CHIEF COMPLIANCE OFFICER

0001811480-21-000003.txt : 20210113 0001811480-21-000003.hdr.sgml : 20210113 20210113142622 ACCESSION NUMBER: 0001811480-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210113 DATE AS OF CHANGE: 20210113 EFFECTIVENESS DATE: 20210113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 21525837 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001079935 XXXXXXXX 12-31-2020 12-31-2020 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N ERIC ROSEN CHIEF COMPLIANCE OFFICER 3107122363 ERIC ROSEN LOS ANGELES CA 01-13-2021 1 294 1851681 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq420.xml AT&T INC COM 00206R102 529 18395 SH DFND 1 0 0 18395 AT&T INC COM 00206R102 69 2386 SH SOLE 0 0 2386 ARK ETF TR INNOVATION ETF 00214Q104 18 143 SH SOLE 0 0 143 ARK ETF TR INNOVATION ETF 00214Q104 207 1660 SH DFND 1 0 0 1660 ABBOTT LABS COM 002824100 230 2104 SH DFND 1 0 0 2104 ABBOTT LABS COM 002824100 20 185 SH SOLE 0 0 185 ABBVIE INC COM 00287Y109 72 672 SH SOLE 0 0 672 ABBVIE INC COM 00287Y109 160 1497 SH DFND 1 0 0 1497 ACTIVISION BLIZZARD INC COM 00507V109 25203 271440 SH DFND 1 0 0 271440 ACTIVISION BLIZZARD INC COM 00507V109 9095 97952 SH SOLE 0 0 97952 ADOBE SYSTEMS INCORPORATED COM 00724F101 445 890 SH DFND 1 0 0 890 ALPHABET INC CAP STK CL A 02079K305 345 197 SH DFND 1 0 0 197 ALPHABET INC CAP STK CL A 02079K305 124 71 SH SOLE 0 0 71 AMAZON COM INC COM 023135106 8758 2689 SH SOLE 0 0 2689 AMAZON COM INC COM 023135106 22961 7050 SH DFND 1 0 0 7050 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 2572 44969 SH DFND 1 0 0 44969 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 1637 28628 SH SOLE 0 0 28628 AMGEN INC COM 031162100 1208 5253 SH SOLE 0 0 5253 AMGEN INC COM 031162100 2 7 SH DFND 1 0 0 7 ANTHEM INC COM 036752103 547 1704 SH DFND 1 0 0 1704 ANTHEM INC COM 036752103 8 25 SH SOLE 0 0 25 APPLE INC COM 037833100 11770 88700 SH SOLE 0 0 88700 APPLE INC COM 037833100 30215 227713 SH DFND 1 0 0 227713 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 290 22481 SH DFND 1 0 0 22481 APPLIED MATLS INC COM 038222105 24209 280525 SH DFND 1 0 0 280525 APPLIED MATLS INC COM 038222105 8797 101930 SH SOLE 0 0 101930 AVID BIOSERVICES INC COM 05368M106 147 12715 SH SOLE 0 0 12715 AXSOME THERAPEUTICS INC COM 05464T104 214 2632 SH DFND 1 0 0 2632 BAKER HUGHES COMPANY CL A 05722G100 1091 52325 SH DFND 1 0 0 52325 BAKER HUGHES COMPANY CL A 05722G100 514 24669 SH SOLE 0 0 24669 BK OF AMERICA CORP COM 060505104 111 3666 SH SOLE 0 0 3666 BK OF AMERICA CORP COM 060505104 157 5190 SH DFND 1 0 0 5190 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 436 1879 SH DFND 1 0 0 1879 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 67 289 SH SOLE 0 0 289 BOEING CO COM 097023105 76 355 SH SOLE 0 0 355 BOEING CO COM 097023105 217 1013 SH DFND 1 0 0 1013 BRISTOL-MYERS SQUIBB CO COM 110122108 4191 