0001079935-22-000002.txt : 20220419
0001079935-22-000002.hdr.sgml : 20220419
20220419160502
ACCESSION NUMBER: 0001079935-22-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220419
DATE AS OF CHANGE: 20220419
EFFECTIVENESS DATE: 20220419
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
CENTRAL INDEX KEY: 0001079935
IRS NUMBER: 954603559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15248
FILM NUMBER: 22834992
BUSINESS ADDRESS:
STREET 1: 2121 AVENUE OF THE STARS
STREET 2: SUITE 1600
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 8007235115
MAIL ADDRESS:
STREET 1: 2121 AVENUE OF THE STARS
STREET 2: SUITE 1600
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV
DATE OF NAME CHANGE: 20000717
FORMER COMPANY:
FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV
DATE OF NAME CHANGE: 19990217
13F-HR
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0001079935
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03-31-2022
03-31-2022
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
2121 AVENUE OF THE STARS
SUITE 1600
LOS ANGELES
CA
90067
13F HOLDINGS REPORT
028-15248
N
ERIC ROSEN
CHIEF COMPLIANCE OFFICER
310-712-2363
ERIC ROSEN
LOS ANGELES
CA
04-19-2022
1
304
2180648
false
1
0001811480
028-20237
SIGNATURE INVESTMENT ADVISORS LLC
INFORMATION TABLE
2
seia13fq122.xml
AT&T INC
COM
00206R102
289
12213
SH
DFND
1
0
0
12213
AT&T INC
COM
00206R102
55
2310
SH
SOLE
0
0
2310
ARK ETF TR
INNOVATION ETF
00214Q104
33
497
SH
SOLE
0
0
497
ARK ETF TR
INNOVATION ETF
00214Q104
235
3542
SH
DFND
1
0
0
3542
ABBOTT LABS
COM
002824100
254
2142
SH
DFND
1
0
0
2142
ABBOTT LABS
COM
002824100
19
162
SH
SOLE
0
0
162
ABBVIE INC
COM
00287Y109
149
922
SH
SOLE
0
0
922
ABBVIE INC
COM
00287Y109
261
1611
SH
DFND
1
0
0
1611
ACTIVISION BLIZZARD INC
COM
00507V109
199
2481
SH
DFND
1
0
0
2481
ACTIVISION BLIZZARD INC
COM
00507V109
12
146
SH
SOLE
0
0
146
ADOBE SYSTEMS INCORPORATED
COM
00724F101
1
2
SH
SOLE
0
0
2
ADOBE SYSTEMS INCORPORATED
COM
00724F101
447
982
SH
DFND
1
0
0
982
ALPHABET INC
CAP STK CL A
02079K305
26826
9645
SH
DFND
1
0
0
9645
ALPHABET INC
CAP STK CL A
02079K305
9509
3419
SH
SOLE
0
0
3419
AMAZON COM INC
COM
023135106
10160
3117
SH
SOLE
0
0
3117
AMAZON COM INC
COM
023135106
29209
8960
SH
DFND
1
0
0
8960
AMERICAN CENTY ETF TR
INTL EQT ETF
025072703
3084
51121
SH
DFND
1
0
0
51121
AMERICAN CENTY ETF TR
INTL EQT ETF
025072703
1812
30028
SH
SOLE
0
0
30028
AMERICAN EXPRESS CO
COM
025816109
17
90
SH
SOLE
0
0
90
AMERICAN EXPRESS CO
COM
025816109
215
1148
SH
DFND
1
0
0
1148
AMGEN INC
COM
031162100
22
93
SH
DFND
1
0
0
93
AMGEN INC
COM
031162100
640
2648
SH
SOLE
0
0
2648
ANTHEM INC
COM
036752103
5
11
SH
SOLE
0
0
11
ANTHEM INC
COM
036752103
885
1802
SH
DFND
1
0
0
1802
APPLE INC
COM
037833100
39158
224260
SH
DFND
1
0
0
224260
APPLE INC
COM
037833100
14112
80822
SH
SOLE
0
0
80822
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
404
22481
SH
DFND
1
0
0
22481
APPLIED MATLS INC
COM
038222105
30244
229467
SH
DFND
1
0
0
229467
APPLIED MATLS INC
COM
038222105
9907
75166
SH
SOLE
0
0
75166
AUTOMATIC DATA PROCESSING IN
COM
053015103
201
882
SH
SOLE
0
0
882
AUTOMATIC DATA PROCESSING IN
COM
053015103
48
210
SH
DFND
1
0
0
210
AVID BIOSERVICES INC
COM
05368M106
260
12744
SH
SOLE
0
0
12744
BK OF AMERICA CORP
COM
060505104
196
4754
SH
SOLE
0
0
4754
BK OF AMERICA CORP
COM
060505104
233
5652
SH
DFND
1
0
0
5652
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
705
1997
SH
DFND
1
0
0
1997
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
65
185
SH
SOLE
0
0
185
BOEING CO
COM
097023105
150
786
SH
SOLE
0
0
786
BOEING CO
COM
097023105
151
790
SH
DFND
1
0
0
790
BRISTOL-MYERS SQUIBB CO
COM
110122108
8444
115624
SH
DFND
1
0
0
115624
BRISTOL-MYERS SQUIBB CO
COM
110122108
3216
44035
SH
SOLE
0
0
44035
BROADCOM INC
COM
11135F101
11317
17972
SH
SOLE
0
0
17972
BROADCOM INC
COM
11135F101
34041
