CHIEF COMPLIANCE OFFICER

0001079935-22-000002.txt : 20220419 0001079935-22-000002.hdr.sgml : 20220419 20220419160502 ACCESSION NUMBER: 0001079935-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220419 DATE AS OF CHANGE: 20220419 EFFECTIVENESS DATE: 20220419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 22834992 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001079935 XXXXXXXX 03-31-2022 03-31-2022 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N ERIC ROSEN CHIEF COMPLIANCE OFFICER 310-712-2363 ERIC ROSEN LOS ANGELES CA 04-19-2022 1 304 2180648 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq122.xml AT&T INC COM 00206R102 289 12213 SH DFND 1 0 0 12213 AT&T INC COM 00206R102 55 2310 SH SOLE 0 0 2310 ARK ETF TR INNOVATION ETF 00214Q104 33 497 SH SOLE 0 0 497 ARK ETF TR INNOVATION ETF 00214Q104 235 3542 SH DFND 1 0 0 3542 ABBOTT LABS COM 002824100 254 2142 SH DFND 1 0 0 2142 ABBOTT LABS COM 002824100 19 162 SH SOLE 0 0 162 ABBVIE INC COM 00287Y109 149 922 SH SOLE 0 0 922 ABBVIE INC COM 00287Y109 261 1611 SH DFND 1 0 0 1611 ACTIVISION BLIZZARD INC COM 00507V109 199 2481 SH DFND 1 0 0 2481 ACTIVISION BLIZZARD INC COM 00507V109 12 146 SH SOLE 0 0 146 ADOBE SYSTEMS INCORPORATED COM 00724F101 1 2 SH SOLE 0 0 2 ADOBE SYSTEMS INCORPORATED COM 00724F101 447 982 SH DFND 1 0 0 982 ALPHABET INC CAP STK CL A 02079K305 26826 9645 SH DFND 1 0 0 9645 ALPHABET INC CAP STK CL A 02079K305 9509 3419 SH SOLE 0 0 3419 AMAZON COM INC COM 023135106 10160 3117 SH SOLE 0 0 3117 AMAZON COM INC COM 023135106 29209 8960 SH DFND 1 0 0 8960 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 3084 51121 SH DFND 1 0 0 51121 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 1812 30028 SH SOLE 0 0 30028 AMERICAN EXPRESS CO COM 025816109 17 90 SH SOLE 0 0 90 AMERICAN EXPRESS CO COM 025816109 215 1148 SH DFND 1 0 0 1148 AMGEN INC COM 031162100 22 93 SH DFND 1 0 0 93 AMGEN INC COM 031162100 640 2648 SH SOLE 0 0 2648 ANTHEM INC COM 036752103 5 11 SH SOLE 0 0 11 ANTHEM INC COM 036752103 885 1802 SH DFND 1 0 0 1802 APPLE INC COM 037833100 39158 224260 SH DFND 1 0 0 224260 APPLE INC COM 037833100 14112 80822 SH SOLE 0 0 80822 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 404 22481 SH DFND 1 0 0 22481 APPLIED MATLS INC COM 038222105 30244 229467 SH DFND 1 0 0 229467 APPLIED MATLS INC COM 038222105 9907 75166 SH SOLE 0 0 75166 AUTOMATIC DATA PROCESSING IN COM 053015103 201 882 SH SOLE 0 0 882 AUTOMATIC DATA PROCESSING IN COM 053015103 48 210 SH DFND 1 0 0 210 AVID BIOSERVICES INC COM 05368M106 260 12744 SH SOLE 0 0 12744 BK OF AMERICA CORP COM 060505104 196 4754 SH SOLE 0 0 4754 BK OF AMERICA CORP COM 060505104 233 5652 SH DFND 1 0 0 5652 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 705 1997 SH DFND 1 0 0 1997 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 65 185 SH SOLE 0 0 185 BOEING CO COM 097023105 150 786 SH SOLE 0 0 786 BOEING CO COM 097023105 151 790 SH DFND 1 0 0 790 BRISTOL-MYERS SQUIBB CO COM 110122108 8444 115624 SH DFND 1 