67566 SH DFND 1 0 0 67566 BRISTOL-MYERS SQUIBB CO COM 110122108 1987 32029 SH SOLE 0 0 32029 BROADCOM INC COM 11135F101 9556 21824 SH SOLE 0 0 21824 BROADCOM INC COM 11135F101 26009 59402 SH DFND 1 0 0 59402 CDW CORP COM 12514G108 1086 8237 SH DFND 1 0 0 8237 CDW CORP COM 12514G108 530 4024 SH SOLE 0 0 4024 CIGNA CORP NEW COM 125523100 2120 10184 SH SOLE 0 0 10184 CIGNA CORP NEW COM 125523100 4446 21358 SH DFND 1 0 0 21358 CHARLES RIV LABS INTL INC COM 159864107 1115 4461 SH DFND 1 0 0 4461 CHARLES RIV LABS INTL INC COM 159864107 526 2104 SH SOLE 0 0 2104 CHEVRON CORP NEW COM 166764100 7700 91176 SH SOLE 0 0 91176 CHEVRON CORP NEW COM 166764100 21235 251448 SH DFND 1 0 0 251448 COCA COLA CO COM 191216100 137 2490 SH DFND 1 0 0 2490 COCA COLA CO COM 191216100 92 1680 SH SOLE 0 0 1680 COMCAST CORP NEW CL A 20030N101 50 955 SH SOLE 0 0 955 COMCAST CORP NEW CL A 20030N101 255 4869 SH DFND 1 0 0 4869 COSTCO WHSL CORP NEW COM 22160K105 198 524 SH DFND 1 0 0 524 COSTCO WHSL CORP NEW COM 22160K105 33 89 SH SOLE 0 0 89 DISNEY WALT CO COM 254687106 9472 52279 SH SOLE 0 0 52279 DISNEY WALT CO COM 254687106 26019 143609 SH DFND 1 0 0 143609 DISCOVERY INC COM SER A 25470F104 1192 39614 SH DFND 1 0 0 39614 DISCOVERY INC COM SER A 25470F104 555 18430 SH SOLE 0 0 18430 DOCUSIGN INC COM 256163106 508 2285 SH SOLE 0 0 2285 DOCUSIGN INC COM 256163106 1085 4881 SH DFND 1 0 0 4881 EAST WEST BANCORP INC COM 27579R104 382 7534 SH SOLE 0 0 7534 EPAM SYS INC COM 29414B104 526 1469 SH SOLE 0 0 1469 EPAM SYS INC COM 29414B104 1112 3102 SH DFND 1 0 0 3102 EXXON MOBIL CORP COM 30231G102 571 13857 SH DFND 1 0 0 13857 EXXON MOBIL CORP COM 30231G102 29 694 SH SOLE 0 0 694 FACEBOOK INC CL A 30303M102 95 349 SH SOLE 0 0 349 FACEBOOK INC CL A 30303M102 332 1215 SH DFND 1 0 0 1215 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1471 72846 SH DFND 1 0 0 72846 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 608 30111 SH SOLE 0 0 30111 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 231 4067 SH SOLE 0 0 4067 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 5065 89286 SH DFND 1 0 0 89286 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 174 8550 SH DFND 1 0 0 8550 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 216 10575 SH SOLE 0 0 10575 FISERV INC COM 337738108 8377 73574 SH SOLE 0 0 73574 FISERV INC COM 337738108 22619 198657 SH DFND 1 0 0 198657 FORD MTR CO DEL COM 345370860 324 36845 SH DFND 1 0 0 36845 FORD MTR CO DEL COM 345370860 1 100 SH SOLE 0 0 100 FORTUNE BRANDS HOME & SEC IN COM 34964C106 483 5639 SH SOLE 0 0 5639 FORTUNE BRANDS HOME & SEC IN COM 34964C106 1012 11807 SH DFND 1 0 0 11807 FS KKR CAP CORP II COM 35952V303 573 34955 SH DFND 1 0 0 34955 GALLAGHER ARTHUR J & CO COM 363576109 23 185 SH DFND 1 0 0 185 GALLAGHER ARTHUR J & CO COM 363576109 227 1831 SH SOLE 0 0 1831 GENERAL ELECTRIC CO COM 369604103 5 425 SH