54061
SH
DFND
1
0
0
54061
CDW CORP
COM
12514G108
1732
9681
SH
DFND
1
0
0
9681
CDW CORP
COM
12514G108
672
3759
SH
SOLE
0
0
3759
CHARLES RIV LABS INTL INC
COM
159864107
503
1772
SH
SOLE
0
0
1772
CHARLES RIV LABS INTL INC
COM
159864107
1393
4907
SH
DFND
1
0
0
4907
CHEVRON CORP NEW
COM
166764100
32213
197832
SH
DFND
1
0
0
197832
CHEVRON CORP NEW
COM
166764100
10983
67451
SH
SOLE
0
0
67451
CITIZENS FINL GROUP INC
COM
174610105
547
12074
SH
SOLE
0
0
12074
CITIZENS FINL GROUP INC
COM
174610105
1456
32129
SH
DFND
1
0
0
32129
COCA COLA CO
COM
191216100
123
1985
SH
DFND
1
0
0
1985
COCA COLA CO
COM
191216100
99
1594
SH
SOLE
0
0
1594
COMCAST CORP NEW
CL A
20030N101
4
85
SH
SOLE
0
0
85
COMCAST CORP NEW
CL A
20030N101
207
4426
SH
DFND
1
0
0
4426
COSTCO WHSL CORP NEW
COM
22160K105
160
278
SH
DFND
1
0
0
278
COSTCO WHSL CORP NEW
COM
22160K105
41
71
SH
SOLE
0
0
71
DEERE & CO
COM
244199105
10362
24940
SH
SOLE
0
0
24940
DEERE & CO
COM
244199105
31200
75097
SH
DFND
1
0
0
75097
DICKS SPORTING GOODS INC
COM
253393102
1338
13373
SH
DFND
1
0
0
13373
DICKS SPORTING GOODS INC
COM
253393102
496
4964
SH
SOLE
0
0
4964
DISNEY WALT CO
COM
254687106
9523
69428
SH
SOLE
0
0
69428
DISNEY WALT CO
COM
254687106
28895
210668
SH
DFND
1
0
0
210668
DOLLAR TREE INC
COM
256746108
1865
11646
SH
DFND
1
0
0
11646
DOLLAR TREE INC
COM
256746108
719
4492
SH
SOLE
0
0
4492
DOMINION ENERGY INC
COM
25746U109
266
3125
SH
DFND
1
0
0
3125
EAST WEST BANCORP INC
COM
27579R104
593
7499
SH
SOLE
0
0
7499
EPAM SYS INC
COM
29414B104
416
1401
SH
SOLE
0
0
1401
EPAM SYS INC
COM
29414B104
1190
4013
SH
DFND
1
0
0
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EXXON MOBIL CORP
COM
30231G102
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SH
DFND
1
0
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10965
EXXON MOBIL CORP
COM
30231G102
185
2236
SH
SOLE
0
0
2236
META PLATFORMS INC
CL A
30303M102
64
286
SH
SOLE
0
0
286
META PLATFORMS INC
CL A
30303M102
402
1806
SH
DFND
1
0
0
1806
FIRST TR EXCH TRADED FD III
MANAGD MUN ETF
33739N108
4861
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SH
DFND
1
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MANAGD MUN ETF
33739N108
242
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SH
SOLE
0
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4562
FIRST TR EXCHNG TRADED FD VI
CBOE VEST US EQT
33740F722
531
14047
SH
DFND
1
0
0
14047
FORD MTR CO DEL
COM
345370860
1017
60129
SH
DFND
1
0
0
60129
FORD MTR CO DEL
COM
345370860
14
800
SH
SOLE
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0
800
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COM
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505
6799
SH
SOLE
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6799
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
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SH
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1
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FREEPORT-MCMORAN INC
CL B
35671D857
8235
165564
SH
DFND
1
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0
165564
FREEPORT-MCMORAN INC
CL B
35671D857
3166
63641
SH
SOLE
0
0
63641
GALLAGHER ARTHUR J & CO
COM
363576109
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6921
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SOLE
0
0
6921
GALLAGHER ARTHUR J & CO
COM
363576109
6
35
SH
DFND
1
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0
35
GOLDMAN SACHS GROUP INC
COM
38141G104
38
114
SH
DFND
1
0
0
114
GOLDMAN SACHS GROUP INC
COM
38141G104
176
532
SH
SOLE
0
0
532
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ACTIVEBETA INT
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SH
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GOLDMAN SACHS ETF TR
ACTIVEBETA INT
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GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