0 0 115624 BRISTOL-MYERS SQUIBB CO COM 110122108 3216 44035 SH SOLE 0 0 44035 BROADCOM INC COM 11135F101 11317 17972 SH SOLE 0 0 17972 BROADCOM INC COM 11135F101 34041 54061 SH DFND 1 0 0 54061 CDW CORP COM 12514G108 1732 9681 SH DFND 1 0 0 9681 CDW CORP COM 12514G108 672 3759 SH SOLE 0 0 3759 CHARLES RIV LABS INTL INC COM 159864107 503 1772 SH SOLE 0 0 1772 CHARLES RIV LABS INTL INC COM 159864107 1393 4907 SH DFND 1 0 0 4907 CHEVRON CORP NEW COM 166764100 32213 197832 SH DFND 1 0 0 197832 CHEVRON CORP NEW COM 166764100 10983 67451 SH SOLE 0 0 67451 CITIZENS FINL GROUP INC COM 174610105 547 12074 SH SOLE 0 0 12074 CITIZENS FINL GROUP INC COM 174610105 1456 32129 SH DFND 1 0 0 32129 COCA COLA CO COM 191216100 123 1985 SH DFND 1 0 0 1985 COCA COLA CO COM 191216100 99 1594 SH SOLE 0 0 1594 COMCAST CORP NEW CL A 20030N101 4 85 SH SOLE 0 0 85 COMCAST CORP NEW CL A 20030N101 207 4426 SH DFND 1 0 0 4426 COSTCO WHSL CORP NEW COM 22160K105 160 278 SH DFND 1 0 0 278 COSTCO WHSL CORP NEW COM 22160K105 41 71 SH SOLE 0 0 71 DEERE & CO COM 244199105 10362 24940 SH SOLE 0 0 24940 DEERE & CO COM 244199105 31200 75097 SH DFND 1 0 0 75097 DICKS SPORTING GOODS INC COM 253393102 1338 13373 SH DFND 1 0 0 13373 DICKS SPORTING GOODS INC COM 253393102 496 4964 SH SOLE 0 0 4964 DISNEY WALT CO COM 254687106 9523 69428 SH SOLE 0 0 69428 DISNEY WALT CO COM 254687106 28895 210668 SH DFND 1 0 0 210668 DOLLAR TREE INC COM 256746108 1865 11646 SH DFND 1 0 0 11646 DOLLAR TREE INC COM 256746108 719 4492 SH SOLE 0 0 4492 DOMINION ENERGY INC COM 25746U109 266 3125 SH DFND 1 0 0 3125 EAST WEST BANCORP INC COM 27579R104 593 7499 SH SOLE 0 0 7499 EPAM SYS INC COM 29414B104 416 1401 SH SOLE 0 0 1401 EPAM SYS INC COM 29414B104 1190 4013 SH DFND 1 0 0 4013 EXXON MOBIL CORP COM 30231G102 906 10965 SH DFND 1 0 0 10965 EXXON MOBIL CORP COM 30231G102 185 2236 SH SOLE 0 0 2236 META PLATFORMS INC CL A 30303M102 64 286 SH SOLE 0 0 286 META PLATFORMS INC CL A 30303M102 402 1806 SH DFND 1 0 0 1806 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 4861 91610 SH DFND 1 0 0 91610 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 242 4562 SH SOLE 0 0 4562 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 531 14047 SH DFND 1 0 0 14047 FORD MTR CO DEL COM 345370860 1017 60129 SH DFND 1 0 0 60129 FORD MTR CO DEL COM 345370860 14 800 SH SOLE 0 0 800 FORTUNE BRANDS HOME & SEC IN COM 34964C106 505 6799 SH SOLE 0 0 6799 FORTUNE BRANDS HOME & SEC IN COM 34964C106 1365 18370 SH DFND 1 0 0 18370 FREEPORT-MCMORAN INC CL B 35671D857 8235 165564 SH DFND 1 0 0 165564 FREEPORT-MCMORAN INC CL B 35671D857 3166 63641 SH SOLE 0 0 63641 GALLAGHER ARTHUR J & CO COM 363576109 1208 6921 SH SOLE 0 0 6921 GALLAGHER ARTHUR J & CO COM 363576109 6 35 SH DFND 1 0 0 35 GOLDMAN SACHS GROUP INC COM 38141G104 38 114 SH DFND 1 0 0 114 GOLDMAN SACHS GROUP INC COM 38141G104 176 532 SH SOLE 0 0 532 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1673 51102 SH SOLE 0 0 51102 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 