SOLE 0 0 425 GENERAL ELECTRIC CO COM 369604103 140 12958 SH DFND 1 0 0 12958 GENTEX CORP COM 371901109 1203 35448 SH DFND 1 0 0 35448 GENTEX CORP COM 371901109 546 16106 SH SOLE 0 0 16106 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 63234 835433 SH SOLE 0 0 835433 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 186796 2467906 SH DFND 1 0 0 2467906 HILL ROM HLDGS INC COM 431475102 1020 10413 SH DFND 1 0 0 10413 HILL ROM HLDGS INC COM 431475102 488 4980 SH SOLE 0 0 4980 HOME DEPOT INC COM 437076102 25 94 SH SOLE 0 0 94 HOME DEPOT INC COM 437076102 528 1989 SH DFND 1 0 0 1989 HONEYWELL INTL INC COM 438516106 24586 115589 SH DFND 1 0 0 115589 HONEYWELL INTL INC COM 438516106 8998 42303 SH SOLE 0 0 42303 INTEL CORP COM 458140100 157 3145 SH SOLE 0 0 3145 INTEL CORP COM 458140100 70 1405 SH DFND 1 0 0 1405 INTERCONTINENTAL EXCHANGE IN COM 45866F104 25124 217919 SH DFND 1 0 0 217919 INTERCONTINENTAL EXCHANGE IN COM 45866F104 9183 79653 SH SOLE 0 0 79653 INTERNATIONAL BUSINESS MACHS COM 459200101 35 275 SH SOLE 0 0 275 INTERNATIONAL BUSINESS MACHS COM 459200101 375 2982 SH DFND 1 0 0 2982 INVESCO QQQ TR UNIT SER 1 46090E103 1140 3635 SH DFND 1 0 0 3635 INVESCO QQQ TR UNIT SER 1 46090E103 575 1833 SH SOLE 0 0 1833 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1110 6810 SH SOLE 0 0 6810 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1617 9923 SH DFND 1 0 0 9923 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 22512 1061407 SH DFND 1 0 0 1061407 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 7068 333244 SH SOLE 0 0 333244 ISHARES GOLD TRUST ISHARES 464285105 281 15513 SH SOLE 0 0 15513 ISHARES GOLD TRUST ISHARES 464285105 12 688 SH DFND 1 0 0 688 ISHARES INC EM MKTS DIV ETF 464286319 8139 218626 SH DFND 1 0 0 218626 ISHARES INC EM MKTS DIV ETF 464286319 2772 74450 SH SOLE 0 0 74450 ISHARES TR CORE US AGGBD ET 464287226 31357 265310 SH SOLE 0 0 265310 ISHARES TR CORE US AGGBD ET 464287226 91016 770080 SH DFND 1 0 0 770080 ISHARES TR S&P 500 GRWT ETF 464287309 2661 41695 SH DFND 1 0 0 41695 ISHARES TR S&P 500 GRWT ETF 464287309 2264 35482 SH SOLE 0 0 35482 ISHARES TR EXPND TEC SC ETF 464287549 15048 43015 SH SOLE 0 0 43015 ISHARES TR EXPND TEC SC ETF 464287549 41618 118967 SH DFND 1 0 0 118967 ISHARES TR S&P MC 400GR ETF 464287606 832 11522 SH DFND 1 0 0 11522 ISHARES TR S&P MC 400GR ETF 464287606 1659 22974 SH SOLE 0 0 22974 ISHARES TR RUS 1000 GRW ETF 464287614 118 488 SH SOLE 0 0 488 ISHARES TR RUS 1000 GRW ETF 464287614 119 494 SH DFND 1 0 0 494 ISHARES TR S&P MC 400VL ETF 464287705 863 9996 SH DFND 1 0 0 9996 ISHARES TR S&P MC 400VL ETF 464287705 1661 19249 SH SOLE 0 0 19249 ISHARES TR CORE S&P SCP ETF 464287804 307 3340 SH SOLE 0 0 3340 ISHARES TR CORE S&P SCP ETF 464287804 3110 33843 SH DFND 1 0 0 33843 ISHARES TR SP SMCP600VL ETF 464287879 446 5480 SH DFND 1 0 0 5480 ISHARES TR SP SMCP600VL