0001209191-18-051660.txt : 20180919
0001209191-18-051660.hdr.sgml : 20180919
20180919165810
ACCESSION NUMBER: 0001209191-18-051660
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180917
FILED AS OF DATE: 20180919
DATE AS OF CHANGE: 20180919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUREY MICHAEL R
CENTRAL INDEX KEY: 0001079576
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 181078116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Okta, Inc.
CENTRAL INDEX KEY: 0001660134
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 264175727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 301 BRANNAN STREET, 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 888-722-7871
MAIL ADDRESS:
STREET 1: 301 BRANNAN STREET, 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-09-17
0
0001660134
Okta, Inc.
OKTA
0001079576
KOUREY MICHAEL R
C/O OKTA, INC.
301 BRANNAN STREET
SAN FRANCISCO
CA
94107
1
0
0
0
Class A Common Stock
2018-09-17
4
C
0
17500
0.00
A
17500
D
Class A Common Stock
2018-09-17
4
S
0
10320
69.5846
D
7180
D
Class A Common Stock
2018-09-17
4
S
0
5980
70.2883
D
1200
D
Class A Common Stock
2018-09-17
4
S
0
1200
71.6617
D
0
D
Employee Stock Option (Right to Buy)
8.62
2018-09-17
4
M
0
17500
0.00
D
2025-12-16
Class B Common Stock
17500
247500
D
Class B Common Stock
2018-09-17
4
M
0
17500
0.00
A
Class A Common Stock
17500
17500
D
Class B Common Stock
2018-09-17
4
C
0
17500
0.00
D
Class A Common Stock
17500
0
D
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.05 to $69.99 per
share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.005 to $70.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.07 to $72.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares subject to the option shall vest in 48 equal monthly installments commencing 11/12/2015, subject to the Reporting Person's continuous service to the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
2018-09-19