3063 93597 SH DFND 1 0 0 93597 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 253072 2842229 SH DFND 1 0 0 2842229 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 80339 902283 SH SOLE 0 0 902283 HOME DEPOT INC COM 437076102 25 85 SH SOLE 0 0 85 HOME DEPOT INC COM 437076102 424 1418 SH DFND 1 0 0 1418 HONEYWELL INTL INC COM 438516106 309 1586 SH DFND 1 0 0 1586 HONEYWELL INTL INC COM 438516106 78 399 SH SOLE 0 0 399 INTERCONTINENTAL EXCHANGE IN COM 45866F104 24 178 SH SOLE 0 0 178 INTERCONTINENTAL EXCHANGE IN COM 45866F104 237 1795 SH DFND 1 0 0 1795 INTERNATIONAL BUSINESS MACHS COM 459200101 258 1983 SH DFND 1 0 0 1983 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 274 5493 SH SOLE 0 0 5493 INVESCO QQQ TR UNIT SER 1 46090E103 564 1556 SH SOLE 0 0 1556 INVESCO QQQ TR UNIT SER 1 46090E103 1291 3561 SH DFND 1 0 0 3561 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 507 2761 SH DFND 1 0 0 2761 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 308 1677 SH SOLE 0 0 1677 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 282 9521 SH SOLE 0 0 9521 ISHARES GOLD TR ISHARES NEW 464285204 306 8322 SH SOLE 0 0 8322 ISHARES GOLD TR ISHARES NEW 464285204 90 2455 SH DFND 1 0 0 2455 ISHARES INC EM MKTS DIV ETF 464286319 8540 261154 SH DFND 1 0 0 261154 ISHARES INC EM MKTS DIV ETF 464286319 2577 78810 SH SOLE 0 0 78810 ISHARES TR CORE S&P500 ETF 464287200 135 297 SH SOLE 0 0 297 ISHARES TR CORE S&P500 ETF 464287200 100 221 SH DFND 1 0 0 221 ISHARES TR CORE US AGGBD ET 464287226 303 2833 SH DFND 1 0 0 2833 ISHARES TR CORE US AGGBD ET 464287226 1141 10653 SH SOLE 0 0 10653 ISHARES TR S&P 500 GRWT ETF 464287309 2313 30288 SH SOLE 0 0 30288 ISHARES TR S&P 500 GRWT ETF 464287309 2409 31537 SH DFND 1 0 0 31537 ISHARES TR 1 3 YR TREAS BD 464287457 721 8655 SH SOLE 0 0 8655 ISHARES TR EXPND TEC SC ETF 464287549 16916 43529 SH SOLE 0 0 43529 ISHARES TR EXPND TEC SC ETF 464287549 50091 128892 SH DFND 1 0 0 128892 ISHARES TR S&P MC 400GR ETF 464287606 719 9300 SH DFND 1 0 0 9300 ISHARES TR S&P MC 400GR ETF 464287606 2323 30067 SH SOLE 0 0 30067 ISHARES TR S&P MC 400VL ETF 464287705 2452 22366 SH SOLE 0 0 22366 ISHARES TR S&P MC 400VL ETF 464287705 779 7109 SH DFND 1 0 0 7109 ISHARES TR CORE S&P SCP ETF 464287804 3874 35912 SH DFND 1 0 0 35912 ISHARES TR CORE S&P SCP ETF 464287804 428 3969 SH SOLE 0 0 3969 ISHARES TR SP SMCP600VL ETF 464287879 723 7058 SH SOLE 0 0 7058 ISHARES TR SP SMCP600VL ETF 464287879 433 4231 SH DFND 1 0 0 4231 ISHARES TR S&P SML 600 GWT 464287887 464 3707 SH DFND 1 0 0 3707 ISHARES TR S&P SML 600 GWT 464287887 738 5900 SH SOLE 0 0 5900 ISHARES TR GL CLEAN ENE ETF 464288224 47 2180 SH SOLE 0 0 2180 ISHARES TR GL CLEAN ENE ETF 464288224 1242 57732 SH DFND 1 0 0 57732 ISHARES TR NATIONAL MUN ETF 464288414 251 2286 SH DFND 1 0 0 2286 ISHARES TR NATIONAL MUN ETF 464288414 12 108 SH SOLE 0 0 108 ISHARES TR INTL SEL DIV ETF 464288448 3624 114104 SH SOLE 0 0 114104 ISHARES TR INTL SEL DIV ETF 464288448 12567 395701 SH DFND 