0001209191-18-051660.txt : 20180919 0001209191-18-051660.hdr.sgml : 20180919 20180919165810 ACCESSION NUMBER: 0001209191-18-051660 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180917 FILED AS OF DATE: 20180919 DATE AS OF CHANGE: 20180919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUREY MICHAEL R CENTRAL INDEX KEY: 0001079576 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38044 FILM NUMBER: 181078116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Okta, Inc. CENTRAL INDEX KEY: 0001660134 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 264175727 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 301 BRANNAN STREET, 1ST FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 888-722-7871 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET, 1ST FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-17 0 0001660134 Okta, Inc. OKTA 0001079576 KOUREY MICHAEL R C/O OKTA, INC. 301 BRANNAN STREET SAN FRANCISCO CA 94107 1 0 0 0 Class A Common Stock 2018-09-17 4 C 0 17500 0.00 A 17500 D Class A Common Stock 2018-09-17 4 S 0 10320 69.5846 D 7180 D Class A Common Stock 2018-09-17 4 S 0 5980 70.2883 D 1200 D Class A Common Stock 2018-09-17 4 S 0 1200 71.6617 D 0 D Employee Stock Option (Right to Buy) 8.62 2018-09-17 4 M 0 17500 0.00 D 2025-12-16 Class B Common Stock 17500 247500 D Class B Common Stock 2018-09-17 4 M 0 17500 0.00 A Class A Common Stock 17500 17500 D Class B Common Stock 2018-09-17 4 C 0 17500 0.00 D Class A Common Stock 17500 0 D Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.05 to $69.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.005 to $70.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.07 to $72.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares subject to the option shall vest in 48 equal monthly installments commencing 11/12/2015, subject to the Reporting Person's continuous service to the Issuer through each vesting date. The option is early exercisable by the Reporting Person. /s/ Larissa Schwartz, attorney-in-fact of the Reporting Person 2018-09-19