ETF 464287879 745 9158 SH SOLE 0 0 9158 ISHARES TR S&P SML 600 GWT 464287887 857 7507 SH SOLE 0 0 7507 ISHARES TR S&P SML 600 GWT 464287887 513 4492 SH DFND 1 0 0 4492 ISHARES TR GL CLEAN ENE ETF 464288224 1909 67608 SH DFND 1 0 0 67608 ISHARES TR NATIONAL MUN ETF 464288414 7966 67965 SH DFND 1 0 0 67965 ISHARES TR NATIONAL MUN ETF 464288414 3659 31218 SH SOLE 0 0 31218 ISHARES TR INTL SEL DIV ETF 464288448 3983 135168 SH SOLE 0 0 135168 ISHARES TR INTL SEL DIV ETF 464288448 11859 402399 SH DFND 1 0 0 402399 ISHARES TR US AER DEF ETF 464288760 604 6379 SH DFND 1 0 0 6379 ISHARES TR U.S. MED DVC ETF 464288810 962 2939 SH DFND 1 0 0 2939 ISHARES TR MSCI USA MIN VOL 46429B697 39488 581734 SH DFND 1 0 0 581734 ISHARES TR MSCI USA MIN VOL 46429B697 14526 213988 SH SOLE 0 0 213988 ISHARES TR MSCI USA QLT FCT 46432F339 302 2596 SH SOLE 0 0 2596 ISHARES TR MSCI USA QLT FCT 46432F339 684 5888 SH DFND 1 0 0 5888 ISHARES TR MSCI USA VALUE 46432F388 79367 913204 SH DFND 1 0 0 913204 ISHARES TR MSCI USA VALUE 46432F388 15387 177046 SH SOLE 0 0 177046 ISHARES TR MSCI USA MMENTM 46432F396 15291 94805 SH SOLE 0 0 94805 ISHARES TR MSCI USA MMENTM 46432F396 79462 492664 SH DFND 1 0 0 492664 ISHARES TR CORE MSCI EAFE 46432F842 273 3950 SH DFND 1 0 0 3950 ISHARES TR CORE MSCI EAFE 46432F842 29 417 SH SOLE 0 0 417 ISHARES TR MSCI USA SML CP 46434V290 325 7111 SH SOLE 0 0 7111 ISHARES TR MSCI USA SML CP 46434V290 653 14273 SH DFND 1 0 0 14273 ISHARES TR CORE DIV GRWTH 46434V621 257 5736 SH DFND 1 0 0 5736 ISHARES TR CORE DIV GRWTH 46434V621 52 1162 SH SOLE 0 0 1162 ISHARES TR CORE MSCI INTL 46435G326 308 4990 SH SOLE 0 0 4990 ISHARES TR CORE MSCI INTL 46435G326 509 8260 SH DFND 1 0 0 8260 ISHARES TR ESG AWR MSCI USA 46435G425 322 3738 SH DFND 1 0 0 3738 ISHARES TR ESG AWR MSCI USA 46435G425 370 4302 SH SOLE 0 0 4302 ISHARES TR ESG AW MSCI EAFE 46435G516 168 2296 SH SOLE 0 0 2296 ISHARES TR ESG AW MSCI EAFE 46435G516 148 2022 SH DFND 1 0 0 2022 ISHARES TR IBONDS DEC 25 46435U432 3325 118020 SH DFND 1 0 0 118020 ISHARES TR IBONDS DEC 25 46435U432 635 22531 SH SOLE 0 0 22531 ISHARES TR IBONDS DEC 46435U697 552 20384 SH SOLE 0 0 20384 ISHARES TR IBONDS DEC 46435U697 2344 86524 SH DFND 1 0 0 86524 ISHARES TR ESG MSCI EM LDRS 46436E601 115 1925 SH DFND 1 0 0 1925 ISHARES TR ESG MSCI EM LDRS 46436E601 123 2053 SH SOLE 0 0 2053 JPMORGAN CHASE & CO COM 46625H100 2455 19322 SH SOLE 0 0 19322 JPMORGAN CHASE & CO COM 46625H100 5480 43126 SH DFND 1 0 0 43126 JACOBS ENGR GROUP INC COM 469814107 1151 10568 SH DFND 1 0 0 10568 JACOBS ENGR GROUP INC COM 469814107 550 5047 SH SOLE 0 0 5047 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 492 10941 SH SOLE 0 0 10941 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 740 16466 SH DFND 1 0 0 16466 JOHNSON & JOHNSON COM 478160104 576 3663 SH DFND 1 0 0 3663 JOHNSON & JOHNSON COM 478160104 86 547 SH SOLE 