1 0 0 395701 ISHARES TR US AER DEF ETF 464288760 381 3439 SH DFND 1 0 0 3439 ISHARES TR U.S. MED DVC ETF 464288810 742 12166 SH DFND 1 0 0 12166 ISHARES TR FLTG RATE NT ETF 46429B655 500 9897 SH DFND 1 0 0 9897 ISHARES TR MSCI USA MIN VOL 46429B697 160 2063 SH DFND 1 0 0 2063 ISHARES TR MSCI USA MIN VOL 46429B697 81 1048 SH SOLE 0 0 1048 ISHARES TR MSCI USA VALUE 46432F388 22661 216704 SH SOLE 0 0 216704 ISHARES TR MSCI USA VALUE 46432F388 119974 1147312 SH DFND 1 0 0 1147312 ISHARES TR MSCI USA MMENTM 46432F396 115554 686715 SH DFND 1 0 0 686715 ISHARES TR MSCI USA MMENTM 46432F396 21851 129860 SH SOLE 0 0 129860 ISHARES TR CORE MSCI EAFE 46432F842 7 99 SH SOLE 0 0 99 ISHARES TR CORE MSCI EAFE 46432F842 305 4388 SH DFND 1 0 0 4388 ISHARES INC ESG AWR MSCI EM 46434G863 142 3864 SH DFND 1 0 0 3864 ISHARES INC ESG AWR MSCI EM 46434G863 72 1964 SH SOLE 0 0 1964 ISHARES TR MSCI USA SML CP 46434V290 469 8588 SH SOLE 0 0 8588 ISHARES TR MSCI USA SML CP 46434V290 841 15407 SH DFND 1 0 0 15407 ISHARES TR CORE MSCI INTL 46435G326 8458 132920 SH DFND 1 0 0 132920 ISHARES TR CORE MSCI INTL 46435G326 16639 261493 SH SOLE 0 0 261493 ISHARES TR ESG AWR MSCI USA 46435G425 269 2654 SH SOLE 0 0 2654 ISHARES TR ESG AWR MSCI USA 46435G425 493 4869 SH DFND 1 0 0 4869 ISHARES TR ESG AW MSCI EAFE 46435G516 204 2773 SH DFND 1 0 0 2773 ISHARES TR ESG AW MSCI EAFE 46435G516 117 1582 SH SOLE 0 0 1582 ISHARES TR ESG AWARE MSCI 46435U663 76 1993 SH SOLE 0 0 1993 ISHARES TR ESG AWARE MSCI 46435U663 125 3290 SH DFND 1 0 0 3290 JPMORGAN CHASE & CO COM 46625H100 815 5977 SH DFND 1 0 0 5977 JPMORGAN CHASE & CO COM 46625H100 208 1526 SH SOLE 0 0 1526 JABIL INC COM 466313103 515 8344 SH SOLE 0 0 8344 JABIL INC COM 466313103 1455 23569 SH DFND 1 0 0 23569 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 836 15909 SH DFND 1 0 0 15909 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 548 10428 SH SOLE 0 0 10428 JOHNSON & JOHNSON COM 478160104 89 501 SH SOLE 0 0 501 JOHNSON & JOHNSON COM 478160104 680 3835 SH DFND 1 0 0 3835 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1641 6225 SH DFND 1 0 0 6225 LABORATORY CORP AMER HLDGS COM NEW 50540R409 624 2365 SH SOLE 0 0 2365 LOWES COS INC COM 548661107 9349 46238 SH SOLE 0 0 46238 LOWES COS INC COM 548661107 28060 138779 SH DFND 1 0 0 138779 MKS INSTRS INC COM 55306N104 1583 10554 SH DFND 1 0 0 10554 MKS INSTRS INC COM 55306N104 597 3981 SH SOLE 0 0 3981 MASTERCARD INCORPORATED CL A 57636Q104 10590 29633 SH SOLE 0 0 29633 MASTERCARD INCORPORATED CL A 57636Q104 31904 89271 SH DFND 1 0 0 89271 MCKESSON CORP COM 58155Q103 34496 112685 SH DFND 1 0 0 112685 MCKESSON CORP COM 58155Q103 11589 37857 SH SOLE 0 0 37857 METLIFE INC COM 59156R108 2884 41031 SH SOLE 0 0 41031 METLIFE INC COM 59156R108 8015 114038 SH DFND 1 0 0 114038 MICROSOFT CORP COM 594918104 33557 108842 SH DFND 1 0 0 108842 MICROSOFT CORP COM 594918104 11397 36964 SH SOLE 0 0 36964 MORGAN STANLEY COM NEW 617446448 9395 107499 SH SOLE 0 0 107499 MORGAN STANLEY COM NEW 