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SH
DFND
1
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0
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GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
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SH
SOLE
0
0
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HOME DEPOT INC
COM
437076102
25
85
SH
SOLE
0
0
85
HOME DEPOT INC
COM
437076102
424
1418
SH
DFND
1
0
0
1418
HONEYWELL INTL INC
COM
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309
1586
SH
DFND
1
0
0
1586
HONEYWELL INTL INC
COM
438516106
78
399
SH
SOLE
0
0
399
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
24
178
SH
SOLE
0
0
178
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
237
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SH
DFND
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0
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INTERNATIONAL BUSINESS MACHS
COM
459200101
258
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SH
DFND
1
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0
1983
INVESCO ACTIVELY MANAGED ETF
ULTRA SHRT DUR
46090A887
274
5493
SH
SOLE
0
0
5493
INVESCO QQQ TR
UNIT SER 1
46090E103
564
1556
SH
SOLE
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INVESCO QQQ TR
UNIT SER 1
46090E103
1291
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S&P500 PUR GWT
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2761
SH
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2761
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S&P500 PUR GWT
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308
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SH
SOLE
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INVESCO EXCH TRADED FD TR II
TAXABLE MUN BD
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282
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ISHARES NEW
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306
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SOLE
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ISHARES GOLD TR
ISHARES NEW
464285204
90
2455
SH
DFND
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2455
ISHARES INC
EM MKTS DIV ETF
464286319
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SH
DFND
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ISHARES INC
EM MKTS DIV ETF
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ISHARES TR
CORE S&P500 ETF
464287200
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CORE S&P500 ETF
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221
ISHARES TR
CORE US AGGBD ET
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ISHARES TR
CORE US AGGBD ET
464287226
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10653
ISHARES TR
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ISHARES TR
S&P 500 GRWT ETF
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ISHARES TR
1 3 YR TREAS BD
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ISHARES TR
EXPND TEC SC ETF
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43529
ISHARES TR
EXPND TEC SC ETF
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ISHARES TR
S&P MC 400GR ETF
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DFND
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ISHARES TR
S&P MC 400GR ETF
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ISHARES TR
S&P MC 400VL ETF
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ISHARES TR
S&P MC 400VL ETF
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ISHARES TR
CORE S&P SCP ETF
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DFND
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35912
ISHARES TR
CORE S&P SCP ETF
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428
3969
SH
SOLE
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3969
