0001214659-19-000678.txt : 20190201
0001214659-19-000678.hdr.sgml : 20190201
20190131201734
ACCESSION NUMBER: 0001214659-19-000678
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190201
DATE AS OF CHANGE: 20190131
EFFECTIVENESS DATE: 20190201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
CENTRAL INDEX KEY: 0001079935
IRS NUMBER: 954603559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15248
FILM NUMBER: 19557412
BUSINESS ADDRESS:
STREET 1: 2121 AVENUE OF THE STARS
STREET 2: SUITE 1600
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 8007235115
MAIL ADDRESS:
STREET 1: 2121 AVENUE OF THE STARS
STREET 2: SUITE 1600
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV
DATE OF NAME CHANGE: 20000717
FORMER COMPANY:
FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV
DATE OF NAME CHANGE: 19990217
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0001079935
XXXXXXXX
12-31-2018
12-31-2018
false
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
2121 AVENUE OF THE STARS
SUITE 1600
LOS ANGELES
CA
90067
13F HOLDINGS REPORT
028-15248
N
Eric Rosen
Chief Compliance Officer
310-712-2323
/s/ Eric Rosen
Los Angeles
CA
01-31-2019
0
172
1131354
INFORMATION TABLE
2
infotable.xml
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COM
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ADOBE SYS INC
COM
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ALPHABET INC
CAP STK CL A
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AMARIN CORP PLC
SPONS ADR NEW
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9920
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AMAZON COM INC
COM
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ANTHEM INC
COM
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APPLE HOSPITALITY REIT INC
COM NEW
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67617
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APPLE INC
COM
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AT&T INC
COM
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134
4705
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AVANGRID INC
COM
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BANK AMER CORP
COM
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COM
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
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COM
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CANOPY GROWTH CORP
COM
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COM
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CDW CORP
COM
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CENTENE CORP DEL
COM
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COM
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CISCO SYS INC
COM
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CLEARBRIDGE ENERGY MIDSTRM O
COM
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CLEARBRIDGE ENERGY MLP FD IN
COM
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COCA COLA CO
COM
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3281
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COMCAST CORP NEW
CL A
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CONSOLIDATED EDISON INC
COM
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CVS HEALTH CORP
COM
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1596
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DISCOVERY INC
COM SER A
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DISNEY WALT CO
COM DISNEY
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DXC TECHNOLOGY CO
COM
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EAST WEST BANCORP INC
COM
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EOG RES INC
COM
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EPAM SYS INC
COM
29414B104
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EXELON CORP
COM
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SH
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EXXON MOBIL CORP
COM
30231G102
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6631
SH
SOLE
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0
FACEBOOK INC
CL A
30303M102
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1130
SH
SOLE
1130
0
0
FEDEX CORP
COM
31428X106
2529
15674
SH
SOLE
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0
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
1833
40265
SH
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0
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
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FORD MTR CO DEL
COM PAR $0.01
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0
GALLAGHER ARTHUR J & CO
COM
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SOLE
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0
GARRETT MOTION INC
COM
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SH
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GOLDMAN SACHS ETF TR
EQUITY ETF
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1503012
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GOLDMAN SACHS ETF TR
ACTIVEBETA EME
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SOLE
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0
GOLDMAN SACHS ETF TR
ACTIVEBETA INT
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216
8502
SH
SOLE
8502
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
239
3322
SH
SOLE
3322
0
0
HOME DEPOT INC
COM
437076102
478
2781
SH
SOLE
2781
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0
HONEYWELL INTL INC
COM
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18814
142398
SH
SOLE
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0
INTEL CORP
COM
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3931
SH
SOLE
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INTERCONTINENTAL EXCHANGE IN
COM
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INTERNATIONAL BUSINESS MACHS