617446448 28341 324271 SH DFND 1 0 0 324271 NEWS CORP NEW CL A 65249B109 1699 76685 SH DFND 1 0 0 76685 NEWS CORP NEW CL A 65249B109 631 28468 SH SOLE 0 0 28468 NEXTERA ENERGY INC COM 65339F101 3073 36277 SH SOLE 0 0 36277 NEXTERA ENERGY INC COM 65339F101 8686 102543 SH DFND 1 0 0 102543 NORFOLK SOUTHN CORP COM 655844108 510 1788 SH DFND 1 0 0 1788 NVIDIA CORPORATION COM 67066G104 1234 4523 SH DFND 1 0 0 4523 NVIDIA CORPORATION COM 67066G104 135 495 SH SOLE 0 0 495 OREILLY AUTOMOTIVE INC COM 67103H107 214 313 SH DFND 1 0 0 313 PEPSICO INC COM 713448108 261 1561 SH DFND 1 0 0 1561 PEPSICO INC COM 713448108 52 309 SH SOLE 0 0 309 PERKINELMER INC COM 714046109 676 3876 SH DFND 1 0 0 3876 PFIZER INC COM 717081103 309 5963 SH DFND 1 0 0 5963 PFIZER INC COM 717081103 19 371 SH SOLE 0 0 371 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 313 3209 SH SOLE 0 0 3209 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 0 1 SH DFND 1 0 0 1 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 112 1122 SH DFND 1 0 0 1122 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 197 1968 SH SOLE 0 0 1968 PIMCO DYNAMIC INCOME FD SHS 72201Y101 340 13938 SH DFND 1 0 0 13938 PROCTER AND GAMBLE CO COM 742718109 32172 210548 SH DFND 1 0 0 210548 PROCTER AND GAMBLE CO COM 742718109 10602 69387 SH SOLE 0 0 69387 PROLOGIS INC. COM 74340W103 3108 19249 SH SOLE 0 0 19249 PROLOGIS INC. COM 74340W103 8580 53132 SH DFND 1 0 0 53132 SPDR S&P 500 ETF TR TR UNIT 78462F103 1756 3887 SH DFND 1 0 0 3887 SPDR S&P 500 ETF TR TR UNIT 78462F103 299 662 SH SOLE 0 0 662 SPDR GOLD TR GOLD SHS 78463V107 209 1158 SH SOLE 0 0 1158 SPDR GOLD TR GOLD SHS 78463V107 231 1278 SH DFND 1 0 0 1278 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3665 94859 SH DFND 1 0 0 94859 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 9407 243440 SH SOLE 0 0 243440 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 34723 1012925 SH SOLE 0 0 1012925 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 126774 3698197 SH DFND 1 0 0 3698197 SPDR SER TR S&P 600 SMCP GRW 78464A201 34195 407911 SH DFND 1 0 0 407911 SPDR SER TR S&P 600 SMCP GRW 78464A201 9880 117863 SH SOLE 0 0 117863 SPDR SER TR ICE PFD SEC ETF 78464A292 332 8523 SH SOLE 0 0 8523 SPDR SER TR ICE PFD SEC ETF 78464A292 2774 71111 SH DFND 1 0 0 71111 SPDR SER TR S&P 600 SMCP VAL 78464A300 2296 27556 SH DFND 1 0 0 27556 SPDR SER TR S&P 600 SMCP VAL 78464A300 4284 51412 SH SOLE 0 0 51412 SPDR SER TR PORTFOLIO AGRGTE 78464A649 463 16648 SH SOLE 0 0 16648 SPDR SER TR PORTFOLIO AGRGTE 78464A649 3799 136710 SH DFND 1 0 0 136710 SPDR SER TR S&P 400 MDCP GRW 78464A821 1365 18389 SH DFND 1 0 0 18389 SPDR SER TR S&P 400 MDCP GRW 78464A821 2416 32552 SH SOLE 0 0 32552 SPDR SER TR S&P 400 MDCP VAL 78464A839 2645 37576 SH SOLE 0 0 37576 SPDR SER TR S&P 400 MDCP VAL 78464A839 1712 24330 SH DFND 1 0 0 24330 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 7092 158408 SH DFND 1 0 0 158408 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 863 