0 0 547 LOWES COS INC COM 548661107 7855 48937 SH SOLE 0 0 48937 LOWES COS INC COM 548661107 21819 135938 SH DFND 1 0 0 135938 MARKETAXESS HLDGS INC COM 57060D108 1020 1787 SH DFND 1 0 0 1787 MARKETAXESS HLDGS INC COM 57060D108 492 862 SH SOLE 0 0 862 MASTERCARD INCORPORATED CL A 57636Q104 8760 24541 SH SOLE 0 0 24541 MASTERCARD INCORPORATED CL A 57636Q104 24299 68075 SH DFND 1 0 0 68075 MCDONALDS CORP COM 580135101 222 1034 SH DFND 1 0 0 1034 MCDONALDS CORP COM 580135101 114 530 SH SOLE 0 0 530 MCKESSON CORP COM 58155Q103 8548 49151 SH SOLE 0 0 49151 MCKESSON CORP COM 58155Q103 23113 132895 SH DFND 1 0 0 132895 MERCK & CO. INC COM 58933Y105 239 2924 SH DFND 1 0 0 2924 MERCK & CO. INC COM 58933Y105 45 551 SH SOLE 0 0 551 MICROSOFT CORP COM 594918104 2942 13227 SH SOLE 0 0 13227 MICROSOFT CORP COM 594918104 7014 31535 SH DFND 1 0 0 31535 NETFLIX INC COM 64110L106 54 100 SH DFND 1 0 0 100 NETFLIX INC COM 64110L106 175 324 SH SOLE 0 0 324 NEXTERA ENERGY INC COM 65339F101 2102 27248 SH SOLE 0 0 27248 NEXTERA ENERGY INC COM 65339F101 4654 60321 SH DFND 1 0 0 60321 NVIDIA CORPORATION COM 67066G104 255 488 SH DFND 1 0 0 488 NVIDIA CORPORATION COM 67066G104 70 134 SH SOLE 0 0 134 PEPSICO INC COM 713448108 225 1518 SH DFND 1 0 0 1518 PERKINELMER INC COM 714046109 556 3876 SH DFND 1 0 0 3876 PFIZER INC COM 717081103 299 8133 SH DFND 1 0 0 8133 PFIZER INC COM 717081103 62 1671 SH SOLE 0 0 1671 PHILIP MORRIS INTL INC COM 718172109 10 122 SH SOLE 0 0 122 PHILIP MORRIS INTL INC COM 718172109 255 3081 SH DFND 1 0 0 3081 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 341 3345 SH DFND 1 0 0 3345 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1193 11691 SH SOLE 0 0 11691 PIMCO ETF TR INTER MUN BD ACT 72201R866 216 3800 SH DFND 1 0 0 3800 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 534 25199 SH DFND 1 0 0 25199 PROCTER AND GAMBLE CO COM 742718109 224 1610 SH DFND 1 0 0 1610 PROCTER AND GAMBLE CO COM 742718109 160 1153 SH SOLE 0 0 1153 PROLOGIS INC. COM 74340W103 8107 81342 SH SOLE 0 0 81342 PROLOGIS INC. COM 74340W103 22239 223153 SH DFND 1 0 0 223153 PROOFPOINT INC COM 743424103 1165 8541 SH DFND 1 0 0 8541 PROOFPOINT INC COM 743424103 549 4022 SH SOLE 0 0 4022 SPDR S&P 500 ETF TR TR UNIT 78462F103 78 208 SH SOLE 0 0 208 SPDR S&P 500 ETF TR TR UNIT 78462F103 2504 6696 SH DFND 1 0 0 6696 SPDR GOLD TR GOLD SHS 78463V107 42 233 SH DFND 1 0 0 233 SPDR GOLD TR GOLD SHS 78463V107 164 918 SH SOLE 0 0 918 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 5522 130979 SH SOLE 0 0 130979 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3439 81562 SH DFND 1 0 0 81562 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 96963 2872974 SH DFND 1 0 0 2872974 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 26253 777856 SH SOLE 0 0 777856 SPDR SER TR S&P 600 SMCP GRW 78464A201 7252 94956 SH SOLE 0 0 94956 SPDR SER TR