ISHARES TR
SP SMCP600VL ETF
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723
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SH
SOLE
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7058
ISHARES TR
SP SMCP600VL ETF
464287879
433
4231
SH
DFND
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0
4231
ISHARES TR
S&P SML 600 GWT
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464
3707
SH
DFND
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3707
ISHARES TR
S&P SML 600 GWT
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5900
SH
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ISHARES TR
GL CLEAN ENE ETF
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2180
ISHARES TR
GL CLEAN ENE ETF
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57732
ISHARES TR
NATIONAL MUN ETF
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2286
ISHARES TR
NATIONAL MUN ETF
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108
ISHARES TR
INTL SEL DIV ETF
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SOLE
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114104
ISHARES TR
INTL SEL DIV ETF
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DFND
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ISHARES TR
US AER DEF ETF
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381
3439
SH
DFND
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3439
ISHARES TR
U.S. MED DVC ETF
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742
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DFND
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12166
ISHARES TR
FLTG RATE NT ETF
46429B655
500
9897
SH
DFND
1
0
0
9897
ISHARES TR
MSCI USA MIN VOL
46429B697
160
2063
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DFND
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2063
ISHARES TR
MSCI USA MIN VOL
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81
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1048
ISHARES TR
MSCI USA VALUE
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SOLE
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216704
ISHARES TR
MSCI USA VALUE
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1147312
ISHARES TR
MSCI USA MMENTM
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DFND
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686715
ISHARES TR
MSCI USA MMENTM
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129860
ISHARES TR
CORE MSCI EAFE
46432F842
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SH
SOLE
0
0
99
ISHARES TR
CORE MSCI EAFE
46432F842
305
4388
SH
DFND
1
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0
4388
ISHARES INC
ESG AWR MSCI EM
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142
3864
SH
DFND
1
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3864
ISHARES INC
ESG AWR MSCI EM
46434G863
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SH
SOLE
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1964
ISHARES TR
MSCI USA SML CP
46434V290
469
8588
SH
SOLE
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8588
ISHARES TR
MSCI USA SML CP
46434V290
841
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DFND
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15407
ISHARES TR
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SH
DFND
1
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132920
ISHARES TR
CORE MSCI INTL
46435G326
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SOLE
0
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261493
ISHARES TR
ESG AWR MSCI USA
46435G425
269
2654
SH
SOLE
0
0
2654
ISHARES TR
ESG AWR MSCI USA
46435G425
493
4869
SH
DFND
1
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0
4869
ISHARES TR
ESG AW MSCI EAFE
46435G516
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SH
DFND
1
