TESLA INC COM 88160R101 443 652 SH SOLE 0 0 652 TESLA INC COM 88160R101 516 759 SH DFND 1 0 0 759 THERMO FISHER SCIENTIFIC INC COM 883556102 28779 57047 SH DFND 1 0 0 57047 THERMO FISHER SCIENTIFIC INC COM 883556102 10356 20528 SH SOLE 0 0 20528 3M CO COM 88579Y101 6 31 SH SOLE 0 0 31 3M CO COM 88579Y101 235 1185 SH DFND 1 0 0 1185 TOWNEBANK PORTSMOUTH VA COM 89214P109 246 8097 SH DFND 1 0 0 8097 TRUIST FINL CORP COM 89832Q109 410 7381 SH DFND 1 0 0 7381 UNITEDHEALTH GROUP INC COM 91324P102 467 1166 SH DFND 1 0 0 1166 UNITEDHEALTH GROUP INC COM 91324P102 178 443 SH SOLE 0 0 443 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 144 931 SH SOLE 0 0 931 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 658 4254 SH DFND 1 0 0 4254 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1092 4721 SH DFND 1 0 0 4721 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 817 9942 SH SOLE 0 0 9942 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 7050 136845 SH SOLE 0 0 136845 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 9276 180054 SH DFND 1 0 0 180054 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 4287 40915 SH DFND 1 0 0 40915 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 746 7118 SH SOLE 0 0 7118 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 459 7246 SH DFND 1 0 0 7246 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3935 72445 SH DFND 1 0 0 72445 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4512 83076 SH SOLE 0 0 83076 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 20 81 SH SOLE 0 0 81 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1412 5715 SH DFND 1 0 0 5715 VANGUARD WORLD FDS INF TECH ETF 92204A702 1442 3615 SH DFND 1 0 0 3615 VANGUARD WORLD FDS INF TECH ETF 92204A702 19 48 SH SOLE 0 0 48 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 720 5121 SH SOLE 0 0 5121 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 717 5101 SH DFND 1 0 0 5101 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1102 4661 SH DFND 1 0 0 4661 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 870 3683 SH SOLE 0 0 3683 VANGUARD INDEX FDS SML CP GRW ETF 922908595 622 2147 SH SOLE 0 0 2147 VANGUARD INDEX FDS SML CP GRW ETF 922908595 597 2061 SH DFND 1 0 0 2061 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 331 1755 SH DFND 1 0 0 1755 VANGUARD INDEX FDS GROWTH ETF 922908736 10106 35236 SH DFND 1 0 0 35236 VANGUARD INDEX FDS GROWTH ETF 922908736 15376 53609 SH SOLE 0 0 53609 VANGUARD INDEX FDS VALUE ETF 922908744 17041 123974 SH SOLE 0 0 123974 VANGUARD INDEX FDS VALUE ETF 922908744 12692 92335 SH DFND 1 0 0 92335 VANGUARD INDEX FDS SMALL CP ETF 922908751 726 3224 SH DFND 1 0 0 3224 VANGUARD INDEX FDS SMALL CP ETF 922908751 121 535 SH SOLE 0 0 535 VANGUARD INDEX FDS TOTAL STK MKT 922908769 78 348 SH SOLE 0 0 348 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2773 12444 SH DFND 1 0 0 12444 VERIZON COMMUNICATIONS INC COM 92343V104 415 7411 SH DFND 1 0 0 7411 VERIZON COMMUNICATIONS INC COM 92343V104 56 1004 SH SOLE 0 0 1004 VISA INC COM CL A 92826C839 75 320 SH SOLE 0 0 320 VISA INC COM CL A 92826C839 439 1879 SH DFND 1 0 0 1879 WALMART INC COM 931142103 27085 192068 SH DFND 1 0 0 192068 WALMART INC COM 931142103 9689 68708 SH SOLE 0 0 68708 WASTE CONNECTIONS INC COM 94106B101 618 5174 SH SOLE 0 0 5174 WASTE CONNECTIONS INC COM 94106B101 1405 11767 SH DFND 1 0 0 11767 WISDOMTREE TR US MIDCAP DIVID 97717W505 4684 111646 SH DFND 1 0 0 111646 WISDOMTREE TR US MIDCAP DIVID 97717W505 1442 34364 SH SOLE 0 0 34364 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1065 33384 SH SOLE 0 0 33384 WISDOMTREE TR US SMALLCAP DIVD 97717W604 3329 104406 SH DFND 1 0 0 104406 WISDOMTREE TR INTL EQUITY FD 97717W703 23331 428012 SH DFND 1 0 0 428012 WISDOMTREE TR INTL EQUITY FD 97717W703 20222 370978 SH SOLE 0 0 370978 ZOETIS INC CL A 98978V103 5 29 SH SOLE 0 0 29 ZOETIS INC CL A 98978V103 225 1210 SH DFND 1 0 0 1210 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 221 571 SH DFND 1 0 0 571 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 123 318 SH SOLE 0 0 318 AMDOCS LTD SHS G02602103 522 6745 SH SOLE 0 0 6745 AMDOCS LTD SHS G02602103 1231 15907 SH DFND 1 0 0 15907 TRANE TECHNOLOGIES PLC SHS G8994E103 6221 33784 SH DFND 1 0 0 33784 TRANE TECHNOLOGIES PLC SHS G8994E103 2584 14032 SH SOLE 0 0 14032