S&P 600 SMCP GRW 78464A201 25397 332551 SH DFND 1 0 0 332551 SPDR SER TR WELLS FG PFD ETF 78464A292 2366 53278 SH DFND 1 0 0 53278 SPDR SER TR WELLS FG PFD ETF 78464A292 307 6903 SH SOLE 0 0 6903 SPDR SER TR S&P 600 SMCP VAL 78464A300 2975 44940 SH SOLE 0 0 44940 SPDR SER TR S&P 600 SMCP VAL 78464A300 2273 34340 SH DFND 1 0 0 34340 SPDR SER TR PORTFOLIO AGRGTE 78464A649 3135 101835 SH DFND 1 0 0 101835 SPDR SER TR PORTFOLIO AGRGTE 78464A649 361 11725 SH SOLE 0 0 11725 SPDR SER TR S&P 400 MDCP GRW 78464A821 2254 32518 SH SOLE 0 0 32518 SPDR SER TR S&P 400 MDCP GRW 78464A821 1700 24523 SH DFND 1 0 0 24523 SPDR SER TR S&P 400 MDCP VAL 78464A839 1929 34763 SH DFND 1 0 0 34763 SPDR SER TR S&P 400 MDCP VAL 78464A839 2311 41639 SH SOLE 0 0 41639 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 764 15497 SH SOLE 0 0 15497 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 6517 132247 SH DFND 1 0 0 132247 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 725 16886 SH DFND 1 0 0 16886 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 344 8019 SH SOLE 0 0 8019 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 15086 132985 SH SOLE 0 0 132985 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 41928 369605 SH DFND 1 0 0 369605 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 40756 460260 SH DFND 1 0 0 460260 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 14773 166837 SH SOLE 0 0 166837 SQUARE INC CL A 852234103 7 34 SH SOLE 0 0 34 SQUARE INC CL A 852234103 265 1219 SH DFND 1 0 0 1219 TESLA INC COM 88160R101 375 531 SH DFND 1 0 0 531 TESLA INC COM 88160R101 354 502 SH SOLE 0 0 502 THERMO FISHER SCIENTIFIC INC COM 883556102 8362 17952 SH SOLE 0 0 17952 THERMO FISHER SCIENTIFIC INC COM 883556102 23037 49460 SH DFND 1 0 0 49460 TRUIST FINL CORP COM 89832Q109 360 7505 SH DFND 1 0 0 7505 US FOODS HLDG CORP COM 912008109 1151 34564 SH DFND 1 0 0 34564 US FOODS HLDG CORP COM 912008109 542 16257 SH SOLE 0 0 16257 UNITEDHEALTH GROUP INC COM 91324P102 69 196 SH SOLE 0 0 196 UNITEDHEALTH GROUP INC COM 91324P102 409 1165 SH DFND 1 0 0 1165 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 521 3690 SH DFND 1 0 0 3690 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 104 737 SH SOLE 0 0 737 VANGUARD WORLD FD MEGA GRWTH IND 921910816 21 105 SH SOLE 0 0 105 VANGUARD WORLD FD MEGA GRWTH IND 921910816 912 4474 SH DFND 1 0 0 4474 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 900 10853 SH SOLE 0 0 10853 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 7025 148813 SH SOLE 0 0 148813 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 9455 200286 SH DFND 1 0 0 200286 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3376 36888 SH DFND 1 0 0 36888 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 737 8055 SH SOLE 0 0 8055 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3813 76085 SH SOLE 