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2773
ISHARES TR
ESG AW MSCI EAFE
46435G516
117
1582
SH
SOLE
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1582
ISHARES TR
ESG AWARE MSCI
46435U663
76
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SH
SOLE
0
0
1993
ISHARES TR
ESG AWARE MSCI
46435U663
125
3290
SH
DFND
1
0
0
3290
JPMORGAN CHASE & CO
COM
46625H100
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5977
SH
DFND
1
0
0
5977
JPMORGAN CHASE & CO
COM
46625H100
208
1526
SH
SOLE
0
0
1526
JABIL INC
COM
466313103
515
8344
SH
SOLE
0
0
8344
JABIL INC
COM
466313103
1455
23569
SH
DFND
1
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23569
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MULTIFACTOR MI
47804J206
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SH
DFND
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15909
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MULTIFACTOR MI
47804J206
548
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SH
SOLE
0
0
10428
JOHNSON & JOHNSON
COM
478160104
89
501
SH
SOLE
0
0
501
JOHNSON & JOHNSON
COM
478160104
680
3835
SH
DFND
1
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3835
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COM NEW
50540R409
1641
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DFND
1
0
0
6225
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
624
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SH
SOLE
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2365
LOWES COS INC
COM
548661107
9349
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SH
SOLE
0
0
46238
LOWES COS INC
COM
548661107
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SH
DFND
1
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0
138779
MKS INSTRS INC
COM
55306N104
1583
10554
SH
DFND
1
0
0
10554
MKS INSTRS INC
COM
55306N104
597
3981
SH
SOLE
0
0
3981
MASTERCARD INCORPORATED
CL A
57636Q104
10590
29633
SH
SOLE
0
0
29633
MASTERCARD INCORPORATED
CL A
57636Q104
31904
89271
SH
DFND
1
0
0
89271
MCKESSON CORP
COM
58155Q103
34496
112685
SH
DFND
1
0
0
112685
MCKESSON CORP
COM
58155Q103
11589
37857
SH
SOLE
0
0
37857
METLIFE INC
COM
59156R108
2884
41031
SH
SOLE
0
0
41031
METLIFE INC
COM
59156R108
8015
114038
SH
DFND
1
0
0
114038
MICROSOFT CORP
COM
594918104
33557
108842
SH
DFND
1
0
0
108842
MICROSOFT CORP
COM
594918104
11397
36964
SH
SOLE
0
0
36964
MORGAN STANLEY
COM NEW
617446448
9395
107499
SH
SOLE
0
0
107499
MORGAN STANLEY
COM NEW
617446448
28341
324271
SH
DFND
1
0
0
324271
NEWS CORP NEW
CL A
65249B109
1699
76685
SH
DFND
1
0
0
76685
NEWS CORP NEW
CL A
65249B109
631
28468
SH
SOLE
0
0
28468
NEXTERA ENERGY INC
COM
65339F101
3073
36277
SH
SOLE
0
0
36277
NEXTERA ENERGY INC
COM
65339F101
8686
102543
SH
DFND
1
0
0
102543
NORFOLK SOUTHN CORP
COM
655844108
510
1788
SH
DFND
1
0
0
1788
NVIDIA CORPORATION
COM
67066G104
1234
4523
SH
DFND
1
0
0
4523
NVIDIA CORPORATION
COM
67066G104
135
495
SH
SOLE
0
0
495
OREILLY AUTOMOTIVE INC
COM
67103H107
214
313
SH
DFND
1
0
0
313
PEPSICO INC
COM
713448108
261
1561
SH
DFND
1
0
0
1561
PEPSICO INC
COM
713448108
52
309
SH
SOLE
0
0
309
PERKINELMER INC
COM
714046109
676
3876
SH
DFND
1
0
0
3876
PFIZER INC
COM
717081103
309
5963
SH
DFND
1
0
0
5963
PFIZER INC
COM
717081103
19
371
SH
SOLE
0
0
371
PIMCO ETF TR
ENHNCD LW DUR AC
72201R718
313
3209
SH
SOLE
0
0
3209
PIMCO ETF TR
ENHNCD LW DUR AC
72201R718
0
1
SH
DFND
1
0
0
1
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
112
1122
SH
DFND
1
0
0
1122
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
197
1968
SH
SOLE
0
0
1968
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
340
13938
SH
DFND
1
0
0
13938
PROCTER AND GAMBLE CO
COM
742718109
32172
210548
SH
DFND
1
0
0
210548
PROCTER AND GAMBLE CO
COM
742718109
10602
69387
SH
SOLE
0
0
69387
PROLOGIS INC.
COM
74340W103
3108
19249
SH
SOLE
0
0
19249
PROLOGIS INC.