19287 SH SOLE 0 0 19287 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 213 614 SH SOLE 0 0 614 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 17 50 SH DFND 1 0 0 50 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 244 4522 SH DFND 1 0 0 4522 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 68 1266 SH SOLE 0 0 1266 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 494 9248 SH SOLE 0 0 9248 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 949 17760 SH DFND 1 0 0 17760 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 57209 417618 SH DFND 1 0 0 417618 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 19168 139921 SH SOLE 0 0 139921 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 74 970 SH SOLE 0 0 970 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 322 4246 SH DFND 1 0 0 4246 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 55036 1436229 SH DFND 1 0 0 1436229 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 18467 481920 SH SOLE 0 0 481920 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 18766 182229 SH SOLE 0 0 182229 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 56431 547979 SH DFND 1 0 0 547979 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 183 1150 SH DFND 1 0 0 1150 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 158 992 SH SOLE 0 0 992 BLOCK INC CL A 852234103 3125 23049 SH SOLE 0 0 23049 BLOCK INC CL A 852234103 8184 60353 SH DFND 1 0 0 60353 TESLA INC COM 88160R101 960 891 SH DFND 1 0 0 891 TESLA INC COM 88160R101 768 713 SH SOLE 0 0 713 THERMO FISHER SCIENTIFIC INC COM 883556102 10686 18092 SH SOLE 0 0 18092 THERMO FISHER SCIENTIFIC INC COM 883556102 32237 54579 SH DFND 1 0 0 54579 TOWNEBANK PORTSMOUTH VA COM 89214P109 242 8097 SH DFND 1 0 0 8097 TRUIST FINL CORP COM 89832Q109 428 7551 SH DFND 1 0 0 7551 US BANCORP DEL COM NEW 902973304 28970 545065 SH DFND 1 0 0 545065 US BANCORP DEL COM NEW 902973304 9599 180606 SH SOLE 0 0 180606 UNITEDHEALTH GROUP INC COM 91324P102 198 387 SH SOLE 0 0 387 UNITEDHEALTH GROUP INC COM 91324P102 622 1219 SH DFND 1 0 0 1219 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 850 5243 SH DFND 1 0 0 5243 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 184 1135 SH SOLE 0 0 1135 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 239 3072 SH SOLE 0 0 3072 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3 44 SH DFND 1 0 0 44 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 8643 179957 SH DFND 1 0 0 179957 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 6506 135458 SH SOLE 0 0 135458 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 767 6835 SH SOLE 0 0 6835 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 4645 41378 SH DFND 1 0 0 41378 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 12190 180274 SH DFND 1 0 0 180274 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 3506 51842 SH SOLE 0 0 51842 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 405 7032 SH DFND 1 0 0 7032 