COM
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SH
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INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 HY
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SOLE
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INVESCO EXCHANGE TRADED FD T
RUSSEL 200 GWT
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4005
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SOLE
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ISHARES
INTL SEL DIV ETF
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EM MKTS DIV ETF
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226457
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S&P 500 GRWT ETF
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S&P 500 VAL ETF
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SOLE
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ISHARES GOLD TRUST
ISHARES
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SOLE
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MIN VOL USA ETF
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ISHARES TR
N AMER TECH ETF
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193929
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22503
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S&P MC 400VL ETF
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10932
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ISHARES TR
S&P MC 400GR ETF
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7522
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0
ISHARES TR
CORE S&P500 ETF
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995
3954
SH
SOLE
3954
0
0
ISHARES TR
IBONDS DEC2022
46435G755
985
38462
SH
SOLE
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0
0
ISHARES TR
SP SMCP600VL ETF
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882
6686
SH
SOLE
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0
0
ISHARES TR
MSCI POLAND ETF
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649
12887
SH
SOLE
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0
ISHARES TR
MSCI EMG MKT ETF
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498
12758
SH
SOLE
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0
ISHARES TR
IBONDS SEP2020
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18801
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SOLE
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ISHARES TR
MSCI ACWI EX US
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ISHARES TR
MSCI EAFE ETF
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ETF MSCI USA
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4037
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ESG MSCI EAFE
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2742
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ISHARES TR
RUS 1000 GRW ETF
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ISHARES TR
MSCI HONG KG ETF
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ISHARES TR
RUS 1000 VAL ETF
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107
963
SH
SOLE
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COM
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MULTIFACTOR MI
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JOHN HANCOCK EXCHANGE TRADED
MULTI INTL ETF
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SOLE
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JOHNSON & JOHNSON
COM
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357
2763
SH
SOLE
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JPMORGAN CHASE & CO
ALERIAN ML ETN
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JPMORGAN CHASE & CO
COM
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KAR AUCTION SVCS INC
COM
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KAYNE ANDERSON MLP INVSMT CO
COM
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MASTERCARD INC
CL A
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MCDONALDS CORP
COM
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MICROSOFT CORP
COM
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NEXTERA ENERGY INC
COM
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NIKE INC
CL B
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SH
SOLE
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PFIZER INC
COM
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SH
SOLE
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PIMCO ETF TR
ENHNCD LW DUR AC
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PIMCO ETF TR
INTER MUN BD ACT
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PIMCO ETF TR
ENHAN SHRT MA AC
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SOLE
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COM
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POST HLDGS INC
COM
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13292
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POWERSHARES ETF TRUST
INTL DIV ACHV
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POWERSHARES GLOBAL ETF TRUST
DEV MKTS EX-US
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1411
37605
SH
SOLE
37605
0
0
PRICE T ROWE GROUP INC
COM
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120
1300
SH
SOLE
1300
0
0
PROCTER AND GAMBLE CO
COM
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134
1455
SH
SOLE
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0
PROLOGIS INC
COM
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326850
SH
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326850
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0
RAYTHEON CO
COM NEW
755111507
184
1201
SH
SOLE
1201
0
0
RYDEX ETF TRUST
GUG S&P 500 PU GR
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90253
905700
SH
SOLE
905700