COM
74340W103
8580
53132
SH
DFND
1
0
0
53132
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1756
3887
SH
DFND
1
0
0
3887
SPDR S&P 500 ETF TR
TR UNIT
78462F103
299
662
SH
SOLE
0
0
662
SPDR GOLD TR
GOLD SHS
78463V107
209
1158
SH
SOLE
0
0
1158
SPDR GOLD TR
GOLD SHS
78463V107
231
1278
SH
DFND
1
0
0
1278
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
3665
94859
SH
DFND
1
0
0
94859
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
9407
243440
SH
SOLE
0
0
243440
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
34723
1012925
SH
SOLE
0
0
1012925
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
126774
3698197
SH
DFND
1
0
0
3698197
SPDR SER TR
S&P 600 SMCP GRW
78464A201
34195
407911
SH
DFND
1
0
0
407911
SPDR SER TR
S&P 600 SMCP GRW
78464A201
9880
117863
SH
SOLE
0
0
117863
SPDR SER TR
ICE PFD SEC ETF
78464A292
332
8523
SH
SOLE
0
0
8523
SPDR SER TR
ICE PFD SEC ETF
78464A292
2774
71111
SH
DFND
1
0
0
71111
SPDR SER TR
S&P 600 SMCP VAL
78464A300
2296
27556
SH
DFND
1
0
0
27556
SPDR SER TR
S&P 600 SMCP VAL
78464A300
4284
51412
SH
SOLE
0
0
51412
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
463
16648
SH
SOLE
0
0
16648
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
3799
136710
SH
DFND
1
0
0
136710
SPDR SER TR
S&P 400 MDCP GRW
78464A821
1365
18389
SH
DFND
1
0
0
18389
SPDR SER TR
S&P 400 MDCP GRW
78464A821
2416
32552
SH
SOLE
0
0
32552
SPDR SER TR
S&P 400 MDCP VAL
78464A839
2645
37576
SH
SOLE
0
0
37576
SPDR SER TR
S&P 400 MDCP VAL
78464A839
1712
24330
SH
DFND
1
0
0
24330
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
7092
158408
SH
DFND
1
0
0
158408
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
863
19287
SH
SOLE
0
0
19287
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
213
614
SH
SOLE
0
0
614
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
17
50
SH
DFND
1
0
0
50
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
244
4522
SH
DFND
1
0
0
4522
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
68
1266
SH
SOLE
0
0
1266
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
494
9248
SH
SOLE
0
0
9248
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
949
17760
SH
DFND
1
0
0
17760
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
57209
417618
SH
DFND
1
0
0
417618
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
19168
139921
SH
SOLE
0
0
139921
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
74
970
SH
SOLE
0
0
970
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
322
4246
SH
DFND
1
0
0
4246
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
55036
1436229
SH
DFND
1
0
0
1436229
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
18467
481920
SH
SOLE
0
0
481920
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
18766
182229
SH
SOLE
0
0
182229
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
56431
547979
SH
DFND
1
0
0
547979
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
183
1150
SH
DFND
1
0
0
1150
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
158
992
SH
SOLE
0
0
992
BLOCK INC
CL A
852234103
3125
23049
SH
SOLE
0
0
23049
BLOCK INC
CL A
852234103
8184
60353
SH
DFND
1
0
0
60353
TESLA INC
COM
88160R101
960
891
SH
DFND
1
0
0
891
TESLA INC
COM
88160R101
768
713
SH
SOLE
0
0
713
THERMO FISHER SCIENTIFIC INC
COM
883556102
10686
18092
SH
SOLE
0
0
18092
THERMO FISHER SCIENTIFIC INC
COM
883556102
32237
54579
SH
DFND
1
0
0
54579
TOWNEBANK PORTSMOUTH VA
COM
89214P109
242
8097
SH
DFND
1
0
0
8097
TRUIST FINL CORP
COM
89832Q109
428
7551
SH
DFND
1
0
0
7551
US BANCORP DEL
COM NEW
902973304
28970
545065
SH
DFND
1
0
0
545065
US BANCORP DEL
COM NEW
902973304
9599
180606
SH
SOLE
0
0
180606
UNITEDHEALTH GROUP INC
COM
91324P102
198
387
SH
SOLE
0
0
387
UNITEDHEALTH GROUP INC
COM
91324P102
622
1219
SH
DFND
1
0
0
1219
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
850
5243
SH
DFND
1
0
0
5243
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