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3661 79365 SH DFND 1 0 0 79365 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4444 96341 SH SOLE 0 0 96341 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 11 116 SH SOLE 0 0 116 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 300 3217 SH DFND 1 0 0 3217 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1444 5678 SH DFND 1 0 0 5678 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 3 12 SH SOLE 0 0 12 VANGUARD WORLD FDS INF TECH ETF 92204A702 1472 3534 SH DFND 1 0 0 3534 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 706 4714 SH DFND 1 0 0 4714 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 694 4636 SH SOLE 0 0 4636 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 711 3193 SH SOLE 0 0 3193 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 879 3944 SH DFND 1 0 0 3944 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 200 1847 SH DFND 1 0 0 1847 VANGUARD INDEX FDS SML CP GRW ETF 922908595 536 2158 SH DFND 1 0 0 2158 VANGUARD INDEX FDS SML CP GRW ETF 922908595 575 2319 SH SOLE 0 0 2319 VANGUARD INDEX FDS GROWTH ETF 922908736 16475 57285 SH SOLE 0 0 57285 VANGUARD INDEX FDS GROWTH ETF 922908736 8594 29883 SH DFND 1 0 0 29883 VANGUARD INDEX FDS VALUE ETF 922908744 11438 77402 SH DFND 1 0 0 77402 VANGUARD INDEX FDS VALUE ETF 922908744 20343 137656 SH SOLE 0 0 137656 VANGUARD INDEX FDS SMALL CP ETF 922908751 91 429 SH SOLE 0 0 429 VANGUARD INDEX FDS SMALL CP ETF 922908751 597 2809 SH DFND 1 0 0 2809 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2570 11289 SH DFND 1 0 0 11289 VANGUARD INDEX FDS TOTAL STK MKT 922908769 76 332 SH SOLE 0 0 332 VERIZON COMMUNICATIONS INC COM 92343V104 60 1176 SH SOLE 0 0 1176 VERIZON COMMUNICATIONS INC COM 92343V104 334 6565 SH DFND 1 0 0 6565 VISA INC COM CL A 92826C839 448 2019 SH DFND 1 0 0 2019 VISA INC COM CL A 92826C839 27 122 SH SOLE 0 0 122 WALMART INC COM 931142103 400 2685 SH SOLE 0 0 2685 WALMART INC COM 931142103 887 5953 SH DFND 1 0 0 5953 WASTE CONNECTIONS INC COM 94106B101 1844 13202 SH DFND 1 0 0 13202 WASTE CONNECTIONS INC COM 94106B101 700 5014 SH SOLE 0 0 5014 WISDOMTREE TR EMER MKT HIGH FD 97717W315 253 5786 SH SOLE 0 0 5786 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1200 27425 SH DFND 1 0 0 27425 WISDOMTREE TR US MIDCAP DIVID 97717W505 5248 118143 SH DFND 1 0 0 118143 WISDOMTREE TR US MIDCAP DIVID 97717W505 1457 32806 SH SOLE 0 0 32806 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1037 32527 SH SOLE 0 0 32527 WISDOMTREE TR US SMALLCAP DIVD 97717W604 3553 111481 SH DFND 1 0 0 111481 WISDOMTREE TR INTL EQUITY FD 97717W703 625 11854 SH DFND 1 0 0 11854 WISDOMTREE TR INTL EQUITY FD 97717W703 358 6787 SH SOLE 0 0 6787 ZOETIS INC CL A 98978V103 228 1210 SH DFND 1 0 0 1210 AMDOCS LTD SHS G02602103 1782 21676 SH DFND 1 0 0 21676 AMDOCS LTD SHS G02602103 666 8103 SH SOLE 0 0 8103 EVEREST RE GROUP LTD COM G3223R108 657 2179 SH SOLE 0 0 2179 EVEREST RE GROUP LTD COM G3223R108 1763 5851 SH DFND 1 0 0 5851