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0
RYDEX ETF TRUST
GUG S&P SC600 PG
46137V175
917
8804
SH
SOLE
8804
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
290
4864
SH
SOLE
4864
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
39906
461292
SH
SOLE
461292
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SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
32007
496919
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496919
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SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
867
13992
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SELECT SECTOR SPDR TR
SBI INT-FINL
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348
14601
SH
SOLE
14601
0
0
SEMTECH CORP
COM
816850101
1109
24184
SH
SOLE
24184
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PORTFOLIO DEVLPD
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SOLE
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SPDR INDEX SHS FDS
PORTFOLIO EMG MK
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16757
517817
SH
SOLE
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0
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SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
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59338
SH
SOLE
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SPDR INDEX SHS FDS
S&P INTL ETF
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36910
SH
SOLE
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0
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SPDR S&P 500 ETF TR
TR UNIT
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554
SH
SOLE
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SPDR SER TR
BLOMBERG BRC INV
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SPDR SER TR
MSCI USA STRTGIC
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SPDR SER TR
NUVEEN BRC MUNIC
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177
3683
SH
SOLE
3683
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0
SPDR SERIES TRUST
S&P 600 SMCP GRW
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11890
220425
SH
SOLE
220425
0
0
SPDR SERIES TRUST
S&P 400 MDCP VAL
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4110
92649
SH
SOLE
92649
0
0
SPDR SERIES TRUST
S&P 600 SMCP VAL
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3202
59494
SH
SOLE
59494
0
0
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
3114
67927
SH
SOLE
67927
0
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
1574
56508
SH
SOLE
56508
0
0
SPDR SERIES TRUST
S&P DIVID ETF
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1430
15972
SH
SOLE
15972
0
0
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
716
9077
SH
SOLE
9077
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
699
9748
SH
SOLE
9748
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
4117
86905
SH
SOLE
86905
0
0
STORE CAP CORP
COM
862121100
1112
39270
SH
SOLE
39270
0
0
STRYKER CORP
COM
863667101
3690
23541
SH
SOLE
23541
0
0
SVB FINL GROUP
COM
78486Q101
832
4381
SH
SOLE
4381
0
0
SYNEOS HEALTH INC
CL A
87166B102
1024
26029
SH
SOLE
26029
0
0
SYSCO CORP
COM
871829107
853
13608
SH
SOLE
13608
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
21708
97003
SH
SOLE
97003
0
0
TOMPKINS FINANCIAL CORPORATI
COM
890110109
108
1436
SH
SOLE
1436
0
0
TOWNEBANK PORTSMOUTH VA
COM
89214P109
194
8097
SH
SOLE
8097
0
0
UBS AG JERSEY BRH
ALERIAN INFRST
902641646
16496
834377
SH
SOLE
834377
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
22479
90233
SH
SOLE
90233
0
0
VANECK VECTORS ETF TR
SHORT HIGH YIELD
92189F387
277
11462
SH
SOLE
11462
0
0
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932794
298
2151
SH
SOLE
2151
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
367
4672
SH
SOLE
4672
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
13383
136636
SH
SOLE
136636
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
12098
90059
SH
SOLE
90059
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
2857
23872
SH
SOLE
23872
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
1952
20488
SH
SOLE
20488
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1240
9395
SH
SOLE
9395
0
0
VANGUARD INDEX FDS
SM CAP VAL ETF
922908611
894
7836
SH
SOLE
7836
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
635
5525
SH
SOLE
5525
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
576
5776
SH
SOLE
5776
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
2070
13744
SH
SOLE
13744
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
445
3217
SH
SOLE
3217
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
6681
175357
SH
SOLE
175357
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
990
21710
SH
SOLE
21710
0
0
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
1229
14424
SH
SOLE
14424
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
101
1036
SH
SOLE
1036
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
55218
1488352
SH
SOLE
1488352
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
3469
44482
SH
SOLE
44482
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
1007
8365
SH
SOLE
8365
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
879
14815
SH
SOLE
14815
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
216
3846
SH
SOLE
3846
0
0
VISA INC
COM CL A
92826C839
401
3041
SH
SOLE
3041
0
0
WAL-MART STORES INC
COM
931142103
21047
225944
SH
SOLE
225944
0
0
WASTE CONNECTIONS INC
COM
94106B101
1206
16248
SH
SOLE
16248
0
0
WELLS FARGO CO NEW
COM
949746101
233
5058
SH
SOLE
5058
0
0
WISDOMTREE TR
FLOATNG RAT TREA
97717X628
55839
2226417
SH
SOLE
2226417
0
0
WISDOMTREE TR
DEFA FD
97717W703
30350
651281
SH
SOLE
651281
0
0
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
7870
248818
SH
SOLE
248818
0
0
WISDOMTREE TR
SMALLCAP DIVID
97717W604
3632
148044
SH
SOLE
148044
0
0
WISDOMTREE TR
INTL LRGCAP DV
97717W794
2779
65349
SH
SOLE
65349
0
0