184
1135
SH
SOLE
0
0
1135
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
239
3072
SH
SOLE
0
0
3072
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
3
44
SH
DFND
1
0
0
44
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
8643
179957
SH
DFND
1
0
0
179957
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
6506
135458
SH
SOLE
0
0
135458
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
767
6835
SH
SOLE
0
0
6835
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
4645
41378
SH
DFND
1
0
0
41378
VANGUARD WHITEHALL FDS
INTL HIGH ETF
921946794
12190
180274
SH
DFND
1
0
0
180274
VANGUARD WHITEHALL FDS
INTL HIGH ETF
921946794
3506
51842
SH
SOLE
0
0
51842
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
405
7032
SH
DFND
1
0
0
7032
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3661
79365
SH
DFND
1
0
0
79365
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
4444
96341
SH
SOLE
0
0
96341
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
11
116
SH
SOLE
0
0
116
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
300
3217
SH
DFND
1
0
0
3217
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
1444
5678
SH
DFND
1
0
0
5678
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
3
12
SH
SOLE
0
0
12
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1472
3534
SH
DFND
1
0
0
3534
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
706
4714
SH
DFND
1
0
0
4714
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
694
4636
SH
SOLE
0
0
4636
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
711
3193
SH
SOLE
0
0
3193
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
879
3944
SH
DFND
1
0
0
3944
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
200
1847
SH
DFND
1
0
0
1847
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
536
2158
SH
DFND
1
0
0
2158
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
575
2319
SH
SOLE
0
0
2319
VANGUARD INDEX FDS
GROWTH ETF
922908736
16475
57285
SH
SOLE
0
0
57285
VANGUARD INDEX FDS
GROWTH ETF
922908736
8594
29883
SH
DFND
1
0
0
29883
VANGUARD INDEX FDS
VALUE ETF
922908744
11438
77402
SH
DFND
1
0
0
77402
VANGUARD INDEX FDS
VALUE ETF
922908744
20343
137656
SH
SOLE
0
0
137656
VANGUARD INDEX FDS
SMALL CP ETF
922908751
91
429
SH
SOLE
0
0
429
VANGUARD INDEX FDS
SMALL CP ETF
922908751
597
2809
SH
DFND
1
0
0
2809
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
2570
11289
SH
DFND
1
0
0
11289
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
76
332
SH
SOLE
0
0
332
VERIZON COMMUNICATIONS INC
COM
92343V104
60
1176
SH
SOLE
0
0
1176
VERIZON COMMUNICATIONS INC
COM
92343V104
334
6565
SH
DFND
1
0
0
6565
VISA INC
COM CL A
92826C839
448
2019
SH
DFND
1
0
0
2019
VISA INC
COM CL A
92826C839
27
122
SH
SOLE
0
0
122
WALMART INC
COM
931142103
400
2685
SH
SOLE
0
0
2685
WALMART INC
COM
931142103
887
5953
SH
DFND
1
0
0
5953
WASTE CONNECTIONS INC
COM
94106B101
1844
13202
SH
DFND
1
0
0
13202
WASTE CONNECTIONS INC
COM
94106B101
700
5014
SH
SOLE
0
0
5014
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
253
5786
SH
SOLE
0
0
5786
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
1200
27425
SH
DFND
1
0
0
27425
WISDOMTREE TR
US MIDCAP DIVID
97717W505
5248
118143
SH
DFND
1
0
0
118143
WISDOMTREE TR
US MIDCAP DIVID
97717W505
1457
32806
SH
SOLE
0
0
32806
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
1037
32527
SH
SOLE
0
0
32527
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
3553
111481
SH
DFND
1
0
0
111481
WISDOMTREE TR
INTL EQUITY FD
97717W703
625
11854
SH
DFND
1
0
0
11854
WISDOMTREE TR
INTL EQUITY FD
97717W703
358
6787
SH
SOLE
0
0
6787
ZOETIS INC
CL A
98978V103
228
1210
SH
DFND
1
0
0
1210
AMDOCS LTD
SHS
G02602103
1782
21676
SH
DFND
1
0
0
21676
AMDOCS LTD
SHS
G02602103
666
8103
SH
SOLE
0
0
8103
EVEREST RE GROUP LTD
COM
G3223R108
657
2179
SH
SOLE
0
0
2179
EVEREST RE GROUP LTD
COM
G3223R108
1763
5851
SH
DFND
1
0
0
5851