0 0 76085 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3281 65470 SH DFND 1 0 0 65470 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1401 6263 SH DFND 1 0 0 6263 VANGUARD WORLD FDS INF TECH ETF 92204A702 1643 4644 SH DFND 1 0 0 4644 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 749 6294 SH DFND 1 0 0 6294 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 747 6281 SH SOLE 0 0 6281 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 835 3938 SH SOLE 0 0 3938 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1096 5167 SH DFND 1 0 0 5167 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 195 2291 SH DFND 1 0 0 2291 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 6 73 SH SOLE 0 0 73 VANGUARD INDEX FDS SML CP GRW ETF 922908595 614 2294 SH SOLE 0 0 2294 VANGUARD INDEX FDS SML CP GRW ETF 922908595 571 2134 SH DFND 1 0 0 2134 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 282 1711 SH DFND 1 0 0 1711 VANGUARD INDEX FDS GROWTH ETF 922908736 9318 36782 SH DFND 1 0 0 36782 VANGUARD INDEX FDS GROWTH ETF 922908736 11899 46969 SH SOLE 0 0 46969 VANGUARD INDEX FDS VALUE ETF 922908744 13944 117218 SH SOLE 0 0 117218 VANGUARD INDEX FDS VALUE ETF 922908744 11527 96896 SH DFND 1 0 0 96896 VANGUARD INDEX FDS SMALL CP ETF 922908751 701 3599 SH DFND 1 0 0 3599 VANGUARD INDEX FDS SMALL CP ETF 922908751 111 570 SH SOLE 0 0 570 VANGUARD INDEX FDS TOTAL STK MKT 922908769 35 178 SH SOLE 0 0 178 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2526 12976 SH DFND 1 0 0 12976 VERIZON COMMUNICATIONS INC COM 92343V104 338 5749 SH DFND 1 0 0 5749 VERIZON COMMUNICATIONS INC COM 92343V104 81 1375 SH SOLE 0 0 1375 VISA INC COM CL A 92826C839 26 120 SH SOLE 0 0 120 VISA INC COM CL A 92826C839 355 1623 SH DFND 1 0 0 1623 WALMART INC COM 931142103 22679 157328 SH DFND 1 0 0 157328 WALMART INC COM 931142103 8339 57847 SH SOLE 0 0 57847 WASTE CONNECTIONS INC COM 94106B101 472 4604 SH SOLE 0 0 4604 WASTE CONNECTIONS INC COM 94106B101 998 9728 SH DFND 1 0 0 9728 WISDOMTREE TR US MIDCAP DIVID 97717W505 4875 140057 SH DFND 1 0 0 140057 WISDOMTREE TR US MIDCAP DIVID 97717W505 1436 41244 SH SOLE 0 0 41244 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1004 37732 SH SOLE 0 0 37732 WISDOMTREE TR US SMALLCAP DIVD 97717W604 3028 113820 SH DFND 1 0 0 113820 WISDOMTREE TR INTL EQUITY FD 97717W703 22887 452041 SH DFND 1 0 0 452041 WISDOMTREE TR INTL EQUITY FD 97717W703 18610 367564 SH SOLE 0 0 367564 WISDOMTREE TR FLOATNG RAT TREA 97717X628 167 6649 SH SOLE 0 0 6649 WISDOMTREE TR FLOATNG RAT TREA 97717X628 588 23413 SH DFND 1 0 0 23413 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 191 567 SH DFND 1 0 0 567 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 90 268 SH SOLE 0 0 268 TRANE TECHNOLOGIES PLC SHS G8994E103 2135 14705 SH SOLE 0 0 14705 TRANE TECHNOLOGIES PLC SHS G8994E103 4572 31499 SH DFND 1 0 0 31499